Alan D Schwartz
Insider
First SEC filing: June 2, 2008 · Latest: June 2, 2008
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 17, 2026 | MSGS | A | 265 | · | · | 8,925 Direct | +3.06% | Acquired | (price as of 2026-10-02) |
| Dec. 8, 2025 | MSGS | A | 727 | · | · | 8,660 Direct | +9.16% | Acquired | (price as of 2026-10-02) |
| Feb. 18, 2025 | MSGS | A | 350 | · | · | 7,933 Direct | +4.62% | Acquired | (price as of 2026-10-02) |
| Dec. 4, 2024 | MSGS | A | 709 | · | · | 7,583 Direct | +10.31% | Acquired | (price as of 2026-10-02) |
| Feb. 15, 2024 | MSGS | A | 398 | · | · | 6,874 Direct | +6.15% | Acquired | (price as of 2026-10-02) |
| Dec. 11, 2023 | MSGS | A | 937 | · | · | 6,476 Direct | +16.92% | Acquired | (price as of 2026-10-02) |
| Feb. 15, 2023 | MSGS | A | 411 | · | · | 5,539 Direct | +8.01% | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2022 | MSGS | A | 1,027 | · | · | 5,128 Direct | +25.04% | Acquired | (price as of 2026-10-02) |
| Dec. 8, 2021 | MSGS | A | 884 | · | · | 4,101 Direct | +27.48% | Acquired | (price as of 2026-10-02) |
| Dec. 18, 2020 | MSGS | A | 626 | · | · | 3,217 Direct | +24.16% | Acquired | (price as of 2026-10-02) |
| Dec. 11, 2019 | MSGS | A | 398 | · | · | 2,591 Direct | +18.15% | Acquired | (price as of 2026-10-02) |
| Dec. 6, 2018 | MSGS | A | 416 | · | · | 2,193 Direct | +23.41% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2017 | MSGS | A | 513 | · | · | 1,777 Direct | +40.59% | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2016 | MSGS | A | 635 | · | · | 1,264 Direct | +100.95% | Acquired | (price as of 2026-10-02) |
| Oct. 29, 2015 | MSGS | A | 629 | · | · | 629 Direct | · | Acquired | (price as of 2026-10-02) |
| June 9, 2015 | AMCX | A | 1,743 | · | · | 11,537 Direct | +17.80% | Acquired | (price as of 2026-10-02) |
| June 10, 2014 | AMCX | A | 1,818 | · | · | 9,794 Direct | +22.79% | Acquired | (price as of 2026-10-02) |
| June 6, 2013 | AMCX | A | 1,672 | · | · | 7,976 Direct | +26.52% | Acquired | (price as of 2026-10-02) |
| June 5, 2012 | AMCX | A | 2,763 | · | · | 6,304 Direct | +78.03% | Acquired | (price as of 2026-10-02) |
| Aug. 9, 2011 | AMCX | A | 3,541 | · | · | 3,541 Direct | · | Acquired | (price as of 2026-10-02) |
| May 30, 2008 | 777001 | D | 159,784 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 65,000 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 28,934 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 86,354 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 57,500 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 33,847 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 53,650 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 242,307 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 85,350 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 89,875 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 99,655 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 163,393 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 1,107 | · | · | 0 Direct | -100.00% | Disposed | |
