COOL VegaShares AI Thermal, Cooling & Power Management ETF

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Company insiders 3 insiders · 0 officers · 0 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
CGA Sponsor, LLC June 21, 2023 C 9,825,000 0 0 $0
John J. Cadeddu Jan. 20, 2022 J 9,825,000 0 0 $0
Marvin Tien Dec. 24, 2020 J 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

Activists & 5%+ owners 1 position

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Ringwood Field, LLC, Brookside Field, LLC, Xinying Wu Aug. 22, 2024 Initial filing Board campaign SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.