Alan D Moore
CIK 936614 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 16, 2016 | AAOI | P | 105,000 | $10.08 | $1,058,400 | 222,542 Direct | +89.33% | Acquired | 1168.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2013 | AAOI | Series F Convertible Preferred Stock | Common Stock, $0.001 par value (15,999) | — | — | 13,333 | Disposed |
| Oct. 1, 2013 | AAOI | Series E Convertible Preferred Stock | Common Stock, $0.001 par value (83,184) | — | — | 22,988 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.