| May 30, 2008 | 777001 | D | 1,026,680 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 9, 2008 | 777001 | A | 580 | · | · | 85,349 Direct | +0.68% | Acquired | |
| Jan. 9, 2008 | 777001 | A | 611 | · | · | 89,875 Direct | +0.68% | Acquired | |
| Jan. 9, 2008 | 777001 | A | 677 | · | · | 99,653 Direct | +0.68% | Acquired | |
| Jan. 9, 2008 | 777001 | A | 1,111 | · | · | 163,392 Direct | +0.68% | Acquired | |
| Jan. 9, 2008 | 777001 | A | 1,107 | · | · | 1,107 Direct | · | Acquired | |
| Dec. 21, 2007 | 777001 | M | 161,662 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 21, 2007 | 777001 | S | 67,900 | $89.01 | $6,043,779 | 1,026,680 Direct | -6.20% | Disposed | |
| Dec. 21, 2007 | 777001 | M | 161,662 | · | · | 1,094,580 Direct | +17.33% | Acquired | |
| March 22, 2007 | 777001 | M | 2,934 | · | · | 0 Direct | -100.00% | Disposed | |
| March 22, 2007 | 777001 | S | 1,500 | $151.26 | $226,890 | 932,918 Direct | -0.16% | Disposed | |
| March 22, 2007 | 777001 | M | 2,934 | · | · | 934,418 Direct | +0.31% | Acquired | |
| Feb. 14, 2007 | 777001 | A | 5,620 | · | · | 89,264 Direct | +6.72% | Acquired | |
| Feb. 14, 2007 | 777001 | A | 6,232 | · | · | 98,976 Direct | +6.72% | Acquired | |
| Feb. 14, 2007 | 777001 | A | 10,217 | · | · | 162,281 Direct | +6.72% | Acquired | |
| Feb. 14, 2007 | 777001 | A | 10,179 | · | · | 161,662 Direct | +6.72% | Acquired | |
| Feb. 14, 2007 | 777001 | A | 2,934 | · | · | 2,934 Direct | · | Acquired | |
| Dec. 21, 2006 | 777001 | G | 1,210 | · | · | 931,484 Direct | -0.13% | Disposed | |
| Dec. 21, 2006 | 777001 | G | 1,815 | · | · | 932,694 Direct | -0.19% | Disposed | |
| Dec. 21, 2006 | 777001 | G | 20,000 | · | · | 934,509 Direct | -2.10% | Disposed | |
| Dec. 20, 2006 | 777001 | A | 33,847 | · | · | 33,847 Direct | · | Acquired | |
| Dec. 20, 2006 | 777001 | A | 84,769 | · | · | 84,769 Direct | · | Acquired | |
| Dec. 18, 2006 | 777001 | M | 43,666 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 18, 2006 | 777001 | S | 21,833 | $164.72 | $3,596,332 | 954,509 Direct | -2.24% | Disposed | |
| Dec. 18, 2006 | 777001 | M | 43,666 | · | · | 976,342 Direct | +4.68% | Acquired | |
| Oct. 30, 2006 | 777001 | G | 20,000 | · | · | 932,676 Direct | -2.10% | Disposed | |
| Oct. 27, 2006 | 777001 | G | 655 | · | · | 952,676 Direct | -0.07% | Disposed | |
| March 27, 2006 | 777001 | G | 13,857 | · | · | 953,331 Direct | -1.43% | Disposed | |
| Feb. 23, 2006 | 777001 | M | 20,257 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 23, 2006 | 777001 | S | 6,400 | $135.08 | $864,512 | 967,188 Direct | -0.66% | Disposed | |
| Feb. 23, 2006 | 777001 | M | 20,257 | · | · | 973,588 Direct | +2.12% | Acquired | |
| Feb. 8, 2006 | 777001 | A | 5,566 | · | · | 92,744 Direct | +6.38% | Acquired | |
| Feb. 8, 2006 | 777001 | A | 9,126 | · | · | 152,064 Direct | +6.38% | Acquired | |
