Alan J Lacy

CIK 1200232 · View on SEC EDGAR ↗

Insider

First SEC filing: July 2, 2020 · Latest: July 2, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2020	BMY	A	213	$58.80	$12,524	78,952 Direct	+0.27%	Acquired	13.6% (price as of 2026-08-20)
March 31, 2020	BMY	A	583	$55.74	$32,496	78,156 Direct	+0.75%	Acquired	19.8% (price as of 2026-08-20)
Feb. 1, 2020	BMY	A	3,018	$62.95	$189,983	77,573 Direct	+4.05%	Acquired	6.1% (price as of 2026-08-20)
Dec. 31, 2019	BMY	A	477	$64.19	$30,619	74,031 Direct	+0.65%	Acquired	4.1% (price as of 2026-08-20)
Sept. 30, 2019	BMY	A	604	$50.71	$30,629	73,030 Direct	+0.83%	Acquired	31.7% (price as of 2026-08-20)
June 30, 2019	BMY	A	675	$45.35	$30,611	71,775 Direct	+0.95%	Acquired	47.3% (price as of 2026-08-20)
March 31, 2019	BMY	A	642	$47.71	$30,630	70,479 Direct	+0.92%	Acquired	40.0% (price as of 2026-08-20)
Feb. 1, 2019	BMY	A	3,708	$49.89	$184,992	69,837 Direct	+5.61%	Acquired	33.9% (price as of 2026-08-20)
Dec. 31, 2018	BMY	A	589	$51.98	$30,616	64,668 Direct	+0.92%	Acquired	28.5% (price as of 2026-08-20)
Sept. 30, 2018	BMY	A	493	$62.08	$30,605	64,079 Direct	+0.78%	Acquired	7.6% (price as of 2026-08-20)
June 30, 2018	BMY	A	568	$55.34	$31,433	63,586 Direct	+0.90%	Acquired	20.7% (price as of 2026-08-20)
March 31, 2018	BMY	A	524	$63.25	$33,143	62,543 Direct	+0.84%	Acquired	5.6% (price as of 2026-08-20)
Feb. 1, 2018	BMY	A	2,946	$62.80	$185,009	62,019 Direct	+4.99%	Acquired	6.4% (price as of 2026-08-20)
Dec. 31, 2017	BMY	A	541	$61.28	$33,152	58,700 Direct	+0.93%	Acquired	9.0% (price as of 2026-08-20)
Sept. 30, 2017	BMY	A	520	$63.74	$33,145	57,796 Direct	+0.91%	Acquired	4.8% (price as of 2026-08-20)
June 30, 2017	BMY	A	594	$55.72	$33,098	56,881 Direct	+1.06%	Acquired	19.9% (price as of 2026-08-20)
April 7, 2017	PLAY	A	2,094	—	—	42,877 Direct	+5.13%	Acquired	(price as of 2026-08-20)
April 6, 2017	PLAY	M	10,298	—	—	122,166 Direct	-7.77%	Disposed	(price as of 2026-08-20)
April 6, 2017	PLAY	S	10,298	$59.90	$616,850	40,783 Direct	-20.16%	Disposed	-83.6% (price as of 2026-08-20)
April 6, 2017	PLAY	M	10,298	$4.44	$45,723	51,081 Direct	+25.25%	Acquired	121.5% (price as of 2026-08-20)
April 5, 2017	PLAY	M	14,702	—	—	132,464 Direct	-9.99%	Disposed	(price as of 2026-08-20)
April 5, 2017	PLAY	S	14,702	$60.37	$887,560	40,783 Direct	-26.50%	Disposed	-83.7% (price as of 2026-08-20)
April 5, 2017	PLAY	M	14,702	$4.44	$65,277	55,485 Direct	+36.05%	Acquired	121.5% (price as of 2026-08-20)
March 31, 2017	BMY	A	609	$54.38	$33,117	55,900 Direct	+1.10%	Acquired	22.8% (price as of 2026-08-20)
Feb. 1, 2017	BMY	A	3,449	$49.29	$170,001	55,291 Direct	+6.65%	Acquired	35.5% (price as of 2026-08-20)
Dec. 31, 2016	BMY	A	567	$58.44	$33,135	51,435 Direct	+1.11%	Acquired	14.3% (price as of 2026-08-20)
Dec. 8, 2016	PLAY	M	25,000	—	—	147,166 Direct	-14.52%	Disposed	(price as of 2026-08-20)
Dec. 8, 2016	PLAY	S	25,000	$56.30	$1,407,500	3,283 Direct	-88.39%	Disposed	-82.5% (price as of 2026-08-20)
