Alan L Earhart
First SEC filing: Aug. 30, 2006 · Latest: Aug. 30, 2006
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 12, 2018 | NTAP | M | 6,150 | · | · | 18,971 Direct | +47.97% | Acquired | (price as of 2026-10-05) |
| Sept. 12, 2018 | NTAP | M | 7,916 | · | · | 26,887 Direct | +41.73% | Acquired | (price as of 2026-10-05) |
| Sept. 12, 2018 | NTAP | M | 6,150 | · | · | 7,916 Direct | -43.72% | Disposed | (price as of 2026-10-05) |
| Sept. 12, 2018 | NTAP | M | 7,916 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 17, 2017 | NTAP | M | 11,416 | $43.77 | $499,678 | 24,237 Direct | +89.04% | Acquired | 411.2% (price as of 2026-10-05) |
| Nov. 17, 2017 | NTAP | S | 11,416 | $53.03 | $605,390 | 12,821 Direct | -47.10% | Disposed | 322.0% (price as of 2026-10-05) |
| Nov. 17, 2017 | NTAP | M | 11,416 | $53.03 | $605,390 | 0 Direct | -100.00% | Disposed | 322.0% (price as of 2026-10-05) |
| Sept. 14, 2017 | NTAP | A | 6,150 | · | · | 14,066 Direct | +77.69% | Acquired | (price as of 2026-10-05) |
| Sept. 13, 2017 | NTAP | M | 7,132 | · | · | 12,821 Direct | +125.36% | Acquired | (price as of 2026-10-05) |
| Sept. 13, 2017 | NTAP | M | 7,132 | · | · | 7,916 Direct | -47.40% | Disposed | (price as of 2026-10-05) |
| March 8, 2017 | NTAP | M | 10,000 | $40.38 | $403,800 | 21,611 Direct | +86.13% | Acquired | 454.2% (price as of 2026-10-05) |
| March 8, 2017 | NTAP | M | 11,500 | $37.62 | $432,630 | 33,111 Direct | +53.21% | Acquired | 494.8% (price as of 2026-10-05) |
| March 8, 2017 | NTAP | S | 27,422 | $42.46 | $1,164,338 | 5,689 Direct | -82.82% | Disposed | 427.0% (price as of 2026-10-05) |
| March 8, 2017 | NTAP | M | 11,500 | $42.46 | $488,290 | 0 Direct | -100.00% | Disposed | 427.0% (price as of 2026-10-05) |
| March 8, 2017 | NTAP | M | 10,000 | $42.46 | $424,600 | 0 Direct | -100.00% | Disposed | 427.0% (price as of 2026-10-05) |
| Dec. 14, 2016 | NTAP | S | 6,166 | $36.25 | $223,518 | 11,611 Direct | -34.69% | Disposed | 517.3% (price as of 2026-10-05) |
| Sept. 15, 2016 | NTAP | A | 7,132 | · | · | 15,048 Direct | +90.10% | Acquired | (price as of 2026-10-05) |
| Sept. 11, 2015 | NTAP | A | 7,916 | · | · | 7,916 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 10, 2015 | NTAP | M | 5,922 | · | · | 17,777 Direct | +49.95% | Acquired | (price as of 2026-10-05) |
| Sept. 10, 2015 | NTAP | M | 5,922 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Sept. 5, 2014 | NTAP | A | 5,922 | · | · | 5,922 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 4, 2014 | NTAP | M | 2,856 | · | · | 11,855 Direct | +31.74% | Acquired | (price as of 2026-10-05) |
| Sept. 4, 2014 | NTAP | M | 2,856 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 10,000 | $29.50 | $295,000 | 18,999 Direct | +111.12% | Acquired | 658.5% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | S | 10,000 | $40.94 | $409,400 | 8,999 Direct | -52.63% | Disposed | 446.6% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 5,000 | $29.50 | $147,500 | 13,999 Direct | +55.56% | Acquired | 658.5% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | S | 5,000 | $40.94 | $204,700 | 8,999 Direct | -35.72% | Disposed | 446.6% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 8,500 | $34.52 | $293,420 | 17,499 Direct | +94.45% | Acquired | 548.2% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | S | 8,500 | $40.94 | $347,990 | 8,999 Direct | -48.57% | Disposed | 446.6% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 3,000 | $34.52 | $103,560 | 11,999 Direct | +33.34% | Acquired | 548.2% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | S | 3,000 | $40.94 | $122,820 | 8,999 Direct | -25.00% | Disposed | 446.6% (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 10,000 | · | · | 5,000 Direct | -66.67% | Disposed | (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 5,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 8,500 | · | · | 3,000 Direct | -73.91% | Disposed | (price as of 2026-10-05) |
| Aug. 19, 2014 | NTAP | M | 3,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Sept. 13, 2013 | NTAP | A | 11,416 | · | · | 11,416 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 13, 2013 | NTAP | A | 2,856 | · | · | 2,856 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 12, 2013 | NTAP | M | 2,833 | · | · | 8,999 Direct | +45.95% | Acquired | (price as of 2026-10-05) |
