Insider at

04

Insider transactions

05
0 buys (P) 1 sells (S) Net: $-429,275 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 11, 2026 SNEX S 3,500 $122.65 $429,275 51,481 Direct -6.37% Disposed -19.5% (price as of 2026-10-02)
March 8, 2023 SNEX S 1,395 $104.91 $146,349 14,484 Direct -8.79% Disposed 217.6% (price as of 2026-10-02)
Feb. 8, 2022 SNEX S 10b5-1 1,899 $73.67 $139,899 14,708 Direct -11.43% Disposed 352.2% (price as of 2026-10-02)
Aug. 31, 2021 SNEX S 10b5-1 1,000 $70.00 $70,000 15,310 Direct -6.13% Disposed 375.9% (price as of 2026-10-02)
June 14, 2018 SNEX S 1,000 $51.80 $51,800 10,133 Direct -8.98% Disposed 543.2% (price as of 2026-10-02)
Dec. 28, 2017 SNEX S 461 $42.63 $19,652 10,133 Direct -4.35% Disposed 681.5% (price as of 2026-10-02)
Dec. 21, 2016 SNEX S 2,000 $41.62 $83,240 9,244 Direct -17.79% Disposed 700.5% (price as of 2026-10-02)
March 17, 2016 SNEX S 1,656 $27.17 $44,994 7,830 Direct -17.46% Disposed 1126.2% (price as of 2026-10-02)
March 12, 2015 SNEX S 1,392 $30.27 $42,136 5,538 Direct -20.09% Disposed 1000.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 14, 2018 SNEX Stock Options Common Stock (1,000) $20.54 Jan. 8, 2019 1,000 Disposed
Dec. 28, 2017 SNEX Stock Options Common Stock (1,000) $19.24 Jan. 16, 2018 1,000 Disposed
Dec. 21, 2016 SNEX Stock Options Common Stock (2,000) $19.24 Jan. 16, 2018 2,000 Disposed
March 17, 2016 SNEX Stock Options Common Stock (2,000) $18.64 June 13, 2016 2,000 Disposed
March 12, 2015 SNEX Stock Options Common Stock (1,392) $18.64 June 13, 2016 1,392 Disposed
Jan. 8, 2015 SNEX Stock Options Common Stock (1,000) $20.54 Jan. 8, 2019 1,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 20, 2012 SNEX Common Stock 3,796 Direct
Dec. 20, 2012 SNEX Stock Options→ Common Stock (3,392) 3,392 Direct
Dec. 20, 2012 SNEX Stock Options→ Common Stock (3,318) 3,318 Direct