Aaron Schroeder

CIK 1423229 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 20, 2012 · Latest: Jan. 12, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 8, 2023 SNEX S 1,395 $104.91 $146,349 14,484 Direct -8.79% Disposed 220.3% (price as of 2026-08-19)
Feb. 8, 2022 SNEX S 10b5-1 1,899 $73.67 $139,899 14,708 Direct -11.43% Disposed 356.1% (price as of 2026-08-19)
Aug. 31, 2021 SNEX S 10b5-1 1,000 $70.00 $70,000 15,310 Direct -6.13% Disposed 380.0% (price as of 2026-08-19)
June 14, 2018 SNEX S 1,000 $51.80 $51,800 10,133 Direct -8.98% Disposed 548.6% (price as of 2026-08-19)
Dec. 28, 2017 SNEX S 461 $42.63 $19,652 10,133 Direct -4.35% Disposed 688.2% (price as of 2026-08-19)
Dec. 21, 2016 SNEX S 2,000 $41.62 $83,240 9,244 Direct -17.79% Disposed 707.3% (price as of 2026-08-19)
March 17, 2016 SNEX S 1,656 $27.17 $44,994 7,830 Direct -17.46% Disposed 1136.7% (price as of 2026-08-19)
March 12, 2015 SNEX S 1,392 $30.27 $42,136 5,538 Direct -20.09% Disposed 1010.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2018 SNEX Stock Options Common Stock (1,000) $20.54 Jan. 8, 2019 1,000 Disposed
Dec. 28, 2017 SNEX Stock Options Common Stock (1,000) $19.24 Jan. 16, 2018 1,000 Disposed
Dec. 21, 2016 SNEX Stock Options Common Stock (2,000) $19.24 Jan. 16, 2018 2,000 Disposed
March 17, 2016 SNEX Stock Options Common Stock (2,000) $18.64 June 13, 2016 2,000 Disposed
March 12, 2015 SNEX Stock Options Common Stock (1,392) $18.64 June 13, 2016 1,392 Disposed
Jan. 8, 2015 SNEX Stock Options Common Stock (1,000) $20.54 Jan. 8, 2019 1,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 20, 2012 SNEX Common Stock 3,796 Direct
Dec. 20, 2012 SNEX Stock Options→ Common Stock (3,392) 3,392 Direct
Dec. 20, 2012 SNEX Stock Options→ Common Stock (3,318) 3,318 Direct