Alan C Greenberg

Insider

First SEC filing: June 2, 2008 · Latest: June 2, 2008

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
May 30, 2008	777001	D	98,176	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	18,789	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	32,026	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	46,362	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	52,257	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	59,953	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	99,053	—	—	0 Direct	-100.00%	Disposed
May 30, 2008	777001	D	680	—	—	0 Direct	-100.00%	Disposed
May 23, 2008	777001	S	15,000	$9.26	$138,900	0 Direct	-100.00%	Disposed
Jan. 9, 2008	777001	A	315	—	—	46,362 Direct	+0.68%	Acquired
Jan. 9, 2008	777001	A	355	—	—	52,256 Direct	+0.68%	Acquired
Jan. 9, 2008	777001	A	408	—	—	59,953 Direct	+0.69%	Acquired
Jan. 9, 2008	777001	A	673	—	—	99,051 Direct	+0.68%	Acquired
Jan. 9, 2008	777001	A	680	—	—	680 Direct	—	Acquired
Dec. 21, 2007	777001	M	99,293	—	—	0 Direct	-100.00%	Disposed
Dec. 21, 2007	777001	S	99,293	$89.01	$8,838,070	15,000 Direct	-86.88%	Disposed
Dec. 21, 2007	777001	M	99,293	—	—	114,293 Direct	+661.95%	Acquired
March 22, 2007	777001	M	1,818	—	—	0 Direct	-100.00%	Disposed
March 22, 2007	777001	S	1,818	$151.26	$274,991	15,000 Direct	-10.81%	Disposed
March 22, 2007	777001	M	1,818	—	—	16,818 Direct	+12.12%	Acquired
Feb. 14, 2007	777001	A	3,268	—	—	51,901 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	3,749	—	—	59,545 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	6,194	—	—	98,378 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	6,252	—	—	99,293 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	1,818	—	—	1,818 Direct	—	Acquired
Jan. 3, 2007	777001	M	150,396	—	—	0 Direct	-100.00%	Disposed
Jan. 3, 2007	777001	S	150,396	$163.11	$24,531,092	15,000 Direct	-90.93%	Disposed
Jan. 3, 2007	777001	M	150,396	$73.75	$11,091,705	165,396 Direct	+1002.64%	Acquired
Dec. 20, 2006	777001	A	18,789	—	—	18,789 Direct	—	Acquired
Dec. 20, 2006	777001	A	46,047	—	—	46,047 Direct	—	Acquired
Dec. 18, 2006	777001	M	5,768	—	—	0 Direct	-100.00%	Disposed
Dec. 18, 2006	777001	D	5,768	$164.68	$949,874	15,000 Direct	-27.77%	Disposed
Dec. 18, 2006	777001	M	5,768	—	—	20,768 Direct	+38.45%	Acquired
Nov. 30, 2006	777001	M	21,295	—	—	5,769 Direct	-78.68%	Disposed
Nov. 30, 2006	777001	J	21,295	$143.48	$3,055,407	15,000 Direct	-58.67%	Disposed
Nov. 30, 2006	777001	M	21,295	—	—	36,295 Direct	+141.97%	Acquired
Sept. 20, 2006	777001	J	27,063	—	—	0 Direct	-100.00%	Disposed
Feb. 23, 2006	777001	M	6,617	—	—	0 Direct	-100.00%	Disposed
Feb. 23, 2006	777001	S	6,617	$135.08	$893,824	15,000 Direct	-30.61%	Disposed
Feb. 23, 2006	777001	M	6,617	—	—	21,617 Direct	+44.11%	Acquired
Feb. 8, 2006	777001	A	3,348	—	—	55,796 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	5,532	—	—	92,184 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	5,584	—	—	93,041 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	1,624	—	—	27,064 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	6,617	—	—	6,617 Direct	—	Acquired
