Ajay Patel

Insider

First SEC filing: March 22, 2021 · Latest: June 16, 2026

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
June 16, 2026	ASRT	D	21,128	—	—	0 Direct	-100.00%	Disposed
June 16, 2026	ASRT	D	12,591	—	—	0 Direct	-100.00%	Disposed
June 16, 2026	ASRT	D	22,666	—	—	0 Direct	-100.00%	Disposed
June 16, 2026	ASRT	D	15,666	—	—	0 Direct	-100.00%	Disposed
June 16, 2026	ASRT	D	26,026	—	—	0 Direct	-100.00%	Disposed
June 16, 2026	ASRT	U	15,942	—	—	0 Direct	-100.00%	Disposed
March 2, 2026	ASRT	A	21,128	—	—	21,128 Direct	—	Acquired
March 2, 2026	ASRT	A	18,804	—	—	18,804 Direct	—	Acquired
Feb. 21, 2026	ASRT	M	1,143	—	—	0 Direct	-100.00%	Disposed
Feb. 21, 2026	ASRT	F	566	$11.84	$6,701	15,942 Direct	-3.43%	Disposed
Feb. 21, 2026	ASRT	M	1,143	—	—	16,508 Direct	+7.44%	Acquired
Feb. 18, 2026	ASRT	M	2,778	—	—	5,555 Direct	-33.34%	Disposed
Feb. 18, 2026	ASRT	F	1,377	$11.87	$16,345	15,365 Direct	-8.22%	Disposed
Feb. 18, 2026	ASRT	M	2,778	—	—	16,742 Direct	+19.89%	Acquired
Feb. 7, 2026	ASRT	M	1,666	—	—	14,789 Direct	+12.70%	Acquired
Feb. 7, 2026	ASRT	F	825	$12.74	$10,510	13,964 Direct	-5.58%	Disposed
Feb. 7, 2026	ASRT	M	1,666	—	—	1,667 Direct	-49.98%	Disposed
May 12, 2025	ASRT	M	38,017	—	—	0 Direct	-100.00%	Disposed
May 12, 2025	ASRT	F	16,840	$0.62	$10,441	196,852 Direct	-7.88%	Disposed
May 12, 2025	ASRT	M	38,017	—	—	213,692 Direct	+21.64%	Acquired
Feb. 21, 2025	ASRT	M	17,150	—	—	184,180 Direct	+10.27%	Acquired
Feb. 21, 2025	ASRT	F	8,505	$0.81	$6,889	175,675 Direct	-4.62%	Disposed
Feb. 21, 2025	ASRT	M	17,150	—	—	17,150 Direct	-50.00%	Disposed
Feb. 18, 2025	ASRT	A	188,875	—	—	188,875 Direct	—	Acquired
Feb. 18, 2025	ASRT	A	125,000	—	—	125,000 Direct	—	Acquired
Feb. 7, 2025	ASRT	M	25,000	—	—	50,000 Direct	-33.33%	Disposed
Feb. 7, 2025	ASRT	F	12,401	$0.80	$9,921	167,030 Direct	-6.91%	Disposed
Feb. 7, 2025	ASRT	M	25,000	—	—	179,431 Direct	+16.19%	Acquired
May 12, 2024	ASRT	M	38,017	—	—	38,017 Direct	-50.00%	Disposed
May 12, 2024	ASRT	F	16,840	$0.96	$16,166	154,431 Direct	-9.83%	Disposed
May 12, 2024	ASRT	M	38,017	—	—	171,271 Direct	+28.53%	Acquired
Feb. 21, 2024	ASRT	M	17,151	—	—	34,300 Direct	-33.33%	Disposed
Feb. 21, 2024	ASRT	F	8,506	$0.79	$6,720	133,254 Direct	-6.00%	Disposed
Feb. 21, 2024	ASRT	M	17,151	—	—	141,760 Direct	+13.76%	Acquired
Feb. 11, 2024	ASRT	M	47,348	—	—	0 Direct	-100.00%	Disposed
Feb. 11, 2024	ASRT	F	16,382	$0.80	$13,106	124,609 Direct	-11.62%	Disposed
Feb. 11, 2024	ASRT	M	47,348	—	—	140,991 Direct	+50.56%	Acquired
Feb. 7, 2024	ASRT	A	340,000	—	—	340,000 Direct	—	Acquired
Feb. 7, 2024	ASRT	A	75,000	—	—	75,000 Direct	—	Acquired