Dec. 8, 2016	PLAY	M	25,000	$4.44	$111,000	28,283 Direct	+761.50%	Acquired	121.5% (price as of 2026-08-20)
Sept. 30, 2016	BMY	A	614	$53.92	$33,107	50,490 Direct	+1.23%	Acquired	23.9% (price as of 2026-08-20)
June 30, 2016	BMY	A	450	$73.55	$33,098	49,628 Direct	+0.92%	Acquired	-9.2% (price as of 2026-08-20)
April 7, 2016	PLAY	A	4,545	—	—	4,545 Direct	—	Acquired	(price as of 2026-08-20)
April 7, 2016	PLAY	A	1,470	—	—	3,283 Direct	+81.08%	Acquired	(price as of 2026-08-20)
March 31, 2016	BMY	A	519	$63.88	$33,154	48,920 Direct	+1.07%	Acquired	4.6% (price as of 2026-08-20)
Feb. 1, 2016	BMY	A	2,795	$60.82	$169,992	48,401 Direct	+6.13%	Acquired	9.8% (price as of 2026-08-20)
June 2, 2015	PLAY	M	86,250	—	—	172,166 Direct	-33.38%	Disposed	(price as of 2026-08-20)
June 2, 2015	PLAY	S	86,250	$31.50	$2,716,875	170,551 Direct	-33.59%	Disposed	-68.8% (price as of 2026-08-20)
June 2, 2015	PLAY	M	86,250	$4.44	$382,950	256,801 Direct	+50.57%	Acquired	121.5% (price as of 2026-08-20)
April 9, 2015	PLAY	A	5,203	—	—	5,203 Direct	—	Acquired	(price as of 2026-08-20)
April 9, 2015	PLAY	A	1,813	—	—	170,551 Direct	+1.07%	Acquired	(price as of 2026-08-20)
Feb. 20, 2015	PLAY	M	14,538	—	—	258,416 Direct	-5.33%	Disposed	(price as of 2026-08-20)
Feb. 20, 2015	PLAY	S	14,538	$29.50	$428,871	168,738 Direct	-7.93%	Disposed	-66.7% (price as of 2026-08-20)
Feb. 20, 2015	PLAY	M	14,538	$4.44	$64,549	183,276 Direct	+8.62%	Acquired	121.5% (price as of 2026-08-20)
Feb. 11, 2015	PLAY	M	96,919	—	—	272,954 Direct	-26.20%	Disposed	(price as of 2026-08-20)
Feb. 11, 2015	PLAY	S	96,919	$29.50	$2,859,110	168,738 Direct	-36.48%	Disposed	-66.7% (price as of 2026-08-20)
Feb. 11, 2015	PLAY	M	96,919	$4.44	$430,320	265,657 Direct	+57.44%	Acquired	121.5% (price as of 2026-08-20)
Feb. 1, 2015	BMY	A	2,655	$60.27	$160,017	44,560 Direct	+6.34%	Acquired	10.8% (price as of 2026-08-20)
Feb. 1, 2014	BMY	A	3,192	$50.12	$159,983	40,530 Direct	+8.55%	Acquired	33.3% (price as of 2026-08-20)
Feb. 1, 2013	BMY	A	4,364	$36.66	$159,984	36,475 Direct	+13.59%	Acquired	82.2% (price as of 2026-08-20)
Feb. 1, 2012	BMY	A	4,313	$32.46	$140,000	30,880 Direct	+16.23%	Acquired	105.8% (price as of 2026-08-20)
Feb. 25, 2011	WU	A	9,894	—	—	9,894 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 25, 2011	WU	A	2,993	—	—	33,227 Direct	+9.90%	Acquired	(price as of 2026-08-20)
Feb. 1, 2011	BMY	A	4,935	—	—	25,427 Direct	+24.08%	Acquired	(price as of 2026-08-20)
Dec. 31, 2010	BMY	A	1,013	—	—	20,228 Direct	+5.27%	Acquired	(price as of 2026-08-20)
Sept. 30, 2010	BMY	A	985	—	—	18,991 Direct	+5.47%	Acquired	(price as of 2026-08-20)
June 30, 2010	BMY	A	1,076	—	—	17,782 Direct	+6.44%	Acquired	(price as of 2026-08-20)
Feb. 25, 2010	WU	A	9,192	—	—	9,192 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 25, 2010	WU	A	3,133	—	—	30,234 Direct	+11.56%	Acquired	(price as of 2026-08-20)
Feb. 1, 2010	BMY	A	4,490	—	—	15,273 Direct	+41.64%	Acquired	(price as of 2026-08-20)
Dec. 23, 2009	BMY	S	2,695	—	—	2,305 Direct	-53.90%	Disposed	(price as of 2026-08-20)
