Alan R Etterman

Insider

First SEC filing: July 24, 2006 · Latest: July 24, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

VIAV selling April 4, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 22, 2008	VIAV	M	1,458	—	—	1,459 Direct	-49.98%	Disposed	(price as of 2026-08-21)
Aug. 22, 2008	VIAV	F	522	$10.15	$5,298	56,609 Direct	-0.91%	Disposed	571.7% (price as of 2026-08-21)
Aug. 22, 2008	VIAV	M	1,458	—	—	57,131 Direct	+2.62%	Acquired	(price as of 2026-08-21)
June 20, 2008	VIAV	M	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 20, 2008	VIAV	M	13,598	—	—	27,202 Direct	-33.33%	Disposed	(price as of 2026-08-21)
June 20, 2008	VIAV	F	8,938	$11.90	$106,362	55,673 Direct	-13.83%	Disposed	472.9% (price as of 2026-08-21)
June 20, 2008	VIAV	M	25,000	—	—	64,611 Direct	+63.11%	Acquired	(price as of 2026-08-21)
June 20, 2008	VIAV	F	4,862	$11.90	$57,858	39,611 Direct	-10.93%	Disposed	472.9% (price as of 2026-08-21)
June 20, 2008	VIAV	M	13,598	—	—	44,473 Direct	+44.04%	Acquired	(price as of 2026-08-21)
June 17, 2008	VIAV	A	46,400	—	—	46,400 Direct	—	Acquired	(price as of 2026-08-21)
May 27, 2008	VIAV	M	1,458	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 27, 2008	VIAV	F	522	$11.66	$6,087	30,875 Direct	-1.66%	Disposed	484.7% (price as of 2026-08-21)
May 27, 2008	VIAV	M	1,458	—	—	31,397 Direct	+4.87%	Acquired	(price as of 2026-08-21)
May 16, 2008	VIAV	M	1,667	—	—	1,667 Direct	-50.00%	Disposed	(price as of 2026-08-21)
May 16, 2008	VIAV	M	13,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 16, 2008	VIAV	F	596	$11.80	$7,033	29,939 Direct	-1.95%	Disposed	477.8% (price as of 2026-08-21)
May 16, 2008	VIAV	M	1,667	—	—	30,535 Direct	+5.77%	Acquired	(price as of 2026-08-21)
May 16, 2008	VIAV	F	4,791	$11.80	$56,534	28,868 Direct	-14.23%	Disposed	477.8% (price as of 2026-08-21)
May 16, 2008	VIAV	M	13,400	—	—	33,659 Direct	+66.14%	Acquired	(price as of 2026-08-21)
April 4, 2008	VIAV	S 10b5-1	5,671	$15.00	$85,065	20,259 Direct	-21.87%	Disposed	354.5% (price as of 2026-08-21)
Nov. 15, 2007	VIAV	M	3,125	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 15, 2007	VIAV	F	1,118	$13.34	$14,914	25,930 Direct	-4.13%	Disposed	411.1% (price as of 2026-08-21)
Nov. 15, 2007	VIAV	M	3,125	—	—	27,048 Direct	+13.06%	Acquired	(price as of 2026-08-21)
Nov. 13, 2007	VIAV	M	16,500	—	—	33,500 Direct	-33.00%	Disposed	(price as of 2026-08-21)
Nov. 13, 2007	VIAV	F	5,899	$13.75	$81,111	23,923 Direct	-19.78%	Disposed	395.8% (price as of 2026-08-21)
Nov. 13, 2007	VIAV	M	16,500	—	—	29,822 Direct	+123.86%	Acquired	(price as of 2026-08-21)
Aug. 22, 2007	VIAV	M	1,458	—	—	2,917 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Aug. 22, 2007	VIAV	F	522	$14.36	$7,496	13,322 Direct	-3.77%	Disposed	374.8% (price as of 2026-08-21)
Aug. 22, 2007	VIAV	M	1,458	—	—	13,844 Direct	+11.77%	Acquired	(price as of 2026-08-21)
June 20, 2007	VIAV	A	40,800	—	—	40,800 Direct	—	Acquired	(price as of 2026-08-21)
June 20, 2007	VIAV	A	65,800	—	—	65,800 Direct	—	Acquired	(price as of 2026-08-21)
June 20, 2007	VIAV	A	20,400	—	—	20,400 Direct	—	Acquired	(price as of 2026-08-21)
June 20, 2007	VIAV	A	20,400	—	—	20,400 Direct	—	Acquired	(price as of 2026-08-21)
June 20, 2007	VIAV	A	65,800	—	—	65,800 Direct	—	Acquired	(price as of 2026-08-21)
May 27, 2007	VIAV	M	1,459	—	—	1,458 Direct	-50.02%	Disposed	(price as of 2026-08-21)
May 27, 2007	VIAV	F	522	$12.83	$6,697	12,386 Direct	-4.04%	Disposed	431.4% (price as of 2026-08-21)
May 27, 2007	VIAV	M	1,459	—	—	12,908 Direct	+12.74%	Acquired	(price as of 2026-08-21)
May 16, 2007	VIAV	M	1,666	—	—	3,334 Direct	-33.32%	Disposed	(price as of 2026-08-21)
May 16, 2007	VIAV	M	6,600	—	—	13,400 Direct	-33.00%	Disposed	(price as of 2026-08-21)
May 16, 2007	VIAV	F	606	$13.28	$8,048	11,449 Direct	-5.03%	Disposed	413.4% (price as of 2026-08-21)
