Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 31, 2020 PFLA P 4,000 $4.94 $19,760 9,000 Direct +80.00% Acquired 404.7% (price as of 2026-10-06)
Dec. 6, 2016 PNNT P 200 $7.67 $1,534 46,430 Direct +0.43% Acquired -58.1% (price as of 2026-10-06)
Feb. 11, 2015 PNNT P 2,750 $9.16 $25,190 23,485 Direct +13.26% Acquired -65.0% (price as of 2026-10-06)
Aug. 18, 2011 PFLA P 1,500 $11.23 $16,845 5,000 Direct +42.86% Acquired 122.0% (price as of 2026-10-06)
Aug. 8, 2011 PFLA P 3,500 $11.19 $39,165 3,500 Direct · Acquired 122.8% (price as of 2026-10-06)
Aug. 5, 2011 PNNT P 2,500 $9.87 $24,675 20,735 Direct +13.71% Acquired -67.5% (price as of 2026-10-06)
Dec. 10, 2008 PNNT P 3,000 $3.97 $11,910 15,601 Direct +23.81% Acquired -19.1% (price as of 2026-10-06)
May 12, 2008 PNNT P 5,000 $7.94 $39,700 12,167 Direct +69.76% Acquired -59.6% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 15, 2011 PFLA Common Stock 0 Direct
April 19, 2007 PNNT Common Stock 60,000 Indirect
April 19, 2007 PNNT Common Stock 6,666 Direct