Alan Rappaport

CIK 1495443 · View on SEC EDGAR ↗

Insider

First SEC filing: April 28, 2021 · Latest: April 28, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 14, 2023 PDO P 2,500 $11.66 $29,150 5,000 Direct +100.00% Acquired 10.3% (price as of 2026-08-19)
Nov. 14, 2023 PAXS P 1,000 $13.77 $13,770 3,500 Direct +40.00% Acquired 2.7% (price as of 2026-08-19)
Jan. 31, 2022 PAXS P 2,500 $20.00 $50,000 2,500 Direct — Acquired -29.3% (price as of 2026-08-19)
Jan. 18, 2022 PDO P 2,500 $19.20 $48,000 2,500 Direct — Acquired -33.0% (price as of 2026-08-19)
April 27, 2021 AIO P 1,500 $27.76 $41,640 1,500 Direct — Acquired -4.8% (price as of 2026-08-19)
April 27, 2021 NCZ P 1,000 $5.15 $5,150 2,000 Direct +100.00% Acquired -24.2% (price as of 2026-08-19)
April 27, 2021 NCV P 1,000 $5.86 $5,860 2,000 Direct +100.00% Acquired -28.0% (price as of 2026-08-19)
April 24, 2019 PDX P 1,000 $21.03 $21,030 1,000 Direct — Acquired 3.8% (price as of 2026-08-19)
Feb. 21, 2019 PCM P 1,000 $10.69 $10,690 1,000 Direct — Acquired -48.5% (price as of 2026-08-19)
May 16, 2018 VCTR P 5,800 $10.19 $59,102 10,000 Indirect +138.10% Acquired 1064.9% (price as of 2026-08-19)
May 15, 2018 VCTR P 4,200 $10.16 $42,672 4,200 Indirect — Acquired 1068.4% (price as of 2026-08-19)
July 7, 2017 ACV P 1,000 $21.29 $21,290 1,000 Direct — Acquired 26.1% (price as of 2026-08-19)
July 7, 2017 NIE P 1,000 $19.75 $19,750 1,000 Direct — Acquired 33.1% (price as of 2026-08-19)
July 7, 2017 NFJ P 1,000 $13.10 $13,100 1,000 Direct — Acquired 20.0% (price as of 2026-08-19)
July 7, 2017 NCZ P 1,000 $6.26 $6,260 1,000 Direct — Acquired -37.6% (price as of 2026-08-19)
Sept. 7, 2010 PCN P 1,000 $15.82 $15,820 1,000 Direct — Acquired -25.9% (price as of 2026-08-19)
Sept. 7, 2010 NCV P 1,000 $9.69 $9,690 1,000 Direct — Acquired -56.5% (price as of 2026-08-19)
Sept. 7, 2010 PFL P 1,500 $11.58 $17,370 1,500 Direct — Acquired -33.9% (price as of 2026-08-19)
Sept. 7, 2010 PML P 1,500 $11.80 $17,700 1,500 Direct — Acquired -37.3% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 23, 2021 VCTR Class B Common Stock Class A Common Stock (131,830) — — 131,830 Disposed
Nov. 23, 2021 VCTR Class B Common Stock Class A Common Stock (288,861) — — 288,861 Disposed
Oct. 11, 2021 VCTR Class B Common Stock Class A Common Stock (693) — — 693 Acquired
July 12, 2021 VCTR Class B Common Stock Class A Common Stock (757) — — 757 Acquired
April 12, 2021 VCTR Class B Common Stock Class A Common Stock (883) — — 883 Acquired
Jan. 11, 2021 VCTR Class B Common Stock Class A Common Stock (1,063) — — 1,063 Acquired
Oct. 12, 2020 VCTR Class B Common Stock Class A Common Stock (1,319) — — 1,319 Acquired
July 10, 2020 VCTR Class B Common Stock Class A Common Stock (1,333) — — 1,333 Acquired
April 13, 2020 VCTR Class B Common Stock Class A Common Stock (1,749) — — 1,749 Acquired
Jan. 10, 2020 VCTR Class B Common Stock Class A Common Stock (1,472) — — 1,472 Acquired
Oct. 10, 2019 VCTR Class B Common Stock Class A Common Stock (2,125) — — 2,125 Acquired
July 10, 2019 VCTR Class B Common Stock Class A Common Stock (1,664) — — 1,664 Acquired
April 10, 2019 VCTR Class B Common Stock Class A Common Stock (1,982) — — 1,982 Acquired
Jan. 10, 2019 VCTR Class B Common Stock Class A Common Stock (2,840) — — 2,840 Acquired
Oct. 10, 2018 VCTR Class B Common Stock Class A Common Stock (3,575) — — 3,575 Acquired
July 10, 2018 VCTR Class B Common Stock Class A Common Stock (3,078) — — 3,078 Acquired
April 30, 2018 VCTR Class B Common Stock Class A Common Stock (7,534) — — 7,534 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 21 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 25, 2019 AIO Common Stock 0 Direct
Feb. 7, 2018 VCTR Class A Common Stock 0 Direct
Feb. 7, 2018 VCTR Class B Common Stock→ Class A Common Stock (99,763) 99,763 Direct
Feb. 7, 2018 VCTR Class B Common Stock→ Class A Common Stock (288,861) 288,861 Indirect
Sept. 19, 2012 PFN Common stock 0 Direct
May 24, 2012 PDI Common stock 0 Direct
June 30, 2010 NIE Common stock 0 Direct
June 30, 2010 RCS Common stock 0 Direct
June 30, 2010 PNI Common stock 0 Direct
June 30, 2010 PML Common stock 0 Direct
June 30, 2010 PFN Common stock 0 Direct
June 30, 2010 PFL Common stock 0 Direct
June 30, 2010 PHK Common stock 0 Direct
June 30, 2010 PGP Common stock 0 Direct
June 30, 2010 PTY Common stock 0 Direct
June 30, 2010 PCN Common stock 0 Direct
June 30, 2010 PCQ Common stock 0 Direct
June 30, 2010 PCM Common stock 0 Direct
June 30, 2010 NCV Common stock 0 Direct
June 30, 2010 NFJ Common stock 0 Direct
June 30, 2010 NCZ Common stock 0 Direct