| Feb. 8, 2006 | 777001 | A | 9,091 | · | · | 151,483 Direct | +6.38% | Acquired | |
| Feb. 8, 2006 | 777001 | A | 2,620 | · | · | 43,666 Direct | +6.38% | Acquired | |
| Feb. 8, 2006 | 777001 | A | 20,257 | · | · | 20,257 Direct | · | Acquired | |
| Jan. 9, 2006 | 777001 | G | 15,000 | · | · | 953,331 Direct | -1.55% | Disposed | |
| Dec. 23, 2005 | 777001 | G | 15,000 | · | · | 968,331 Direct | -1.53% | Disposed | |
| Dec. 22, 2005 | 777001 | A | 53,650 | · | · | 53,650 Direct | · | Acquired | |
| Dec. 22, 2005 | 777001 | A | 83,644 | $116.50 | $9,744,526 | 83,644 Direct | · | Acquired | |
| Dec. 19, 2005 | 777001 | M | 317,266 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 19, 2005 | 777001 | D | 250,000 | $116.22 | $29,055,000 | 983,331 Direct | -20.27% | Disposed | |
| Dec. 19, 2005 | 777001 | M | 317,266 | · | · | 1,233,331 Direct | +34.63% | Acquired | |
| July 26, 2005 | 777001 | G | 960 | · | · | 916,065 Direct | -0.10% | Disposed | |
| July 26, 2005 | 777001 | G | 1,920 | · | · | 917,025 Direct | -0.21% | Disposed | |
| July 26, 2005 | 777001 | G | 2,400 | · | · | 918,945 Direct | -0.26% | Disposed | |
| July 26, 2005 | 777001 | G | 2,880 | · | · | 921,345 Direct | -0.31% | Disposed | |
| July 26, 2005 | 777001 | G | 14,340 | · | · | 924,225 Direct | -1.53% | Disposed | |
| March 18, 2005 | 777001 | M | 20,002 | · | · | 0 Direct | -100.00% | Disposed | |
| March 18, 2005 | 777001 | M | 20,002 | · | · | 938,565 Direct | +2.18% | Acquired | |
| Feb. 14, 2005 | 777001 | A | 9,561 | · | · | 142,938 Direct | +7.17% | Acquired | |
| Feb. 14, 2005 | 777001 | A | 9,525 | · | · | 142,392 Direct | +7.17% | Acquired | |
| Feb. 14, 2005 | 777001 | A | 2,728 | · | · | 41,046 Direct | +7.12% | Acquired | |
| Feb. 14, 2005 | 777001 | A | 21,222 | · | · | 317,266 Direct | +7.17% | Acquired | |
| Feb. 14, 2005 | 777001 | A | 20,002 | · | · | 20,002 Direct | · | Acquired | |
| Jan. 7, 2005 | 777001 | G | 22,875 | · | · | 918,563 Direct | -2.43% | Disposed | |
| Dec. 28, 2004 | 777001 | A | 159,784 | · | · | 159,784 Direct | · | Acquired | |
| Dec. 28, 2004 | 777001 | A | 87,178 | $102.65 | $8,948,822 | 87,178 Direct | · | Acquired | |
| Dec. 22, 2004 | 777001 | M | 186,801 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 22, 2004 | 777001 | S | 47,292 | · | · | 941,438 Direct | -4.78% | Disposed | |
| Dec. 22, 2004 | 777001 | M | 186,801 | · | · | 988,730 Direct | +23.29% | Acquired | |
| Nov. 30, 2004 | 777001 | M | 92,217 | · | · | 186,801 Direct | -33.05% | Disposed | |
| Nov. 30, 2004 | 777001 | J | 92,217 | $90.93 | $8,385,292 | 801,929 Direct | -10.31% | Disposed | |
| Nov. 30, 2004 | 777001 | M | 92,217 | · | · | 894,146 Direct | +11.50% | Acquired | |
| Sept. 7, 2004 | 777001 | J | 139,509 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 19, 2004 | 777001 | G | 5,855 | · | · | 801,929 Direct | -0.72% | Disposed | |
| Feb. 25, 2004 | 777001 | M | 20,953 | · | · | 0 Direct | -100.00% | Disposed |