Sept. 29, 2009	WU	A	2,597	—	—	27,101 Direct	+10.60%	Acquired	(price as of 2026-08-20)
Sept. 29, 2009	WU	A	6,282	—	—	6,282 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2009	WU	A	4,164	—	—	24,504 Direct	+20.47%	Acquired	(price as of 2026-08-20)
Feb. 18, 2009	WU	A	8,504	—	—	8,504 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 2, 2009	BMY	A	5,093	—	—	10,318 Direct	+97.47%	Acquired	(price as of 2026-08-20)
June 30, 2008	BMY	A	292	—	—	5,003 Direct	+6.20%	Acquired	(price as of 2026-08-20)
Feb. 21, 2008	WU	A	1,191	—	—	20,340 Direct	+6.22%	Acquired	(price as of 2026-08-20)
Feb. 21, 2008	WU	A	8,721	—	—	8,721 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 1, 2008	BMY	A	4,648	—	—	4,648 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 26, 2006	WU	A	10,000	$22.17	$221,700	19,149 Direct	+109.30%	Acquired	-67.5% (price as of 2026-08-20)
Sept. 29, 2006	WU	A	21,281	—	—	21,281 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 29, 2006	WU	A	9,149	—	—	9,149 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 30, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (213)	—	—	213	Acquired
March 31, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (583)	—	—	583	Acquired
Feb. 1, 2020	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,018)	—	—	3,018	Acquired
Dec. 31, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (477)	—	—	477	Acquired
Sept. 30, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (604)	—	—	604	Acquired
June 30, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (675)	—	—	675	Acquired
March 31, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (642)	—	—	642	Acquired
Feb. 1, 2019	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,708)	—	—	3,708	Acquired
Dec. 31, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (589)	—	—	589	Acquired
Sept. 30, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (493)	—	—	493	Acquired
June 30, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (568)	—	—	568	Acquired
March 31, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (524)	—	—	524	Acquired
Feb. 1, 2018	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,946)	—	—	2,946	Acquired
Dec. 31, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (541)	—	—	541	Acquired
Sept. 30, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (520)	—	—	520	Acquired
June 30, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (594)	—	—	594	Acquired
April 6, 2017	PLAY	Stock Option (Right to Buy)	Common Stock (10,298)	$4.44	June 1, 2020	10,298	Disposed
April 5, 2017	PLAY	Stock Option (Right to Buy)	Common Stock (14,702)	$4.44	June 1, 2020	14,702	Disposed
March 31, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (609)	—	—	609	Acquired
Feb. 1, 2017	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,449)	—	—	3,449	Acquired
Dec. 31, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (567)	—	—	567	Acquired
Dec. 8, 2016	PLAY	Stock Option (Right to Buy)	Common Stock (25,000)	$4.44	June 1, 2020	25,000	Disposed
