Akio Hori

CIK 2127800 · View on SEC EDGAR ↗

Insider

First SEC filing: April 10, 2026 · Latest: April 10, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 24, 2026 NMR A 61 $9.83 $600 152 Indirect +67.03% Acquired -1.6% (price as of 2026-08-21)
June 25, 2026 NMR A 71 $8.86 $629 91 Indirect +355.00% Acquired 9.2% (price as of 2026-08-21)
May 25, 2026 NMR A 800 7,900 Direct +11.27% Acquired (price as of 2026-08-21)
May 25, 2026 NMR A 800 7,100 Direct +12.70% Acquired (price as of 2026-08-21)
May 25, 2026 NMR A 800 6,300 Direct +14.55% Acquired (price as of 2026-08-21)
May 25, 2026 NMR A 765 $8.21 $6,281 920 Indirect +493.55% Acquired 17.8% (price as of 2026-08-21)
April 27, 2026 NMR M 6,100 5,500 Direct -52.59% Disposed (price as of 2026-08-21)
April 27, 2026 NMR F 2,952 $7.71 $22,760 59,182 Direct -4.75% Disposed 25.5% (price as of 2026-08-21)
April 27, 2026 NMR M 6,100 62,134 Direct +10.89% Acquired (price as of 2026-08-21)
April 24, 2026 NMR A 74 $8.41 $622 155 Indirect +91.36% Acquired 15.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 25, 2026 NMR Restricted Stock Units [F2] Common stock (800) 800 Acquired
May 25, 2026 NMR Restricted Stock Units [F2] Common stock (800) 800 Acquired
May 25, 2026 NMR Restricted Stock Units [F2] Common stock (800) 800 Acquired
April 27, 2026 NMR Restricted Stock Units [F2,F5] Common stock (6,100) 6,100 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 10, 2026 NMR Common Stock 56,034 Direct
April 10, 2026 NMR Common Stock 81 Indirect
April 10, 2026 NMR Restricted Stock Units [F1]→ Common Stock (6,100) 6,100 Direct
April 10, 2026 NMR Restricted Stock Units [F1]→ Common Stock (3,600) 3,600 Direct
April 10, 2026 NMR Restricted Stock Units [F1]→ Common Stock (1,900) 1,900 Direct