Sept. 11, 2023	ASRT	S	64,313	$3.04	$195,512	93,643 Direct	-40.72%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 16, 2026	ASRT	Stock Option (Right to Buy)	Common Stock (21,128)	$11.77	—	21,128	Disposed
June 16, 2026	ASRT	Stock Option (Right to Buy)	Common Stock (12,591)	$12.18	—	12,591	Disposed
June 16, 2026	ASRT	Stock Option (Right to Buy)	Common Stock (22,666)	$11.90	—	22,666	Disposed
June 16, 2026	ASRT	Stock Option (Right to Buy)	Common Stock (15,666)	$19.65	—	15,666	Disposed
June 16, 2026	ASRT	Restricted Stock Units	Common Stock (26,026)	$0.00	—	26,026	Disposed
March 2, 2026	ASRT	Stock Option (right to buy)	Common Stock (21,128)	$11.77	March 2, 2036	21,128	Acquired
March 2, 2026	ASRT	Restricted Stock Units	Common Stock (18,804)	—	March 2, 2029	18,804	Acquired
Feb. 21, 2026	ASRT	Restricted Stock Units	Common Stock (1,143)	—	Feb. 21, 2026	1,143	Disposed
Feb. 18, 2026	ASRT	Restricted Stock Units	Common Stock (2,778)	—	Feb. 18, 2028	2,778	Disposed
Feb. 7, 2026	ASRT	Restricted Stock Units	Common Stock (1,666)	—	Feb. 7, 2027	1,666	Disposed
May 12, 2025	ASRT	Restricted Stock Units	Common Stock (38,017)	—	May 12, 2025	38,017	Disposed
Feb. 21, 2025	ASRT	Restricted Stock Units	Common Stock (17,150)	—	Feb. 21, 2026	17,150	Disposed
Feb. 18, 2025	ASRT	Stock Option (right to buy)	Common Stock (188,875)	$0.81	Feb. 18, 2035	188,875	Acquired
Feb. 18, 2025	ASRT	Restricted Stock Units	Common Stock (125,000)	—	Feb. 18, 2028	125,000	Acquired
Feb. 7, 2025	ASRT	Restricted Stock Units	Common Stock (25,000)	—	Feb. 7, 2027	25,000	Disposed
May 12, 2024	ASRT	Restricted Stock Units	Common Stock (38,017)	—	May 12, 2025	38,017	Disposed
Feb. 21, 2024	ASRT	Restricted Stock Units	Common Stock (17,151)	—	Feb. 21, 2026	17,151	Disposed
Feb. 11, 2024	ASRT	Restricted Stock Units	Common Stock (47,348)	—	Feb. 11, 2024	47,348	Disposed
Feb. 7, 2024	ASRT	Stock Option (right to buy)	Common Stock (340,000)	$0.79	Feb. 7, 2034	340,000	Acquired
Feb. 7, 2024	ASRT	Restricted Stock Units	Common Stock (75,000)	—	Feb. 7, 2027	75,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 22, 2021	ASRT	Common Stock	34,123	Direct
March 22, 2021	ASRT	Common Stock	—	Direct
March 22, 2021	ASRT	Restricted Stock Units→ Common Stock (64,480)	64,480	Direct
March 22, 2021	ASRT	Restricted Stock Units→ Common Stock (39,864)	39,864	Direct
March 22, 2021	ASRT	Restricted Stock Units→ Common Stock (568,182)	568,182	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 1808665

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	$461,100	—	—	—	$198,985	—	$22,730	$921,168
2023	$362,512	$22,125	$266,516	$249,962	$131,051	—	$23,100	$1,055,266
2022	$349,115	$22,125	$747,954	—	$342,583	—	$28,192	$2,099,453

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.