Showing latest 100 of 124 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 17, 2026 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 265 | Acquired |
| Dec. 8, 2025 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 727 | Acquired |
| Feb. 18, 2025 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 350 | Acquired |
| Dec. 4, 2024 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 709 | Acquired |
| Feb. 15, 2024 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 398 | Acquired |
| Dec. 11, 2023 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 937 | Acquired |
| Feb. 15, 2023 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 411 | Acquired |
| Dec. 9, 2022 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 1,027 | Acquired |
| Dec. 8, 2021 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 884 | Acquired |
| Dec. 18, 2020 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 626 | Acquired |
| Dec. 11, 2019 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 398 | Acquired |
| Dec. 6, 2018 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 416 | Acquired |
| Dec. 15, 2017 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 513 | Acquired |
| Dec. 9, 2016 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 635 | Acquired |
| Oct. 29, 2015 | MSGS | Restricted Stock Units | Class A Common Stock | · | · | 629 | Acquired |
| June 9, 2015 | AMCX | Restricted Stock Units | AMC Networks Inc. Class A Common Stock | · | · | 1,743 | Acquired |
| June 10, 2014 | AMCX | Restricted Stock Units | AMC Networks Inc. Class A Common Stock | · | · | 1,818 | Acquired |
| June 6, 2013 | AMCX | Restricted Stock Units | AMC Networks Inc. Class A Common Stock | · | · | 1,672 | Acquired |
| June 5, 2012 | AMCX | Restricted Stock Units | AMC Networks Inc. Class A Common Stock | · | · | 2,763 | Acquired |
| Aug. 9, 2011 | AMCX | Restricted Stock Units | Class A Common Stock | · | · | 3,541 | Acquired |
| May 30, 2008 | 777001 | Employee Stock Option (Rt. to Buy 07) | Common Stock | $102.65 | Dec. 28, 2014 | 159,784 | Disposed |
| May 30, 2008 | 777001 | Employee Stock Option (Right to Buy) | Common Stock | $64.00 | Nov. 30, 2012 | 65,000 | Disposed |
| May 30, 2008 | 777001 | Employee Stock Option (Right to Buy) | Common Stock | $56.88 | Dec. 17, 2011 | 28,934 | Disposed |
| May 30, 2008 | 777001 | Employee Stock Option (Right to Buy) | Common Stock | $49.63 | Dec. 11, 2010 | 86,354 | Disposed |
| May 30, 2008 | 777001 | Employee Stock Option (Right to Buy) | Common Stock | $38.75 | Jan. 10, 2010 | 57,500 | Disposed |
| May 30, 2008 | 777001 | Emp. stock option (rt. to buy) | Common Stock | $165.32 | Dec. 20, 2016 | 33,847 | Disposed |
| May 30, 2008 | 777001 | Emp. Stock Option (Rt. to Buy) | Common Stock | $116.50 | Dec. 22, 2015 | 53,650 | Disposed |
| May 30, 2008 | 777001 | Emp. Stock Option (Right to Buy) | Common Stock | $73.75 | Dec. 15, 2013 | 242,307 | Disposed |
| May 30, 2008 | 777001 | CAP Units (2006) | Common Stock | · | Nov. 30, 2011 | 85,350 | Disposed |