Jan. 3, 2006	777001	M	40,000	—	—	0 Direct	-100.00%	Disposed
Jan. 3, 2006	777001	S	40,000	$114.49	$4,579,600	15,000 Direct	-72.73%	Disposed
Jan. 3, 2006	777001	M	40,000	$64.00	$2,560,000	55,000 Direct	+266.67%	Acquired
Dec. 22, 2005	777001	A	48,633	$116.50	$5,665,744	48,633 Direct	—	Acquired
Dec. 22, 2005	777001	A	32,026	—	—	32,026 Direct	—	Acquired
Nov. 30, 2005	777001	M	103,637	—	—	0 Direct	-100.00%	Disposed
Nov. 30, 2005	777001	J	103,637	$106.67	$11,054,959	15,000 Direct	-87.36%	Disposed
Nov. 30, 2005	777001	M	103,637	—	—	118,637 Direct	+690.91%	Acquired
Sept. 14, 2005	777001	J	103,637	—	—	0 Direct	-100.00%	Disposed
Feb. 14, 2005	777001	A	5,796	—	—	86,652 Direct	+7.17%	Acquired
Feb. 14, 2005	777001	A	5,850	—	—	87,457 Direct	+7.17%	Acquired
Feb. 14, 2005	777001	A	1,700	—	—	25,440 Direct	+7.16%	Acquired
Feb. 14, 2005	777001	A	6,932	—	—	103,637 Direct	+7.17%	Acquired
Jan. 3, 2005	777001	M	18,702	—	—	0 Direct	-100.00%	Disposed
Jan. 3, 2005	777001	S	18,702	$102.04	$1,908,352	15,000 Direct	-55.49%	Disposed
Jan. 3, 2005	777001	M	18,702	$56.88	$1,063,770	33,702 Direct	+124.68%	Acquired
Dec. 28, 2004	777001	A	98,176	—	—	98,176 Direct	—	Acquired
Dec. 28, 2004	777001	A	52,477	$102.65	$5,386,764	52,477 Direct	—	Acquired
Feb. 25, 2004	777001	M	12,922	—	—	0 Direct	-100.00%	Disposed
Feb. 25, 2004	777001	M	51,266	—	—	0 Direct	-100.00%	Disposed
Feb. 25, 2004	777001	S	64,188	$85.10	$5,462,399	15,000 Direct	-81.06%	Disposed
Feb. 25, 2004	777001	M	12,922	—	—	79,188 Direct	+19.50%	Acquired
Feb. 25, 2004	777001	M	51,266	—	—	66,266 Direct	+341.77%	Acquired
Jan. 7, 2004	777001	A	51,265	—	—	51,265 Direct	—	Acquired
Jan. 7, 2004	777001	A	12,922	—	—	12,922 Direct	—	Acquired
Jan. 7, 2004	777001	A	7,211	—	—	96,704 Direct	+8.06%	Acquired
Jan. 7, 2004	777001	A	1,807	—	—	23,740 Direct	+8.24%	Acquired
Jan. 7, 2004	777001	A	6,086	—	—	81,607 Direct	+8.06%	Acquired
Dec. 19, 2003	777001	M	66,475	$49625.00	$3,298,821,875	0 Direct	-100.00%	Disposed
Dec. 19, 2003	777001	S	51,475	$76.17	$3,920,851	15,000 Direct	-77.44%	Disposed
Dec. 19, 2003	777001	M	66,475	$49.62	$3,298,490	66,475 Direct	—	Acquired
Dec. 15, 2003	777001	A	150,396	—	—	150,396 Direct	—	Acquired
Dec. 15, 2003	777001	A	80,856	$73.75	$5,963,130	80,856 Direct	—	Acquired
Nov. 25, 2003	777001	M	639,674	—	—	639,674 Direct	—	Acquired
Nov. 25, 2003	777001	M	160,331	—	—	800,005 Direct	+25.06%	Acquired
Nov. 25, 2003	777001	J	800,005	$74.46	$59,568,372	0 Direct	-100.00%	Disposed
Nov. 25, 2003	777001	M	639,674	—	—	0 Direct	-100.00%	Disposed
Nov. 25, 2003	777001	M	160,331	—	—	0 Direct	-100.00%	Disposed
Sept. 17, 2003	777001	J	800,005	—	—	0 Direct	-100.00%	Disposed
Jan. 8, 2003	777001	A	41,177	—	—	639,673 Direct	+6.88%	Acquired
Jan. 8, 2003	777001	A	10,532	—	—	160,331 Direct	+7.03%	Acquired
Jan. 8, 2003	777001	A	5,763	—	—	89,492 Direct	+6.88%	Acquired
