Adam Gridley

CIK 1447150 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 2, 2014 · Latest: Dec. 2, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 16, 2018 OCGN P 2,000 $2.15 $4,300 7,000 Direct +40.00% Acquired -98.9% (price as of 2026-08-20)
Dec. 1, 2016 OCGN P 5,000 $2.01 $10,050 5,000 Direct — Acquired -98.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (60,000) $9.96 Feb. 26, 2025 60,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (300,000) $0.57 Feb. 15, 2028 300,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (300,000) $2.63 Feb. 15, 2028 300,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (175,000) $0.57 Feb. 14, 2027 175,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (175,000) $1.72 Feb. 14, 2027 175,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (175,000) $0.57 Dec. 16, 2026 175,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (175,000) $1.58 Dec. 16, 2026 175,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (104,000) $0.57 Feb. 26, 2025 104,000 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (104,000) $9.96 Feb. 26, 2025 104,000 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (38,220) $0.57 July 16, 2024 38,220 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (38,220) $8.97 July 16, 2024 38,220 Disposed
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (197,435) $0.57 April 29, 2024 197,435 Acquired
Oct. 1, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (197,435) $7.99 April 29, 2024 197,435 Disposed
Feb. 16, 2018 OCGN Employee Stock Option (Right to Buy) Common Stock (300,000) $2.63 Feb. 15, 2028 300,000 Acquired
Feb. 14, 2017 OCGN Employee Stock Option (Right to Buy) Common Stock (175,000) $1.72 Feb. 14, 2027 175,000 Acquired
Dec. 16, 2016 OCGN Stock Option (Right to Buy) Common Stock (175,000) $1.58 Dec. 16, 2026 175,000 Acquired
Feb. 26, 2015 OCGN Employee Stock Option (Right to Buy) Common Stock (60,000) $9.96 Feb. 26, 2025 60,000 Acquired
Feb. 26, 2015 OCGN Employee Stock Option (Right to Buy) Common Stock (104,000) $9.96 Feb. 26, 2025 104,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 2, 2014 OCGN Employee Stock Option (Right to Buy)→ Common Stock — Direct
Dec. 2, 2014 OCGN Employee Stock Option (Right to Buy)→ Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OCGN

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $478,065 — — $186,056 — — — $664,121
2017 $435,000 $382,725 — $182,548 — — — $1,000,273
2016 $400,400 $218,218 — — — — — $785,555

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.