Adam K Bernstein
CIK 1396832 · View on SEC EDGAR ↗
Insider
First SEC filing: April 15, 2011 · Latest: April 15, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 31, 2020 | PFLA | P | 4,000 | $4.94 | $19,760 | 9,000 Direct | +80.00% | Acquired | 412.0% (price as of 2026-08-20) |
| Dec. 6, 2016 | PNNT | P | 200 | $7.67 | $1,534 | 46,430 Direct | +0.43% | Acquired | -51.2% (price as of 2026-08-20) |
| Feb. 11, 2015 | PNNT | P | 2,750 | $9.16 | $25,190 | 23,485 Direct | +13.26% | Acquired | -59.2% (price as of 2026-08-20) |
| Aug. 18, 2011 | PFLA | P | 1,500 | $11.23 | $16,845 | 5,000 Direct | +42.86% | Acquired | 125.2% (price as of 2026-08-20) |
| Aug. 8, 2011 | PFLA | P | 3,500 | $11.19 | $39,165 | 3,500 Direct | — | Acquired | 126.0% (price as of 2026-08-20) |
| Aug. 5, 2011 | PNNT | P | 2,500 | $9.87 | $24,675 | 20,735 Direct | +13.71% | Acquired | -62.1% (price as of 2026-08-20) |
| Dec. 10, 2008 | PNNT | P | 3,000 | $3.97 | $11,910 | 15,601 Direct | +23.81% | Acquired | -5.8% (price as of 2026-08-20) |
| May 12, 2008 | PNNT | P | 5,000 | $7.94 | $39,700 | 12,167 Direct | +69.76% | Acquired | -52.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.