| May 30, 2008 | 777001 | CAP Units (2005) | Common Stock | · | Nov. 30, 2010 | 89,875 | Disposed |
| May 30, 2008 | 777001 | CAP Units (2004) | Common Stock | · | Nov. 30, 2009 | 99,655 | Disposed |
| May 30, 2008 | 777001 | CAP Units (2003) | Common Stock | · | Nov. 30, 2008 | 163,393 | Disposed |
| May 30, 2008 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 1,107 | Disposed |
| Jan. 9, 2008 | 777001 | CAP Units (2006) | Common Stock | · | Nov. 30, 2011 | 580 | Acquired |
| Jan. 9, 2008 | 777001 | CAP Units (2005) | Common Stock | · | Nov. 30, 2010 | 611 | Acquired |
| Jan. 9, 2008 | 777001 | CAP Units (2004) | Common Stock | · | Nov. 30, 2009 | 677 | Acquired |
| Jan. 9, 2008 | 777001 | CAP Units (2003) | Common Stock | · | Nov. 30, 2008 | 1,111 | Acquired |
| Jan. 9, 2008 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 1,107 | Acquired |
| Dec. 21, 2007 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 161,662 | Disposed |
| March 22, 2007 | 777001 | CAP Units (2001) | Common Stock | · | Nov. 30, 2006 | 2,934 | Disposed |
| Feb. 14, 2007 | 777001 | CAP Units (2005) | Common Stock | · | Nov. 30, 2010 | 5,620 | Acquired |
| Feb. 14, 2007 | 777001 | CAP Units (2004) | Common Stock | · | Nov. 30, 2009 | 6,232 | Acquired |
| Feb. 14, 2007 | 777001 | CAP Units (2003) | Common Stock | · | Nov. 30, 2008 | 10,217 | Acquired |
| Feb. 14, 2007 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 10,179 | Acquired |
| Feb. 14, 2007 | 777001 | CAP Units (2001) | Common Stock | · | Nov. 30, 2006 | 2,934 | Acquired |
| Dec. 20, 2006 | 777001 | Emp. stock option (rt. to buy) | Common Stock | $165.32 | Dec. 20, 2016 | 33,847 | Acquired |
| Dec. 20, 2006 | 777001 | CAP Units (2006) | Common Stock | · | Nov. 30, 2011 | 84,769 | Acquired |
| Dec. 18, 2006 | 777001 | CAP Units (2001) | Common Stock | · | Nov. 30, 2006 | 43,666 | Disposed |
| Feb. 23, 2006 | 777001 | CAP Units (2000) | Common Stock | · | Nov. 30, 2005 | 20,257 | Disposed |
| Feb. 8, 2006 | 777001 | CAP Units (2004) | Common Stock | · | Nov. 30, 2009 | 5,566 | Acquired |
| Feb. 8, 2006 | 777001 | CAP Units (2003) | Common Stock | · | Nov. 30, 2008 | 9,126 | Acquired |
| Feb. 8, 2006 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 9,091 | Acquired |
| Feb. 8, 2006 | 777001 | CAP Units (2001) | Common Stock | · | Nov. 30, 2006 | 2,620 | Acquired |
| Feb. 8, 2006 | 777001 | CAP Units (2000) | Common Stock | · | Nov. 30, 2005 | 20,257 | Acquired |
| Dec. 22, 2005 | 777001 | Emp. Stock Option (Rt. to Buy) | Common Stock | $116.50 | Dec. 22, 2015 | 53,650 | Acquired |
| Dec. 22, 2005 | 777001 | CAP Units (2005) | Common Stock | · | Nov. 30, 2010 | 83,644 | Acquired |
| Dec. 19, 2005 | 777001 | CAP Units (2000) | Common Stock | · | Nov. 30, 2005 | 317,266 | Disposed |
| March 18, 2005 | 777001 | CAP Units (1999) | Common Stock | · | Nov. 30, 2004 | 20,002 | Disposed |
| Feb. 14, 2005 | 777001 | CAP Units 2003 | Common Stock | · | Nov. 30, 2008 | 9,561 | Acquired |