Sept. 30, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (614)	—	—	614	Acquired
June 30, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (450)	—	—	450	Acquired
April 7, 2016	PLAY	Stock Option (Right to Buy	Common Stock (4,545)	$39.10	April 7, 2026	4,545	Acquired
March 31, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (519)	—	—	519	Acquired
Feb. 1, 2016	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,795)	—	—	2,795	Acquired
June 2, 2015	PLAY	Option (right to buy)	Common Stock (86,250)	$4.44	June 1, 2020	86,250	Disposed
April 9, 2015	PLAY	Option (right to buy)	Common Stock (5,203)	$31.71	April 9, 2025	5,203	Acquired
Feb. 20, 2015	PLAY	Option (right to buy)	Common Stock (14,538)	$4.44	June 1, 2020	14,538	Disposed
Feb. 11, 2015	PLAY	Option (right to buy)	Common Stock (96,919)	$4.44	June 1, 2020	96,919	Disposed
Feb. 1, 2015	BMY	Deferred Share Units	Common Stock, $0.10 par value (2,655)	—	—	2,655	Acquired
Feb. 1, 2014	BMY	Deferred Share Units	Common Stock, $0.10 par value (3,192)	—	—	3,192	Acquired
Feb. 1, 2013	BMY	Deferred Share Units	Common Stock, $0.10 par value (4,364)	—	—	4,364	Acquired
Feb. 1, 2012	BMY	Deferred Share Units	Common Stock, $0.10 par value (4,313)	—	—	4,313	Acquired
Feb. 25, 2011	WU	Director Stock Option (Right to Buy)	Common Stock (9,894)	$21.72	Feb. 25, 2021	9,894	Acquired
Feb. 1, 2011	BMY	Deferred Share Units	Common Stock, $0.10 par value (4,935)	—	—	4,935	Acquired
Dec. 31, 2010	BMY	Deferred Share Units	Common Stock, $0.10 par value (1,013)	—	—	1,013	Acquired
Sept. 30, 2010	BMY	Deferred Share Units	Common Stock, $0.10 par value (985)	—	—	985	Acquired
June 30, 2010	BMY	Deferred Share Units	Common Stock, $0.10 par value (1,076)	—	—	1,076	Acquired
Feb. 25, 2010	WU	Director Stock Option (Right to Buy)	Common Stock (9,192)	$15.96	Feb. 25, 2020	9,192	Acquired
Feb. 1, 2010	BMY	Deferred Share Units	Common Stock, $0.10 par value (4,490)	—	—	4,490	Acquired
Sept. 29, 2009	WU	Director Stock Option (Right to Buy)	Common Stock (6,282)	$19.26	Sept. 29, 2019	6,282	Acquired
Feb. 18, 2009	WU	Director Stock Option (Right to Buy)	Common Stock (8,504)	$12.01	Feb. 18, 2019	8,504	Acquired
Feb. 2, 2009	BMY	Deferred Share Units	Common Stock, $0.10 par value (5,093)	—	—	5,093	Acquired
June 30, 2008	BMY	Deferred Share Units	Common Stock, $0.10 par value (292)	—	—	292	Acquired
Feb. 21, 2008	WU	Director Stock Option (Right to Buy)	Common Stock (8,721)	$20.99	Feb. 21, 2018	8,721	Acquired
Feb. 1, 2008	BMY	Deferred Share Units	Common Stock, $0.10 par value (4,648)	$0.00	—	4,648	Acquired
Sept. 29, 2006	WU	Director Stock Option (Right to Buy)	Common Stock (21,281)	$19.13	Sept. 29, 2016	21,281	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 9, 2014	PLAY	Common Stock, $0.01 par value	168,738	Direct
Oct. 9, 2014	PLAY	Option (right to buy)→ Common Stock (369,873)	369,873	Direct
Jan. 10, 2008	BMY	Common Stock, $0.10 par value	5,000	Direct
Sept. 29, 2006	WU	No Securities Beneficially Owned	0	Direct