Alan James
Insider
First SEC filing: Dec. 30, 2004 · Latest: Dec. 30, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 29, 2004 | GBX | G | 375,000 | · | · | 0 Indirect | -100.00% | Disposed | |
| Dec. 29, 2004 | GBX | G | 375,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 15, 2004 | GBX | J | 500 | $4.00 | $2,000 | 3,918,000 Direct | -0.01% | Disposed | 852.3% (price as of ) |
| Dec. 15, 2004 | GBX | J | 500 | · | · | 3,000 Direct | -14.29% | Disposed | |
| Nov. 10, 2004 | GBX | J | 500 | $4.00 | $2,000 | 3,918,500 Direct | -0.01% | Disposed | 852.3% (price as of ) |
| Nov. 10, 2004 | GBX | J | 500 | · | · | 3,500 Direct | -12.50% | Disposed | |
| July 19, 2004 | GBX | J | 6,000 | $4.00 | $24,000 | 3,919,000 Direct | -0.15% | Disposed | 852.3% (price as of ) |
| July 19, 2004 | GBX | J | 6,000 | · | · | 4,000 Direct | -60.00% | Disposed | |
| July 28, 2003 | GBX | J | 1,250 | $4.00 | $5,000 | 3,935,300 Direct | -0.03% | Disposed | 852.3% (price as of ) |
| July 28, 2003 | GBX | J | None | · | · | 20,300 Direct | · | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock | $4.00 | July 13, 2007 | 500 | Disposed |
| Nov. 10, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock | $4.00 | July 13, 2007 | 500 | Disposed |
| July 19, 2004 | GBX | Employee Stock Option (Obligation to Sell) | Common Stock | $4.00 | July 13, 2007 | 6,000 | Disposed |
| July 28, 2003 | GBX | Employee Stock Option (Obligation to Sell) | Common stock | $4.00 | July 13, 2007 | · | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 5 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Dec. 30, 2004 | GBX | Common Stock - GBX | 3,918,000 | · | · | Direct |
| Dec. 16, 2004 | GBX | Common Stock - GBX | 375,000 | · | · | Indirect |
| Nov. 12, 2004 | GBX | Common stock - GBX | 375,000 | · | · | Indirect |
| July 21, 2004 | GBX | Common Stock - GBX | 375,000 | · | · | Indirect |
| July 29, 2003 | GBX | Common stock - GBX | 375,000 | · | · | Indirect |