Alan Jones
CIK 1400607 · View on SEC EDGAR ↗
First SEC filing: Dec. 12, 2011 · Latest: Dec. 12, 2011
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 8, 2011 | TULP | S | 7,069 | $6.80 | $48,069 | 3,666 Direct | -65.85% | Disposed | -92.4% (price as of 2026-08-18) |
| March 3, 2011 | TULP | S | 3,300 | $6.85 | $22,605 | 10,735 Direct | -23.51% | Disposed | -92.5% (price as of 2026-08-18) |
| March 2, 2011 | TULP | S | 10,065 | $6.85 | $68,945 | 14,035 Direct | -41.76% | Disposed | -92.5% (price as of 2026-08-18) |
| March 1, 2011 | TULP | S | 48,208 | $6.75 | $325,404 | 24,100 Direct | -66.67% | Disposed | -92.4% (price as of 2026-08-18) |
| March 2, 2010 | TULP | S | 3,333 | $5.45 | $18,165 | 68,593 Direct | -4.63% | Disposed | -90.5% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 23, 2012 | TULP | Incentive Stock Option | Common Stock (20,000) | $1.74 | May 23, 2022 | 20,000 | Acquired |
| May 25, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (20,000) | $4.22 | May 25, 2021 | 20,000 | Acquired |
| March 9, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (45,000) | $3.75 | May 23, 2017 | 45,000 | Disposed |
| March 9, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (6,667) | $2.80 | May 20, 2019 | 6,667 | Disposed |
| March 9, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (3,599) | $1.95 | Feb. 19, 2014 | 3,599 | Disposed |
| March 9, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (13,334) | $1.92 | May 21, 2018 | 13,334 | Disposed |
| March 9, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock (30,000) | $1.19 | May 16, 2016 | 30,000 | Disposed |
| May 26, 2010 | TULP | Incentive Stock Option (right to buy) | Common Stock (20,000) | $5.49 | May 26, 2020 | 20,000 | Acquired |
| March 2, 2010 | TULP | Incentive Stock Option (right to buy) | Common Stock (3,333) | $4.28 | April 11, 2010 | 3,333 | Disposed |
| May 20, 2009 | TULP | Incentive Stock Option (right to buy) | Common Stock (20,000) | $2.80 | May 20, 2019 | 20,000 | Acquired |
| May 21, 2008 | TULP | Incentive Stock Option (right to buy) | Common Stock (20,000) | $1.92 | May 21, 2018 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 25, 2007 | TULP | Common Stock | 43,122 | Direct |
| May 25, 2007 | TULP | Incentive Stock Option (right to buy)→ Common Stock (30,000) | 30,000 | Direct |
| May 25, 2007 | TULP | Incentive Stock Option (right to buy)→ Common Stock (3,599) | 3,599 | Direct |
| May 25, 2007 | TULP | Incentive Stock Option (right to buy)→ Common Stock (45,000) | 45,000 | Direct |
| May 25, 2007 | TULP | Incentive Stock Option (right to buy)→ Common Stock (3,333) | 3,333 | Direct |
| May 25, 2007 | TULP | Incentive Stock Option (right to buy)→ Common Stock (8,000) | 8,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $183,333 | $100,000 | — | $46,094 | $99,683 | — | — | $429,110 |
| 2010 | $150,000 | — | — | $44,282 | — | — | $258,056 | $452,338 |
| 2009 | $150,000 | — | — | $29,163 | — | — | $266,685 | $445,848 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.