PGIM Rock ETF Trust (PMAU)
Management Company · XCBO · Series S000089308 · View on SEC EDGAR ↗
- Net assets
- $3.7M
- Holdings
- 4
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 100.04%
- Effective number of positions
- 0.9
- Positions above 1%
- 2
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$0
- Quarter ending Apr 2026
- +$0
- Trailing 12 months
- +$3.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 4 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $3.9M | 105.28 | 55 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $67K | 1.83 | 67,478 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $29K | 0.78 | 55 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$289K | -7.86 | -55 | DE | US |
Sector breakdown
Institutional owners (13F) 3 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | $510,869 | 84.28% | 19,202 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $79,815 | 13.17% | 3,000 | Shares | June 30, 2026 |
| UBS Group AG | $15,484 | 2.55% | 582 | Shares | June 30, 2026 |