| Feb. 14, 2005 | 777001 | CAP Units (2002) | Common Stock | · | Nov. 30, 2007 | 9,525 | Acquired |
| Feb. 14, 2005 | 777001 | CAP Units (2001) | Common Stock | · | Nov. 30, 2006 | 2,728 | Acquired |
| Feb. 14, 2005 | 777001 | CAP Units (2000) | Common Stock | · | Nov. 30, 2005 | 21,222 | Acquired |
| Feb. 14, 2005 | 777001 | CAP Units (1999) | Common Stock | · | Nov. 30, 2004 | 20,002 | Acquired |
| Dec. 28, 2004 | 777001 | Employee Stock Option (Rt. to Buy 07) | Common Stock | $102.65 | Dec. 28, 2014 | 159,784 | Acquired |
| Dec. 28, 2004 | 777001 | CAP Units (2004) | Common Stock | · | Nov. 30, 2009 | 87,178 | Acquired |
| Dec. 22, 2004 | 777001 | CAP Units (1999) | Common Stock | $0.00 | Nov. 30, 2004 | 186,801 | Disposed |
| Nov. 30, 2004 | 777001 | CAP Units (1999) | Common Stock | $0.00 | Nov. 30, 2004 | 92,217 | Disposed |
| Sept. 7, 2004 | 777001 | Fwd Purchase Contract (oblig. to sell) [F1] | Common Stock [F1] | · | Nov. 30, 2004 | 139,509 | Disposed |
| Feb. 25, 2004 | 777001 | CAP Units (1998) | Common Stock | $0.00 | Nov. 30, 2003 | 20,953 | Disposed |
| Feb. 25, 2004 | 777001 | CAP Units (1993) | Common Stock | $0.00 | Nov. 30, 2003 | 66,184 | Disposed |
| Jan. 7, 2004 | 777001 | CAP Units (2002) | Common Stock | $0.00 | Nov. 30, 2007 | 9,909 | Acquired |
| Jan. 7, 2004 | 777001 | CAP Units (2001) | Common Stock | $0.00 | Nov. 30, 2006 | 3,109 | Acquired |
| Jan. 7, 2004 | 777001 | CAP Units (2000) | Common Stock | $0.00 | Nov. 30, 2005 | 22,076 | Acquired |
| Jan. 7, 2004 | 777001 | CAP Units (1999) | Common Stock | $0.00 | Nov. 30, 2004 | 20,813 | Acquired |
| Jan. 7, 2004 | 777001 | CAP Units (1998) | Common Stock | $0.00 | Nov. 30, 2003 | 20,953 | Acquired |
| Jan. 7, 2004 | 777001 | CAP Units (1993) | Common Stock | $0.00 | Nov. 30, 2003 | 66,184 | Acquired |
| Dec. 15, 2003 | 777001 | Emp. Stock Option (Right to Buy) | Common Stock | $73.75 | Dec. 15, 2013 | 242,307 | Acquired |
| Dec. 15, 2003 | 777001 | CAP Units 2003 | Common Stock | $0.00 | Nov. 30, 2008 | 133,376 | Acquired |
| Nov. 25, 2003 | 777001 | CAP Units (1998) | Common Stock | $0.00 | Nov. 30, 2003 | 259,973 | Disposed |
| Nov. 25, 2003 | 777001 | CAP Units (1993) | Common Stock | $0.00 | Nov. 30, 2003 | 825,821 | Disposed |
| Sept. 17, 2003 | 777001 | Forward Purchase Contract (Obligation to Sell) | Common Stock [F1] | · | Nov. 25, 2003 | 1,000,000 | Disposed |
| Jan. 8, 2003 | 777001 | CAP Units (1993) | Common Stock | $0.00 | Nov. 30, 2003 | 53,160 | Acquired |
| Jan. 8, 2003 | 777001 | CAP Units (1998) | Common Stock | $0.00 | Nov. 30, 2003 | 17,078 | Acquired |
| Jan. 8, 2003 | 777001 | CAP Units (1999) | Common Stock | $0.00 | Nov. 30, 2004 | 16,976 | Acquired |
| Jan. 8, 2003 | 777001 | CAP Units (2000) | Common Stock | $0.00 | Nov. 30, 2005 | 17,644 | Acquired |
| Jan. 8, 2003 | 777001 | CAP Units (2001) | Common Stock | $0.00 | Nov. 30, 2006 | 2,041 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.