Abraham D Sofaer

Insider

First SEC filing: May 6, 2005 · Latest: May 6, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RMBS buying May 8, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2012	RMBS	A	2,053	—	—	102,526 Direct	+2.04%	Acquired	(price as of 2026-08-19)
Oct. 1, 2012	RMBS	A	25,000	—	—	100,473 Direct	+33.12%	Acquired	(price as of 2026-08-19)
Sept. 28, 2012	RMBS	A	1,805	—	—	75,473 Direct	+2.45%	Acquired	(price as of 2026-08-19)
June 29, 2012	RMBS	A	1,742	—	—	73,668 Direct	+2.42%	Acquired	(price as of 2026-08-19)
May 8, 2012	RMBS	P	15,000	$4.49	$67,350	71,926 Direct	+26.35%	Acquired	1893.5% (price as of 2026-08-19)
March 30, 2012	RMBS	A	1,551	—	—	56,926 Direct	+2.80%	Acquired	(price as of 2026-08-19)
Dec. 30, 2011	RMBS	A	1,325	—	—	55,375 Direct	+2.45%	Acquired	(price as of 2026-08-19)
Oct. 3, 2011	RMBS	A	11,612	—	—	54,050 Direct	+27.36%	Acquired	(price as of 2026-08-19)
Sept. 30, 2011	RMBS	A	714	—	—	42,438 Direct	+1.71%	Acquired	(price as of 2026-08-19)
June 30, 2011	RMBS	A	681	—	—	41,724 Direct	+1.66%	Acquired	(price as of 2026-08-19)
March 31, 2011	RMBS	A	507	—	—	41,043 Direct	+1.25%	Acquired	(price as of 2026-08-19)
Dec. 31, 2010	RMBS	A	488	—	—	40,536 Direct	+1.22%	Acquired	(price as of 2026-08-19)
Oct. 1, 2010	RMBS	A	7,672	—	—	40,048 Direct	+23.70%	Acquired	(price as of 2026-08-19)
Sept. 30, 2010	RMBS	A	480	—	—	32,376 Direct	+1.50%	Acquired	(price as of 2026-08-19)
June 30, 2010	RMBS	A	571	—	—	31,896 Direct	+1.82%	Acquired	(price as of 2026-08-19)
March 31, 2010	RMBS	A	458	—	—	31,325 Direct	+1.48%	Acquired	(price as of 2026-08-19)
Dec. 31, 2009	RMBS	A	512	—	—	30,867 Direct	+1.69%	Acquired	(price as of 2026-08-19)
Oct. 1, 2009	RMBS	A	9,946	—	—	30,355 Direct	+48.73%	Acquired	(price as of 2026-08-19)
Sept. 30, 2009	RMBS	A	718	—	—	20,409 Direct	+3.65%	Acquired	(price as of 2026-08-19)
June 30, 2009	RMBS	A	808	—	—	19,691 Direct	+4.28%	Acquired	(price as of 2026-08-19)
March 31, 2009	RMBS	A	1,323	—	—	18,883 Direct	+7.53%	Acquired	(price as of 2026-08-19)
Dec. 31, 2008	RMBS	A	785	—	—	17,560 Direct	+4.68%	Acquired	(price as of 2026-08-19)
Oct. 1, 2008	RMBS	A	12,383	—	—	16,775 Direct	+281.94%	Acquired	(price as of 2026-08-19)
Sept. 30, 2008	RMBS	A	973	—	—	4,392 Direct	+28.46%	Acquired	(price as of 2026-08-19)
June 30, 2008	RMBS	A	655	—	—	3,419 Direct	+23.70%	Acquired	(price as of 2026-08-19)
March 31, 2008	RMBS	A	537	—	—	2,764 Direct	+24.11%	Acquired	(price as of 2026-08-19)
Dec. 31, 2007	RMBS	A	596	—	—	2,227 Direct	+36.54%	Acquired	(price as of 2026-08-19)
Oct. 1, 2007	RMBS	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 2, 2006	RMBS	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 2, 2006	RMBS	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-19)
March 31, 2006	RMBS	A	190	—	—	1,631 Direct	+13.19%	Acquired	(price as of 2026-08-19)
Dec. 31, 2005	RMBS	A	463	—	—	463 Direct	-50.00%	Disposed	(price as of 2026-08-19)
Sept. 30, 2005	RMBS	A	620	—	—	620 Direct	-50.00%	Disposed	(price as of 2026-08-19)
June 30, 2005	RMBS	A	358	—	—	358 Direct	-50.00%	Disposed	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2007	RMBS	Director Stock Option	Common (20,000)	$19.63	Oct. 1, 2017	20,000	Acquired
Oct. 2, 2006	RMBS	Director Stock Option 02	Common Stock (20,000)	$17.14	Oct. 2, 2016	20,000	Acquired
Oct. 2, 2006	RMBS	Director Stock Option 02	Common Stock (20,000)	$17.14	Oct. 2, 2016	20,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 6, 2005	RMBS	Director Stock Option 01→ Common Stock (40,000)	40,000	Direct