Jan. 8, 2003	777001	A	1,271	—	—	21,932 Direct	+6.15%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 30, 2008	777001	Employee Stock Option (Rt. to Buy 07)	Common Stock (98,176)	$102.65	Dec. 28, 2014	98,176	Disposed
May 30, 2008	777001	Emp. stock option (rt. to buy)	Common Stock (18,789)	$165.32	Dec. 20, 2016	18,789	Disposed
May 30, 2008	777001	Emp. Stock Option (Rt. to Buy)	Common Stock (32,026)	$116.50	Dec. 22, 2015	32,026	Disposed
May 30, 2008	777001	CAP Units (2006)	Common Stock (46,362)	—	Nov. 30, 2011	46,362	Disposed
May 30, 2008	777001	CAP Units (2005)	Common Stock (52,257)	—	Nov. 30, 2010	52,257	Disposed
May 30, 2008	777001	CAP Units (2004)	Common Stock (59,953)	—	Nov. 30, 2009	59,953	Disposed
May 30, 2008	777001	CAP Units (2003)	Common Stock (99,053)	—	Nov. 30, 2008	99,053	Disposed
May 30, 2008	777001	CAP Units (2002)	Common Stock (680)	—	Nov. 30, 2007	680	Disposed
Jan. 9, 2008	777001	CAP Units (2006)	Common Stock (315)	—	Nov. 30, 2011	315	Acquired
Jan. 9, 2008	777001	CAP Units (2005)	Common Stock (355)	—	Nov. 30, 2010	355	Acquired
Jan. 9, 2008	777001	CAP Units (2004)	Common Stock (408)	—	Nov. 30, 2009	408	Acquired
Jan. 9, 2008	777001	CAP Units (2003)	Common Stock (673)	—	Nov. 30, 2008	673	Acquired
Jan. 9, 2008	777001	CAP Units (2002)	Common Stock (680)	—	Nov. 30, 2007	680	Acquired
Dec. 21, 2007	777001	CAP Units (2002)	Common Stock (99,293)	—	Nov. 30, 2007	99,293	Disposed
March 22, 2007	777001	CAP Units (2001)	Common Stock (1,818)	—	Nov. 30, 2006	1,818	Disposed
Feb. 14, 2007	777001	CAP Units (2005)	Common Stock (3,268)	—	Nov. 30, 2010	3,268	Acquired
Feb. 14, 2007	777001	CAP Units (2004)	Common Stock (3,749)	—	Nov. 30, 2009	3,749	Acquired
Feb. 14, 2007	777001	CAP Units (2003)	Common Stock (6,194)	—	Nov. 30, 2008	6,194	Acquired
Feb. 14, 2007	777001	CAP Units (2002)	Common Stock (6,252)	—	Nov. 30, 2007	6,252	Acquired
Feb. 14, 2007	777001	CAP Units (2001)	Common Stock (1,818)	—	Nov. 30, 2006	1,818	Acquired
Jan. 3, 2007	777001	Emp. Stock Option (Right to Buy)	Common Stock (150,396)	$73.75	Dec. 15, 2013	150,396	Disposed
Dec. 20, 2006	777001	Emp. stock option (rt. to buy)	Common Stock (18,789)	$165.32	Dec. 20, 2016	18,789	Acquired
Dec. 20, 2006	777001	CAP Units (2006)	Common Stock (46,047)	—	Nov. 30, 2011	46,047	Acquired
Dec. 18, 2006	777001	CAP Units (2001)	Common Stock (5,768)	—	Nov. 30, 2006	5,768	Disposed
Nov. 30, 2006	777001	CAP Units (2001)	Common Stock (21,295)	—	Nov. 30, 2006	21,295	Disposed
Sept. 20, 2006	777001	Forward Purchase Contract - Obligation to Sell [F1]	Common Stock [F1]	—	Nov. 30, 2006	27,063	Disposed
Feb. 23, 2006	777001	CAP Units (2000)	Common Stock (6,617)	—	Nov. 30, 2005	6,617	Disposed
Feb. 8, 2006	777001	CAP Units (2004)	Common Stock (3,348)	—	Nov. 30, 2009	3,348	Acquired
Feb. 8, 2006	777001	CAP Units (2003)	Common Stock (5,532)	—	Nov. 30, 2008	5,532	Acquired
Feb. 8, 2006	777001	CAP Units (2002)	Common Stock (5,584)	—	Nov. 30, 2007	5,584	Acquired
Feb. 8, 2006	777001	CAP Units (2001)	Common Stock (1,624)	—	Nov. 30, 2006	1,624	Acquired