| Sept. 12, 2013 | NTAP | M | 2,833 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 31, 2012 | NTAP | M | 2,833 | · | · | 6,166 Direct | +85.00% | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2012 | NTAP | A | 8,500 | · | · | 8,500 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2012 | NTAP | A | 3,000 | · | · | 11,500 Direct | +35.29% | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2012 | NTAP | A | 2,833 | · | · | 5,666 Direct | +100.00% | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2012 | NTAP | M | 2,833 | · | · | 2,833 Direct | -50.00% | Disposed | (price as of 2026-10-05) |
| Aug. 31, 2011 | NTAP | A | 8,500 | · | · | 8,500 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2011 | NTAP | A | 3,000 | · | · | 11,500 Direct | +35.29% | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2011 | NTAP | A | 2,833 | · | · | 2,833 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 30, 2011 | NTAP | M | 3,333 | · | · | 3,333 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 30, 2011 | NTAP | M | 3,333 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Sept. 7, 2010 | NTAP | M | 20,000 | $34.24 | $684,800 | 23,333 Direct | +600.06% | Acquired | 553.5% (price as of 2026-10-05) |
| Sept. 7, 2010 | NTAP | S | 23,333 | $44.83 | $1,046,018 | 0 Direct | -100.00% | Disposed | 399.2% (price as of 2026-10-05) |
| Sept. 7, 2010 | NTAP | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Sept. 2, 2010 | NTAP | A | 5,000 | · | · | 5,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2010 | NTAP | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 31, 2010 | NTAP | A | 3,333 | · | · | 3,333 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 30, 2010 | NTAP | M | 3,333 | · | · | 3,333 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 30, 2010 | NTAP | M | 3,333 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 16, 2010 | NTAP | M | 50,000 | $32.86 | $1,643,000 | 50,000 Direct | · | Acquired | 581.0% (price as of 2026-10-05) |
| June 16, 2010 | NTAP | S | 50,000 | $41.01 | $2,050,500 | 0 Direct | -100.00% | Disposed | 445.6% (price as of 2026-10-05) |
| June 16, 2010 | NTAP | M | 50,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 1, 2009 | NTAP | M | 20,000 | $27.02 | $540,400 | 20,000 Direct | · | Acquired | 728.2% (price as of 2026-10-05) |
| Dec. 1, 2009 | NTAP | M | 20,000 | $25.08 | $501,600 | 40,000 Direct | +100.00% | Acquired | 792.2% (price as of 2026-10-05) |
| Dec. 1, 2009 | NTAP | S | 40,000 | $31.70 | $1,268,000 | 0 Direct | -100.00% | Disposed | 605.9% (price as of 2026-10-05) |
| Dec. 1, 2009 | NTAP | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 1, 2009 | NTAP | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 14, 2009 | NTAP | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 14, 2009 | NTAP | A | 5,000 | · | · | 15,000 Direct | +50.00% | Acquired | (price as of 2026-10-05) |
| Oct. 14, 2009 | NTAP | A | 3,333 | · | · | 3,333 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 18, 2009 | MPWR | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 2, 2008 | NTAP | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 2,100 | $7.51 | $15,771 | 2,100 Direct | · | Acquired | 19605.6% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | S | 2,100 | $26.19 | $54,999 | 0 Direct | -100.00% | Disposed | 5550.6% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 9,900 | $7.51 | $74,349 | 9,900 Direct | · | Acquired | 19605.6% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | S | 9,900 | $26.25 | $259,875 | 0 Direct | -100.00% | Disposed | 5537.7% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 2,900 | $7.51 | $21,779 | 2,900 Direct | · | Acquired | 19605.6% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | S | 2,900 | $26.15 | $75,835 | 0 Direct | -100.00% | Disposed | 5559.2% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 100 | $7.51 | $751 | 100 Direct | · | Acquired | 19605.6% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | S | 100 | $26.14 | $2,614 | 0 Direct | -100.00% | Disposed | 5561.4% (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 2,100 | · | · | 12,900 Direct | -14.00% | Disposed | (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 9,900 | · | · | 3,000 Direct | -76.74% | Disposed | (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 2,900 | · | · | 100 Direct | -96.67% | Disposed | (price as of 2026-10-05) |
| Aug. 7, 2008 | MPWR | M | 100 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| May 22, 2008 | MPWR | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 19, 2007 | NTAP | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 28, 2007 | QMCO | M | 6,187 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 28, 2007 | QMCO | M | 6,187 | · | · | 26,809 Direct | +30.00% | Acquired | (price as of 2026-10-05) |
