Alan James
CIK 1055173 · View on SEC EDGAR ↗
First SEC filing: Dec. 30, 2004 · Latest: Dec. 30, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 29, 2004 | GBX | G | 375,000 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Dec. 29, 2004 | GBX | G | 375,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| Dec. 15, 2004 | GBX | J | 500 | $4.00 | $2,000 | 3,918,000 Direct | -0.01% | Disposed | 1043.3% (price as of 2026-08-19) |
| Dec. 15, 2004 | GBX | J | 500 | — | — | 3,000 Direct | -14.29% | Disposed | (price as of 2026-08-19) |
| Nov. 10, 2004 | GBX | J | 500 | $4.00 | $2,000 | 3,918,500 Direct | -0.01% | Disposed | 1043.3% (price as of 2026-08-19) |
| Nov. 10, 2004 | GBX | J | 500 | — | — | 3,500 Direct | -12.50% | Disposed | (price as of 2026-08-19) |
| July 19, 2004 | GBX | J | 6,000 | — | — | 4,000 Direct | -60.00% | Disposed | (price as of 2026-08-19) |
| July 19, 2004 | GBX | J | 6,000 | $4.00 | $24,000 | 3,919,000 Direct | -0.15% | Disposed | 1043.3% (price as of 2026-08-19) |
| July 28, 2003 | GBX | J | None | — | — | 20,300 Direct | — | Disposed | (price as of 2026-08-19) |
| July 28, 2003 | GBX | J | 1,250 | $4.00 | $5,000 | 3,935,300 Direct | -0.03% | Disposed | 1043.3% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock (500) | $4.00 | July 13, 2007 | 500 | Disposed |
| Nov. 10, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock (500) | $4.00 | July 13, 2007 | 500 | Disposed |
| July 19, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock (6,000) | $4.00 | July 13, 2007 | 6,000 | Disposed |
| July 28, 2003 | GBX | Employee Stock Option (Obligation to Sell) | Common stock (1,250) | $4.00 | July 13, 2007 | — | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).