Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 13, 2017 AAOI P 22,400 $44.60 $999,040 246,178 Direct +10.01% Acquired 159.2% (price as of 2026-10-02)
June 16, 2016 AAOI P 105,000 $10.08 $1,058,400 222,542 Direct +89.33% Acquired 1046.7% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 1, 2013 AAOI Series F Convertible Preferred Stock Common Stock, $0.001 par value (15,999) · · 13,333 Disposed
Oct. 1, 2013 AAOI Series E Convertible Preferred Stock Common Stock, $0.001 par value (83,184) · · 22,988 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (83,184) 83,184 Direct
Sept. 25, 2013 AAOI Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (15,999) 15,999 Direct