| Aug. 20, 2007 | MPWR | M | 15,000 | $12.16 | $182,400 | 15,000 Direct | · | Acquired | 12070.1% (price as of 2026-10-05) |
| Aug. 20, 2007 | MPWR | S | 15,000 | $19.50 | $292,500 | 0 Direct | -100.00% | Disposed | 7489.2% (price as of 2026-10-05) |
| Aug. 20, 2007 | MPWR | M | 15,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 17, 2007 | QMCO | A | 33,000 | · | · | 33,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 17, 2007 | QMCO | A | 11,000 | · | · | 20,622 Direct | +114.32% | Acquired | (price as of 2026-10-05) |
| May 24, 2007 | MPWR | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 17, 2007 | MPWR | M | 20,000 | $7.50 | $150,000 | 20,000 Direct | · | Acquired | 19631.9% (price as of 2026-10-05) |
| May 17, 2007 | MPWR | S | 20,000 | $17.22 | $344,400 | 0 Direct | -100.00% | Disposed | 8494.0% (price as of 2026-10-05) |
| May 17, 2007 | MPWR | M | 20,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 22, 2007 | MPWR | M | 10,000 | $7.50 | $75,000 | 10,000 Direct | · | Acquired | 19631.9% (price as of 2026-10-05) |
| Feb. 22, 2007 | MPWR | S | 10,000 | $13.66 | $136,600 | 0 Direct | -100.00% | Disposed | 10733.7% (price as of 2026-10-05) |
| Feb. 22, 2007 | MPWR | M | 10,000 | $13.66 | $136,600 | 20,000 Direct | -33.33% | Disposed | 10733.7% (price as of 2026-10-05) |
| Nov. 29, 2006 | NTAP | M | 5,000 | $32.86 | $164,300 | 5,000 Direct | · | Acquired | 581.0% (price as of 2026-10-05) |
| Nov. 29, 2006 | NTAP | M | 15,000 | $23.73 | $355,950 | 20,000 Direct | +300.00% | Acquired | 843.0% (price as of 2026-10-05) |
Showing latest 100 of 117 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 12, 2018 | NTAP | Restricted Stock Unit | Common Stock | · | · | 6,150 | Disposed |
| Sept. 12, 2018 | NTAP | Restricted Stock Unit | Common Stock | · | · | 7,916 | Disposed |
| Nov. 17, 2017 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $43.77 | Sept. 12, 2020 | 11,416 | Disposed |
| Sept. 14, 2017 | NTAP | Restricted Stock Unit | Common Stock | · | · | 6,150 | Acquired |
| Sept. 13, 2017 | NTAP | Restricted Stock Unit | Common Stock | · | · | 7,132 | Disposed |
| March 8, 2017 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $37.62 | Aug. 30, 2018 | 11,500 | Disposed |
| March 8, 2017 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $40.38 | Aug. 30, 2017 | 10,000 | Disposed |
| Sept. 15, 2016 | NTAP | Restricted Stock Unit | Common Stock | · | · | 7,132 | Acquired |
| Sept. 11, 2015 | NTAP | Restricted Stock Unit | Common Stock | · | · | 7,916 | Acquired |
| Sept. 10, 2015 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | Sept. 5, 2021 | 5,922 | Disposed |
| Sept. 5, 2014 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | Sept. 5, 2021 | 5,922 | Acquired |
| Sept. 4, 2014 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,856 | Disposed |
| Aug. 19, 2014 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $29.50 | Oct. 13, 2016 | 10,000 | Disposed |
| Aug. 19, 2014 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $29.50 | Oct. 13, 2016 | 5,000 | Disposed |
| Aug. 19, 2014 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.52 | Aug. 30, 2019 | 8,500 | Disposed |
| Aug. 19, 2014 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.52 | Aug. 30, 2019 | 3,000 | Disposed |
| Sept. 13, 2013 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $43.77 | Sept. 12, 2020 | 11,416 | Acquired |
| Sept. 13, 2013 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,856 | Acquired |
| Sept. 12, 2013 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,833 | Disposed |
| Aug. 31, 2012 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.52 | Aug. 30, 2019 | 8,500 | Acquired |
| Aug. 31, 2012 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.52 | Aug. 30, 2019 | 3,000 | Acquired |
| Aug. 31, 2012 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,833 | Acquired |
| Aug. 31, 2012 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,833 | Disposed |
| Aug. 31, 2011 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $37.62 | Aug. 30, 2018 | 8,500 | Acquired |
| Aug. 31, 2011 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $37.62 | Aug. 30, 2018 | 3,000 | Acquired |
| Aug. 31, 2011 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 2,833 | Acquired |
| Aug. 30, 2011 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 3,333 | Disposed |