Feb. 8, 2006	777001	CAP Units (2000)	Common Stock (6,617)	—	Nov. 30, 2005	6,617	Acquired
Jan. 3, 2006	777001	Employee Stock Option (Right to Buy)	Common Stock (40,000)	$64.00	Nov. 30, 2012	40,000	Disposed
Dec. 22, 2005	777001	CAP Units (2005)	Common Stock (48,633)	—	Nov. 30, 2010	48,633	Acquired
Dec. 22, 2005	777001	Emp. Stock Option (Rt. to Buy)	Common Stock (32,026)	$116.50	Dec. 22, 2015	32,026	Acquired
Nov. 30, 2005	777001	CAP Units (2000)	Common Stock (103,637)	—	Nov. 30, 2005	103,637	Disposed
Sept. 14, 2005	777001	Fwd Purchase Contract (oblig. to sell) [F1]	Common Stock [F1]	—	Nov. 30, 2005	103,637	Disposed
Feb. 14, 2005	777001	CAP Units 2003	Common Stock (5,796)	—	Nov. 30, 2008	5,796	Acquired
Feb. 14, 2005	777001	CAP Units (2002)	Common Stock (5,850)	—	Nov. 30, 2007	5,850	Acquired
Feb. 14, 2005	777001	CAP Units (2001)	Common Stock (1,700)	—	Nov. 30, 2006	1,700	Acquired
Feb. 14, 2005	777001	CAP Units (2000)	Common Stock (6,932)	—	Nov. 30, 2005	6,932	Acquired
Jan. 3, 2005	777001	Employee Stock Option (Right to Buy)	Common Stock (18,702)	$56.88	Dec. 17, 2011	18,702	Disposed
Dec. 28, 2004	777001	Employee Stock Option (Rt. to Buy 07)	Common Stock (98,176)	$102.65	Dec. 28, 2014	98,176	Acquired
Dec. 28, 2004	777001	CAP Units (2004)	Common Stock (52,477)	$0.00	Nov. 30, 2009	52,477	Acquired
Feb. 25, 2004	777001	CAP Units (1998)	Common Stock (12,922)	$0.00	Nov. 30, 2003	12,922	Disposed
Feb. 25, 2004	777001	CAP Units (1993)	Common Stock (51,266)	$0.00	Nov. 30, 2003	51,266	Disposed
Jan. 7, 2004	777001	CAP Units (1993)	Common Stock (51,265)	$0.00	Nov. 30, 2003	51,265	Acquired
Jan. 7, 2004	777001	CAP Units (1998)	Common Stock (12,922)	$0.00	Nov. 30, 2003	12,922	Acquired
Jan. 7, 2004	777001	CAP Units (2000)	Common Stock (7,211)	$0.00	Nov. 30, 2005	7,211	Acquired
Jan. 7, 2004	777001	CAP Units (2001)	Common Stock (1,807)	$0.00	Nov. 30, 2006	1,807	Acquired
Jan. 7, 2004	777001	CAP Units (2002)	Common Stock (6,086)	$0.00	Nov. 30, 2007	6,086	Acquired
Dec. 19, 2003	777001	Employee Stock Option (Right to Buy)	Common Stock (66,475)	$49.62	Dec. 11, 2010	66,475	Disposed
Dec. 15, 2003	777001	Emp. Stock Option (Right to Buy)	Common Stock (150,396)	$73.75	Dec. 15, 2013	150,396	Acquired
Dec. 15, 2003	777001	CAP Units 2003	Common Stock (80,856)	$0.00	Nov. 30, 2008	80,856	Acquired
Nov. 25, 2003	777001	CAP Units (1993)	Common Stock (639,674)	$0.00	Nov. 30, 2003	639,674	Disposed
Nov. 25, 2003	777001	CAP Units (1998)	Common Stock (160,331)	$0.00	Nov. 30, 2003	160,331	Disposed
Sept. 17, 2003	777001	Forward Purchase Contract (Obligation to Sell)	Common Stock [F1]	—	Nov. 25, 2003	800,005	Disposed
Jan. 8, 2003	777001	CAP Units (1993)	Common Stock (41,177)	$0.00	Nov. 30, 2003	41,177	Acquired
Jan. 8, 2003	777001	CAP Units (1998)	Common Stock (10,532)	$0.00	Nov. 30, 2003	10,532	Acquired
Jan. 8, 2003	777001	CAP Units (2000)	Common Stock (5,763)	$0.00	Nov. 30, 2005	5,763	Acquired
Jan. 8, 2003	777001	CAP Units (2001)	Common Stock (1,271)	$0.00	Nov. 30, 2006	1,271	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).