ADVENT CAPITAL MANAGEMENT /DE/
CIK 1097278 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 14, 2017 · Latest: Nov. 14, 2017
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Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 18, 2023 | AVK | S | 19,048 | $11.72 | $223,243 | 0 Direct | -100.00% | Disposed | 8.6% (price as of 2026-08-21) |
| July 17, 2023 | AVK | S | 10,000 | $11.68 | $116,800 | 19,048 Direct | -34.43% | Disposed | 9.0% (price as of 2026-08-21) |
| July 14, 2023 | AVK | S | 30,000 | $11.68 | $350,400 | 29,048 Direct | -50.81% | Disposed | 9.0% (price as of 2026-08-21) |
| Dec. 29, 2021 | AVK | S | 19,000 | $17.77 | $337,630 | 59,048 Direct | -24.34% | Disposed | -28.3% (price as of 2026-08-21) |
| Dec. 28, 2021 | AVK | S | 25,000 | $17.70 | $442,500 | 78,048 Direct | -24.26% | Disposed | -28.1% (price as of 2026-08-21) |
| Dec. 27, 2021 | AVK | S | 50,000 | $17.89 | $894,500 | 103,048 Direct | -32.67% | Disposed | -28.8% (price as of 2026-08-21) |
| Jan. 16, 2019 | AVK | P | 21,000 | $13.61 | $285,810 | 151,508 Direct | +16.09% | Acquired | -6.4% (price as of 2026-08-21) |
| Jan. 16, 2019 | AVK | P | 21,000 | $13.61 | $285,810 | 136,000 Direct | +18.26% | Acquired | -6.4% (price as of 2026-08-21) |
| Jan. 9, 2019 | AVK | P | 15,000 | $13.53 | $202,950 | 115,000 Direct | +15.00% | Acquired | -5.9% (price as of 2026-08-21) |
| Oct. 10, 2018 | AVK | P | 20,000 | $14.70 | $294,000 | 100,000 Direct | +25.00% | Acquired | -13.4% (price as of 2026-08-21) |
| Sept. 27, 2018 | AVK | P | 6,000 | $15.69 | $94,140 | 80,000 Direct | +8.11% | Acquired | -18.8% (price as of 2026-08-21) |
| Sept. 10, 2018 | AVK | P | 12,000 | $15.71 | $188,520 | 74,000 Direct | +19.35% | Acquired | -18.9% (price as of 2026-08-21) |
| Sept. 7, 2018 | AVK | P | 12,000 | $15.70 | $188,400 | 62,000 Direct | +24.00% | Acquired | -18.9% (price as of 2026-08-21) |
| Sept. 6, 2018 | AVK | P | 38,000 | $15.68 | $595,840 | 50,000 Direct | +316.67% | Acquired | -18.8% (price as of 2026-08-21) |
| Sept. 5, 2018 | AVK | P | 12,000 | $15.69 | $188,280 | 12,000 Direct | — | Acquired | -18.8% (price as of 2026-08-21) |
| Nov. 13, 2017 | 1097278 | S | 10,000 | $6.02 | $60,200 | 0 Direct | -100.00% | Disposed | |
| Sept. 15, 2017 | 1097278 | S | 74,393 | $6.01 | $447,102 | 10,000 Direct | -88.15% | Disposed | |
| Sept. 14, 2017 | 1097278 | S | 150,000 | $6.02 | $903,000 | 84,393 Direct | -64.00% | Disposed | |
| Sept. 13, 2017 | 1097278 | S | 156,151 | $6.49 | $1,013,420 | 234,393 Direct | -39.98% | Disposed | |
| Sept. 13, 2017 | 1097278 | S | 88,456 | $6.11 | $540,466 | 390,544 Direct | -18.47% | Disposed | |
| Aug. 11, 2017 | 1097278 | S | 25,000 | $6.02 | $150,500 | 479,000 Direct | -4.96% | Disposed | |
| Aug. 10, 2017 | 1097278 | S | 50,000 | $6.14 | $307,000 | 504,000 Direct | -9.03% | Disposed | |
| Feb. 13, 2017 | 1097278 | P | 33,000 | $6.28 | $207,240 | 554,000 Direct | +6.33% | Acquired | |
| Feb. 10, 2017 | 1097278 | P | 21,000 | $6.28 | $131,880 | 521,000 Direct | +4.20% | Acquired | |
| Dec. 30, 2016 | 1097278 | P | 17,100 | $5.85 | $100,035 | 500,000 Direct | +3.54% | Acquired | |
| Dec. 29, 2016 | 1097278 | P | 50,000 | $5.87 | $293,500 | 482,900 Direct | +11.55% | Acquired | |
| Dec. 28, 2016 | 1097278 | P | 50,000 | $5.87 | $293,500 | 432,900 Direct | +13.06% | Acquired | |
| Dec. 27, 2016 | 1097278 | P | 31,300 | $5.86 | $183,418 | 382,900 Direct | +8.90% | Acquired | |
| Dec. 23, 2016 | 1097278 | P | 42,000 | $5.85 | $245,700 | 351,600 Direct | +13.57% | Acquired | |
| Nov. 30, 2016 | 1097278 | P | 9,600 | $5.53 | $53,088 | 309,600 Direct | +3.20% | Acquired | |
| Nov. 10, 2016 | 1097278 | P | 31,029 | $5.31 | $164,764 | 300,000 Direct | +11.54% | Acquired | |
| Oct. 21, 2016 | 1097278 | P | 10,000 | $5.60 | $56,000 | 268,971 Direct | +3.86% | Acquired | |
| Oct. 11, 2016 | 1097278 | P | 20,000 | $5.66 | $113,200 | 258,971 Direct | +8.37% | Acquired | |
| Sept. 23, 2016 | 1097278 | P | 20,000 | $5.83 | $116,600 | 238,971 Direct | +9.13% | Acquired | |
| Sept. 20, 2016 | 1097278 | P | 7,500 | $5.74 | $43,050 | 218,971 Direct | +3.55% | Acquired | |
| Sept. 15, 2016 | 1097278 | P | 7,500 | $5.74 | $43,050 | 211,471 Direct | +3.68% | Acquired | |
| Sept. 12, 2016 | 1097278 | P | 15,000 | $5.73 | $85,950 | 203,971 Direct | +7.94% | Acquired | |
| Sept. 7, 2016 | 1097278 | P | 16,900 | $5.91 | $99,879 | 188,971 Direct | +9.82% | Acquired | |
| Aug. 31, 2016 | 1097278 | P | 86,271 | $5.86 | $505,548 | 172,071 Direct | +100.55% | Acquired | |
| Aug. 30, 2016 | 1097278 | P | 56,600 | $5.84 | $330,544 | 85,800 Direct | +193.84% | Acquired | |
| Aug. 29, 2016 | 1097278 | P | 29,200 | $5.84 | $170,528 | 29,200 Direct | — | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.