ACACIA RESEARCH CORP

CIK 934549 · View on SEC EDGAR ↗

Insider

First SEC filing: June 9, 2020 · Latest: June 9, 2020

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Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 4, 2020 ACTG S 9,138,504 $3.21 $29,334,598 1,000 Direct -99.99% Disposed 41.3% (price as of 2026-08-20)
Dec. 17, 2019 ACTG P 74,100 $3.73 $276,393 574,100 Direct +14.82% Acquired 21.6% (price as of 2026-08-20)
Nov. 18, 2019 ACTG P 300,000 $4.18 $1,254,000 500,000 Direct +150.00% Acquired 8.5% (price as of 2026-08-20)
Nov. 15, 2019 ACTG P 108,400 $4.13 $447,692 200,000 Direct +118.34% Acquired 9.8% (price as of 2026-08-20)
Nov. 14, 2019 ACTG P 91,600 $4.10 $375,560 91,600 Direct — Acquired 10.6% (price as of 2026-08-20)
Jan. 11, 2019 ACTG S 284,748 $4.81 $1,369,638 884,772 Direct -24.35% Disposed -5.7% (price as of 2026-08-20)
Jan. 11, 2019 ACTG S 284,748 $4.81 $1,369,638 884,772 Direct -24.35% Disposed -5.7% (price as of 2026-08-20)
Jan. 10, 2019 ACTG S 250,000 $5.21 $1,302,500 1,169,520 Direct -17.61% Disposed -13.0% (price as of 2026-08-20)
Jan. 10, 2019 ACTG S 250,000 $5.21 $1,302,500 1,169,520 Direct -17.61% Disposed -13.0% (price as of 2026-08-20)
Dec. 12, 2018 ACTG S 117,725 $6.11 $719,300 1,419,520 Direct -7.66% Disposed -25.8% (price as of 2026-08-20)
Dec. 11, 2018 ACTG S 82,275 $6.37 $524,092 1,537,245 Direct -5.08% Disposed -28.8% (price as of 2026-08-20)
Nov. 29, 2018 ACTG S 1,500,000 $5.01 $7,515,000 1,619,520 Direct -48.08% Disposed -9.5% (price as of 2026-08-20)
Aug. 23, 2018 ACTG S 1,000,000 $10.50 $10,500,000 3,119,520 Direct -24.27% Disposed -56.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche B) Common Stock (9,180) $13.61 May 11, 2027 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche A) Common Stock (9,180) $13.61 May 11, 2027 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant Common Stock (9,180) $13.61 April 14, 2027 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant Common Stock (9,180) $13.61 March 17, 2027 9,180 Acquired
May 17, 2017 ACTG Secured Convertible Bridge Note Common Stock (295,440) $13.61 Nov. 25, 2017 295,440 Disposed
May 17, 2017 ACTG Primary Common Stock Purchase Warrant Common Stock (2,150,335) $13.61 Aug. 15, 2017 2,150,335 Disposed
May 17, 2017 ACTG Secured Convertible Promissory Note Common Stock (1,523,746) $13.61 Aug. 15, 2017 1,523,746 Disposed
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche B) Common Stock (9,180) $13.61 May 11, 2027 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche A) Common Stock (9,180) $13.61 May 11, 2027 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant Common Stock (9,180) $13.61 April 17, 2017 9,180 Acquired
May 17, 2017 ACTG Bridge Common Stock Purchase Warrant Common Stock (9,180) $13.61 March 17, 2027 9,180 Acquired
May 17, 2017 ACTG Secured Convertible Bridge Note Common Stock (295,440) $13.61 Nov. 25, 2017 295,440 Disposed
May 17, 2017 ACTG Primary Common Stock Purchase Warrant Common Stock (2,150,335) $13.61 Aug. 15, 2017 2,150,335 Disposed
May 17, 2017 ACTG Secured Convertible Promissory Note Common Stock (1,523,746) $13.61 Aug. 15, 2017 1,523,746 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 9, 2020 ACTG Common Stock, par value $0.0001 per share 9,139,504 Direct
May 11, 2017 ACTG Common Stock 150,000 Direct
May 11, 2017 ACTG Secured Convertible Promissory Note→ Common Stock (1,523,746) 1,523,746 Direct
May 11, 2017 ACTG Primary Common Stock Purchase Warrant→ Common Stock (2,150,335) 2,150,335 Direct
May 11, 2017 ACTG 10% Common Stock Purchase Warrant→ Common Stock (809,400) 809,400 Direct
May 11, 2017 ACTG Tranche A Common Stock Purchase Warrant→ Common Stock (51,437) 51,437 Direct
May 11, 2017 ACTG Tranche B Common Stock Purchase Warrant→ Common Stock (51,437) 51,437 Direct
May 11, 2017 ACTG Second Tranche Common Stock Purchase Warrant→ Common Stock (51,437) 51,437 Direct
May 11, 2017 ACTG Secured Convertible Bridge Note→ Common Stock (295,440) 295,440 Direct
May 11, 2017 ACTG Bridge Common Stock Purchase Warrant→ Common Stock — Direct
May 11, 2017 ACTG Bridge Common Stock Purchase Warrant→ Common Stock — Direct
May 11, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche A)→ Common Stock — Direct
May 11, 2017 ACTG Bridge Common Stock Purchase Warrant (IPO Tranche B)→ Common Stock — Direct