Alain M Karaoglan
CIK 1574919 · View on SEC EDGAR ↗
First SEC filing: Oct. 18, 2022 · Latest: Oct. 18, 2022
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 2, 2017 | VOYA | P | 114 | $37.90 | $4,321 | 6,751 Direct | +1.72% | Acquired | 159.6% (price as of 2026-08-21) |
| May 4, 2017 | VOYA | S 10b5-1 | 28,899 | $37.50 | $1,083,712 | 6,637 Direct | -81.32% | Disposed | 162.4% (price as of 2026-08-21) |
| March 31, 2017 | VOYA | P | 717 | $36.17 | $25,934 | 35,536 Direct | +2.06% | Acquired | 172.0% (price as of 2026-08-21) |
| March 31, 2017 | VOYA | P | 824 | $36.17 | $29,804 | 35,643 Direct | +2.37% | Acquired | 172.0% (price as of 2026-08-21) |
| March 28, 2017 | VOYA | S | 5,405 | $37.26 | $201,390 | 34,819 Direct | -13.44% | Disposed | 164.1% (price as of 2026-08-21) |
| March 8, 2017 | VOYA | S | 12,122 | $41.37 | $501,487 | 34,819 Direct | -25.82% | Disposed | 137.8% (price as of 2026-08-21) |
| March 7, 2017 | VOYA | S | 9,246 | $41.11 | $380,103 | 34,819 Direct | -20.98% | Disposed | 139.3% (price as of 2026-08-21) |
| Sept. 30, 2016 | VOYA | P | 820 | $26.89 | $22,050 | 34,819 Direct | +2.41% | Acquired | 265.9% (price as of 2026-08-21) |
| Aug. 10, 2015 | VOYA | S 10b5-1 | 38,495 | $45.48 | $1,750,753 | 5,100 Direct | -88.30% | Disposed | 116.3% (price as of 2026-08-21) |
| March 30, 2015 | VOYA | S | 2,368 | $43.65 | $103,363 | 53,487 Direct | -4.24% | Disposed | 125.4% (price as of 2026-08-21) |
| Dec. 4, 2013 | VOYA | S | 7,755 | $33.67 | $261,111 | 65,721 Direct | -10.55% | Disposed | 192.2% (price as of 2026-08-21) |
| May 7, 2013 | VOYA | P | 5,100 | $19.50 | $99,450 | 5,100 Direct | — | Acquired | 404.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 7, 2018 | VOYA | Restricted Stock Units | Common Stock (27,441) | — | — | 27,441 | Disposed |
| March 6, 2018 | VOYA | Performance Stock Unit | Common Stock (14,599) | — | — | 11,145 | Disposed |
| March 6, 2018 | VOYA | Restricted Stock Units | Common Stock (9,119) | — | — | 9,119 | Disposed |
| Feb. 22, 2018 | VOYA | Restricted Stock Units | Common Stock (8,763) | — | — | 8,763 | Disposed |
| March 27, 2017 | VOYA | Restricted Stock Units | Common Stock (12,236) | — | — | 12,236 | Disposed |
| March 7, 2017 | VOYA | Restricted Stock Units | Common Stock (27,441) | — | — | 27,441 | Disposed |
| March 6, 2017 | VOYA | Performance Stock Unit | Common Stock (11,812) | — | — | 11,144 | Disposed |
| March 6, 2017 | VOYA | Restricted Stock Units | Common Stock (9,118) | — | — | 9,118 | Disposed |
| Feb. 22, 2017 | VOYA | Performance Stock Unit | Common Stock | — | — | 33,352 | Acquired |
| Feb. 22, 2017 | VOYA | Restricted Stock Units | Common Stock (26,291) | — | — | 26,291 | Acquired |
| March 28, 2016 | VOYA | Restricted Stock Units | Common Stock (12,235) | — | — | 12,235 | Disposed |
| March 7, 2016 | VOYA | Performance Stock Unit | Common Stock | — | — | 43,228 | Acquired |
| March 7, 2016 | VOYA | Restricted Stock Units | Common Stock (35,368) | — | — | 35,368 | Acquired |
| March 7, 2016 | VOYA | Performance Stock Unit | Common Stock (11,924) | — | — | 11,144 | Disposed |
| March 7, 2016 | VOYA | Restricted Stock Units | Common Stock (40,421) | — | — | 40,421 | Disposed |
| Dec. 16, 2015 | VOYA | 2015 Performance-Based Stock Options | Common Stock (119,200) | $37.60 | Dec. 16, 2025 | 119,200 | Acquired |
| March 6, 2015 | VOYA | Performance Stock Unit | Common Stock (33,433) | — | — | 33,433 | Acquired |
| March 6, 2015 | VOYA | Restricted Stock Units | Common Stock (27,355) | — | — | 27,355 | Acquired |
| March 7, 2014 | VOYA | Restricted Stock Units | Common Stock (62,607) | — | — | 62,607 | Acquired |
| May 7, 2013 | VOYA | Deferred Shares | Common Stock (38,218) | — | — | 38,218 | Acquired |
| May 7, 2013 | VOYA | Deferred Shares | Common Stock (10,724) | — | — | 10,724 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
VOYA
EVP &COO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $187,500 | — | — | — | $371,551 | $41,915 | $3,755,591 | $4,356,558 |
| 2017 | $748,333 | — | — | — | $2,266,000 | $46,605 | $66,282 | $5,621,948 |
| 2016 | $733,333 | — | — | — | $1,113,552 | $32,740 | $68,025 | $4,411,635 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.