May 16, 2007	VIAV	M	1,666	—	—	12,055 Direct	+16.04%	Acquired	(price as of 2026-08-21)
May 16, 2007	VIAV	F	2,400	$13.28	$31,872	10,389 Direct	-18.77%	Disposed	413.4% (price as of 2026-08-21)
May 16, 2007	VIAV	M	6,600	—	—	12,789 Direct	+106.64%	Acquired	(price as of 2026-08-21)
Nov. 15, 2006	VIAV	M	3,125	—	—	6,250 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Nov. 15, 2006	VIAV	F	1,118	$17.71	$19,800	5,244 Direct	-17.57%	Disposed	285.0% (price as of 2026-08-21)
Nov. 15, 2006	VIAV	M	3,125	—	—	3,125 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 15, 2006	VIAV	M	3,125	—	—	3,125 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 15, 2006	VIAV	F	1,118	$17.71	$19,800	2,007 Direct	-35.78%	Disposed	285.0% (price as of 2026-08-21)
Nov. 15, 2006	VIAV	M	3,125	—	—	6,250 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Nov. 13, 2006	VIAV	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 22, 2008	VIAV	Restricted Stock Unit	Common Stock (1,458)	$0.00	—	1,458	Disposed
June 20, 2008	VIAV	Restricted Stock Unit	Common Stock (25,000)	$0.00	—	25,000	Disposed
June 20, 2008	VIAV	Restricted Stock Unit	Common Stock (13,598)	$0.00	—	13,598	Disposed
June 17, 2008	VIAV	Restricted Stock Unit	Common Stock (46,400)	$0.00	—	46,400	Acquired
May 27, 2008	VIAV	Restricted Stock Unit	Common Stock (1,458)	$0.00	—	1,458	Disposed
May 16, 2008	VIAV	Restricted Stock Unit	Common Stock (1,667)	$0.00	—	1,667	Disposed
May 16, 2008	VIAV	Restricted Stock Unit	Common Stock (13,400)	$0.00	—	13,400	Disposed
Nov. 15, 2007	VIAV	Restricted Stock Unit	Common Stock (3,125)	$0.00	Nov. 15, 2014	3,125	Disposed
Nov. 13, 2007	VIAV	Restricted Stock Unit	Common Stock (16,500)	$0.00	Nov. 13, 2014	16,500	Disposed
Aug. 22, 2007	VIAV	Restricted Stock Unit	Common Stock (1,458)	$0.00	May 27, 2013	1,458	Disposed
June 20, 2007	VIAV	Restricted Stock Unit	Common Stock (40,800)	$0.00	—	40,800	Acquired
June 20, 2007	VIAV	Restricted Stock Unit	Common Stock (65,800)	$0.00	—	65,800	Acquired
June 20, 2007	VIAV	Restricted Stock Unit	Common Stock (20,400)	$0.00	—	20,400	Acquired
June 20, 2007	VIAV	Restricted Stock Unit	Common Stock (20,400)	$0.00	—	20,400	Acquired
June 20, 2007	VIAV	Restricted Stock Unit	Common Stock (65,800)	$0.00	—	65,800	Acquired
May 27, 2007	VIAV	Restricted Stock Unit	Common Stock (1,459)	$0.00	May 27, 2013	1,459	Disposed
May 16, 2007	VIAV	Restricted Stock Unit	Common Stock (1,666)	$0.00	—	1,666	Disposed
May 16, 2007	VIAV	Restricted Stock Unit	Common Stock (6,600)	$0.00	—	6,600	Disposed
Nov. 15, 2006	VIAV	Restricted Stock Unit	Common Stock (3,125)	$0.00	—	3,125	Disposed
Nov. 15, 2006	VIAV	Restricted Stock Unit	Common Stock (3,125)	$0.00	—	3,125	Disposed
Nov. 13, 2006	VIAV	Restricted Stock Unit	Common Stock (50,000)	$0.00	—	50,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 24, 2006	VIAV	Common Stock	22,805	Direct
July 24, 2006	VIAV	Non-qualified stock option (right to buy)→ Common Stock (300,000)	300,000	Direct
July 24, 2006	VIAV	Non-qualified stock option (right to buy)→ Common Stock (300,000)	300,000	Direct
July 24, 2006	VIAV	Non-qualified stock option (right to buy)→ Common Stock (320,000)	320,000	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (50,000)	50,000	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (35,000)	35,000	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (23,334)	23,334	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (160,000)	160,000	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (40,000)	40,000	Direct
July 24, 2006	VIAV	Restricted Stock Unit→ Common Stock (40,000)	40,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

VIAV

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	$330,000	$0	—	—	$400,000	—	$4,000	$2,362,438
2007	$302,308	$0	—	—	$200,000	—	$4,000	$1,353,175

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.