Alan S. Batey
CIK 1596335 · View on SEC EDGAR ↗
Insider
First SEC filing: May 15, 2026 · Latest: May 15, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 25 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 14, 2026 | SWKS | M | 3,664 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 14, 2026 | SWKS | M | 3,664 | — | — | 15,659 Direct | +30.55% | Acquired | (price as of 2026-08-20) |
| May 13, 2026 | SWKS | A | 3,724 | — | — | 3,724 Direct | — | Acquired | (price as of 2026-08-20) |
| May 14, 2025 | SWKS | A | 3,664 | — | — | 3,664 Direct | — | Acquired | (price as of 2026-08-20) |
| May 14, 2025 | SWKS | M | 2,272 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 14, 2025 | SWKS | M | 2,272 | — | — | 11,995 Direct | +23.37% | Acquired | (price as of 2026-08-20) |
| May 14, 2024 | SWKS | A | 2,272 | — | — | 2,272 Direct | — | Acquired | (price as of 2026-08-20) |
| May 10, 2024 | SWKS | M | 2,078 | — | — | 9,723 Direct | +27.18% | Acquired | (price as of 2026-08-20) |
| May 11, 2023 | SWKS | M | 1,900 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 11, 2023 | SWKS | M | 1,900 | — | — | 7,645 Direct | +33.07% | Acquired | (price as of 2026-08-20) |
| May 10, 2023 | SWKS | A | 2,078 | — | — | 2,078 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 29, 2022 | SWKS | M | 840 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Aug. 29, 2022 | SWKS | M | 840 | — | — | 5,745 Direct | +17.13% | Acquired | (price as of 2026-08-20) |
| May 12, 2022 | SWKS | M | 1,084 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 12, 2022 | SWKS | M | 1,084 | — | — | 4,905 Direct | +28.37% | Acquired | (price as of 2026-08-20) |
| May 11, 2022 | SWKS | A | 1,900 | — | — | 1,900 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 30, 2021 | SWKS | M | 840 | — | — | 840 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Aug. 30, 2021 | SWKS | M | 840 | — | — | 3,821 Direct | +28.18% | Acquired | (price as of 2026-08-20) |
| May 12, 2021 | SWKS | A | 1,084 | — | — | 1,084 Direct | — | Acquired | (price as of 2026-08-20) |
| May 6, 2021 | SWKS | M | 2,140 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 6, 2021 | SWKS | M | 2,140 | — | — | 2,981 Direct | +254.46% | Acquired | (price as of 2026-08-20) |
| Aug. 31, 2020 | SWKS | M | 841 | — | — | 1,680 Direct | -33.36% | Disposed | (price as of 2026-08-20) |
| Aug. 31, 2020 | SWKS | M | 841 | — | — | 841 Direct | — | Acquired | (price as of 2026-08-20) |
| May 6, 2020 | SWKS | A | 2,140 | — | — | 2,140 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 29, 2019 | SWKS | A | 2,521 | — | — | 2,521 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 14, 2026 | SWKS | Restricted Stock Units | Common Stock (3,664) | — | — | 3,664 | Disposed |
| May 13, 2026 | SWKS | Restricted Stock Units | Common Stock (3,724) | — | — | 3,724 | Acquired |
| May 14, 2025 | SWKS | Restricted Stock Units | Common Stock (3,664) | — | — | 3,664 | Acquired |
| May 14, 2025 | SWKS | Restricted Stock Units | Common Stock (2,272) | — | — | 2,272 | Disposed |
| May 14, 2024 | SWKS | Restricted Stock Units | Common Stock (2,272) | — | — | 2,272 | Acquired |
| May 11, 2023 | SWKS | Restricted Stock Units | Common Stock (1,900) | — | — | 1,900 | Disposed |
| May 10, 2023 | SWKS | Restricted Stock Units | Common Stock (2,078) | — | — | 2,078 | Acquired |
| Aug. 29, 2022 | SWKS | Restricted Stock Units | Common Stock (840) | — | — | 840 | Disposed |
| May 12, 2022 | SWKS | Restricted Stock Units | Common Stock (1,084) | — | — | 1,084 | Disposed |
| May 11, 2022 | SWKS | Restricted Stock Units | Common Stock (1,900) | — | — | 1,900 | Acquired |
| Aug. 30, 2021 | SWKS | Restricted Stock Units | Common Stock (840) | — | — | 840 | Disposed |
| May 12, 2021 | SWKS | Restricted Stock Units | Common Stock (1,084) | — | — | 1,084 | Acquired |
| May 6, 2021 | SWKS | Restricted Stock Units | Common Stock (2,140) | — | — | 2,140 | Disposed |
| Aug. 31, 2020 | SWKS | Restricted Stock Units | Common Stock (841) | — | — | 841 | Disposed |
| May 6, 2020 | SWKS | Restricted Stock Units | Common Stock (2,140) | — | — | 2,140 | Acquired |
| Aug. 29, 2019 | SWKS | Restricted Stock Units | Common Stock (2,521) | — | — | 2,521 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 30 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 12, 2014 | GM | Restricted Stock Units [F1,F2]→ Common Stock (9,147) | 9,147 | Direct |
| Feb. 12, 2014 | GM | Restricted Stock Units [F1,F3]→ Common Stock (12,582) | 12,582 | Direct |
| Feb. 12, 2014 | GM | Restricted Stock Units [F1,F4]→ Common Stock (22,631) | 22,631 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F6]→ Common Stock (986) | 986 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F7]→ Common Stock (1,014) | 1,014 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F8]→ Common Stock (1,519) | 1,519 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F9]→ Common Stock (1,525) | 1,525 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F10]→ Common Stock (850) | 850 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F11]→ Common Stock (850) | 850 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F12]→ Common Stock (728) | 728 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F13]→ Common Stock (590) | 590 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F14]→ Common Stock (6,314) | 6,314 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F15]→ Common Stock (6,314) | 6,314 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F16]→ Common Stock (5,839) | 5,839 | Direct |
| Feb. 12, 2014 | GM | Salary Stock Units [F5,F17]→ Common Stock (5,146) | 5,146 | Direct |
| Jan. 17, 2014 | GM | Restricted Stock Units [F1,F2]→ Common Stock (9,147) | 9,147 | Direct |
| Jan. 17, 2014 | GM | Restricted Stock Units [F1,F3]→ Common Stock (12,582) | 12,582 | Direct |
| Jan. 17, 2014 | GM | Restricted Stock Units [F1,F4]→ Common Stock (22,631) | 22,631 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F6]→ Common Stock (986) | 986 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F7]→ Common Stock (1,014) | 1,014 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F8]→ Common Stock (1,519) | 1,519 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F9]→ Common Stock (1,525) | 1,525 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F10]→ Common Stock (850) | 850 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F11]→ Common Stock (850) | 850 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F12]→ Common Stock (729) | 729 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F13]→ Common Stock (590) | 590 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F14]→ Common Stock (6,314) | 6,314 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F15]→ Common Stock (6,314) | 6,314 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F16]→ Common Stock (5,839) | 5,839 | Direct |
| Jan. 17, 2014 | GM | Salary Stock Units [F5,F17]→ Common Stock (5,146) | 5,146 | Direct |