| Sept. 7, 2010 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.24 | Aug. 30, 2016 | 20,000 | Disposed |
| Sept. 2, 2010 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $43.07 | Sept. 1, 2017 | 5,000 | Acquired |
| Aug. 31, 2010 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $40.38 | Aug. 30, 2017 | 10,000 | Acquired |
| Aug. 31, 2010 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 3,333 | Acquired |
| Aug. 30, 2010 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 3,333 | Disposed |
| June 16, 2010 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $32.86 | Dec. 6, 2014 | 50,000 | Disposed |
| Dec. 1, 2009 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $25.08 | Sept. 1, 2015 | 20,000 | Disposed |
| Dec. 1, 2009 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $27.02 | Sept. 18, 2014 | 20,000 | Disposed |
| Oct. 14, 2009 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $29.50 | Oct. 13, 2016 | 10,000 | Acquired |
| Oct. 14, 2009 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $29.50 | Oct. 13, 2016 | 5,000 | Acquired |
| Oct. 14, 2009 | NTAP | Restricted Stock Unit | Common Stock | $0.00 | · | 3,333 | Acquired |
| Feb. 18, 2009 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $12.86 | Feb. 18, 2016 | 25,000 | Acquired |
| Sept. 2, 2008 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $25.08 | Sept. 1, 2015 | 20,000 | Acquired |
| Aug. 7, 2008 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.51 | June 2, 2015 | 2,100 | Disposed |
| Aug. 7, 2008 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.51 | June 2, 2015 | 9,900 | Disposed |
| Aug. 7, 2008 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.51 | June 2, 2015 | 2,900 | Disposed |
| Aug. 7, 2008 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.51 | June 2, 2015 | 100 | Disposed |
| May 22, 2008 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $23.05 | May 22, 2015 | 15,000 | Acquired |
| Sept. 19, 2007 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $27.02 | Sept. 18, 2014 | 20,000 | Acquired |
| Aug. 28, 2007 | QMCO | Restricted Stock Units | Common Stock | · | Aug. 28, 2007 | 6,187 | Disposed |
| Aug. 20, 2007 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $12.16 | June 21, 2016 | 15,000 | Disposed |
| Aug. 17, 2007 | QMCO | Non-Qualified Stock Option [F2] | Common Stock | $3.30 | Aug. 17, 2014 | 33,000 | Acquired |
| May 24, 2007 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $16.97 | May 24, 2014 | 15,000 | Acquired |
| May 17, 2007 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.50 | Sept. 17, 2014 | 20,000 | Disposed |
| Feb. 22, 2007 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.50 | Sept. 17, 2014 | 10,000 | Disposed |
| Nov. 29, 2006 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $23.73 | Aug. 30, 2015 | 15,000 | Disposed |
| Nov. 29, 2006 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $32.86 | Dec. 6, 2014 | 5,000 | Disposed |
| Aug. 31, 2006 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $34.24 | Aug. 30, 2016 | 20,000 | Acquired |
| Aug. 28, 2006 | QMCO | Restricted Stock Units | DSS Common Stock | · | · | 6,187 | Acquired |
| Aug. 28, 2006 | QMCO | Non-Qualified Stock Option [F1] | DSS Common Stock | $2.00 | Aug. 28, 2013 | 35,000 | Acquired |
| June 21, 2006 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $12.16 | June 21, 2016 | 15,000 | Acquired |
| Sept. 27, 2005 | QMCO | Non Qualified Stock Option (Right to Buy) | Common Stock [F2] | $2.89 | Sept. 1, 2012 | 18,750 | Acquired |
| Aug. 31, 2005 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $23.73 | Aug. 30, 2015 | 15,000 | Acquired |
| June 2, 2005 | MPWR | Non-Qualified Stock Option (right to buy) | Common Stock | $7.51 | June 2, 2015 | 15,000 | Acquired |
| Dec. 7, 2004 | NTAP | Non-Qualified Stock Option (right to buy) | Common Stock | $32.86 | Dec. 6, 2014 | 55,000 | Acquired |
| Sept. 29, 2004 | QMCO | Non Qualified Stock Option (right to buy) | Common Stock [F2] | $2.33 | Sept. 2, 2012 | 18,750 | Acquired |
| March 18, 2004 | QMCO | Restricted Stock Purchase Option (Right to Buy) | DSS Common Stock | $0.01 | Feb. 28, 2005 | 3,063 | Disposed |
| Feb. 25, 2004 | QMCO | Restricted Stock Purchase Option (right to buy) | DSS Common Stock | $0.01 | Feb. 28, 2005 | 3,063 | Acquired |
| May 27, 2003 | QMCO | Non Qualified Stock Option (right to buy) | DSS Common Stock | $4.03 | May 27, 2013 | 45,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 18, 2004 | MPWR | Stock Option (Right to buy) | 30,000 | Direct |