Alan J Weber

CIK 1198093 · View on SEC EDGAR ↗

Insider

First SEC filing: April 29, 2019 · Latest: April 29, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 15, 2019 BR S 2,786 $119.09 $331,785 63,564 Direct -4.20% Disposed 45.8% (price as of 2026-08-19)
Feb. 20, 2019 BR S 1,980 $100.36 $198,713 49,608 Direct -3.84% Disposed 73.0% (price as of 2026-08-19)
Aug. 18, 2017 BR S 3,130 $76.55 $239,602 38,555 Direct -7.51% Disposed 126.9% (price as of 2026-08-19)
Nov. 29, 2016 BR S 3,770 $66.32 $250,026 28,898 Direct -11.54% Disposed 161.8% (price as of 2026-08-19)

Showing latest 100 of 131 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 4, 2021 BR Stock Option (Right to Buy) Common Stock (7,869) $22.90 May 12, 2021 7,869 Disposed
Nov. 19, 2020 BR Stock Option (Right to Buy) Common Stock (2,931) $146.60 Nov. 19, 2030 2,931 Acquired
Nov. 15, 2019 BR Stock Option (Right to Buy) Common Stock (15,100) $21.94 May 12, 2020 15,100 Disposed
Nov. 14, 2019 BR Stock Option (Right to Buy) Common Stock (2,657) $119.37 Nov. 14, 2029 2,657 Acquired
Feb. 20, 2019 BR Stock Option (Right to Buy) Common Stock (11,200) $17.66 May 12, 2019 11,200 Disposed
Nov. 8, 2018 BR Stock Option (Right to Buy) Common Stock (2,801) $107.52 Nov. 8, 2028 2,801 Acquired
Nov. 16, 2017 BR Stock Option (Right to Buy) Common Stock (4,107) $88.66 Nov. 16, 2027 4,107 Acquired
Aug. 18, 2017 BR Stock Option (Right to Buy) Common Stock (12,600) $18.96 April 28, 2018 12,600 Disposed
Nov. 29, 2016 BR Stock Option (Right to Buy) Common Stock (12,500) $19.93 May 31, 2017 12,500 Disposed
Nov. 17, 2016 BR Stock Option (Right to Buy) Common Stock (4,753) — Nov. 17, 2026 4,753 Acquired
Nov. 17, 2016 BR Stock Option (Right to Buy) Common Stock (4,753) $64.39 Nov. 17, 2026 4,753 Acquired
Nov. 12, 2015 BR Stock Option (Right to Buy) Common Stock (5,771) $56.37 Nov. 12, 2025 5,771 Acquired
July 1, 2015 SD Common Stock Common Stock (88,236) — — 88,236 Acquired
Nov. 13, 2014 BR Stock Option (Right to Buy) Common Stock (6,469) $45.09 Nov. 13, 2024 6,469 Acquired
Nov. 14, 2013 BR Stock Option (Right to Buy) Common Stock (10,841) $36.35 Nov. 14, 2023 10,841 Acquired
Nov. 15, 2012 BR Stock Option (Right to Buy) Common Stock (12,074) $22.67 Nov. 15, 2022 12,074 Acquired
May 10, 2012 BR Stock Option (Right to Buy) Common Stock (9,982) $21.29 May 10, 2022 9,982 Acquired
May 12, 2011 BR Stock Option (Right to Buy) Common Stock (7,869) $22.90 May 12, 2021 7,869 Acquired
May 12, 2010 BR Stock Option (Right to Buy) Common Stock (15,100) $21.94 May 12, 2020 15,100 Acquired
May 13, 2009 BR Stock Option (Right to Buy) Common Stock (11,200) $17.66 May 12, 2019 11,200 Acquired
Dec. 31, 2008 BR Phantom Stock Common Stock (1,156) — — 1,156 Acquired
Sept. 30, 2008 BR Phantom Stock Common Stock (1,040) — — 1,040 Acquired
June 30, 2008 BR Phantom Stock Common Stock (736) — — 736 Acquired
April 29, 2008 BR Stock Option (Right to Buy) Common Stock (12,600) $18.96 April 28, 2018 12,600 Acquired
March 31, 2008 BR Phantom Stock Common Stock (753) — — 753 Acquired
Dec. 31, 2007 BR Phantom Stock Common Stock (557) — — 557 Acquired
Sept. 30, 2007 BR Phantom Stock Common Stock (620) — — 620 Acquired
June 1, 2007 BR Stock Option (Right to Buy) Common Stock (12,500) $19.93 May 31, 2017 12,500 Acquired
June 1, 2007 BR Stock Option (Right to Buy) Common Stock (12,500) $19.93 May 31, 2017 12,500 Acquired
April 27, 2006 DBD Non-qualified Stock Option [F1] Common Stock (4,500) $42.24 April 26, 2016 4,500 Acquired
Sept. 30, 2004 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (273,723) $9.19 Sept. 30, 2011 273,723 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 5, 2005 DBD Common Stock 0 Direct
Oct. 5, 2005 DBD Non-qualified Stock Option [F1]→ Common Stock (4,500) 4,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2005 $256,415 $0 — — — — — —
2003 $625,000,156,250 $468,750,468,750 — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.