Alan S. Henricks
Insider
First SEC filing: Sept. 27, 2017 · Latest: Feb. 27, 2019
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net: $-12,330
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 17, 2026 | WKHS | A | 30,484 | · | · | 30,484 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 15, 2025 | WKHS | M | 1,894 | · | · | 1,894 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 15, 2025 | WKHS | S | 1,894 | $6.51 | $12,330 | 0 Direct | -100.00% | Disposed | -54.2% (price as of 2026-10-05) |
| Dec. 15, 2025 | WKHS | M | 1,894 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 18, 2025 | WKHS | A | 22,728 | · | · | 22,728 Direct | · | Acquired | (price as of 2026-10-05) |
| May 24, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 5,287 Direct | +23.33% | Acquired | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | S | 1,000 | $340.00 | $340,000 | 4,287 Direct | -18.91% | Disposed | -55.3% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 5,287 Direct | +23.33% | Acquired | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | S | 1,000 | $350.00 | $350,000 | 4,287 Direct | -18.91% | Disposed | -56.6% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 8,833 Direct | -10.17% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 1,000 Direct | · | Acquired | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 0 Direct | -100.00% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 7,833 Direct | -11.32% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 1,000 Direct | · | Acquired | 2592.0% (price as of 2026-10-05) |
| May 24, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 0 Direct | -100.00% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 20, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 5,287 Direct | +23.33% | Acquired | 2592.0% (price as of 2026-10-05) |
| May 20, 2021 | ROKU | S | 1,000 | $331.00 | $331,000 | 4,287 Direct | -18.91% | Disposed | -54.1% (price as of 2026-10-05) |
| May 20, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 9,833 Direct | -9.23% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 20, 2021 | ROKU | M | 1,000 | $5.64 | $5,640 | 1,000 Direct | · | Acquired | 2592.0% (price as of 2026-10-05) |
| May 20, 2021 | ROKU | C | 1,000 | $5.64 | $5,640 | 0 Direct | -100.00% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 18, 2021 | ROKU | C | 1,200 | $2.28 | $2,736 | 5,487 Direct | +27.99% | Acquired | 6559.2% (price as of 2026-10-05) |
| May 18, 2021 | ROKU | S | 1,200 | $324.00 | $388,800 | 4,287 Direct | -21.87% | Disposed | -53.1% (price as of 2026-10-05) |
| May 18, 2021 | ROKU | M | 1,200 | $2.28 | $2,736 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 18, 2021 | ROKU | M | 1,200 | $2.28 | $2,736 | 1,200 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| May 18, 2021 | ROKU | C | 1,200 | $2.28 | $2,736 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 10, 2021 | ROKU | S | 1,000 | $316.00 | $316,000 | 4,287 Direct | -18.91% | Disposed | -52.0% (price as of 2026-10-05) |
| Nov. 20, 2020 | ROKU | C | 2,500 | $2.28 | $5,700 | 7,787 Direct | +47.29% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 20, 2020 | ROKU | S | 2,500 | $260.00 | $650,000 | 5,287 Direct | -32.10% | Disposed | -41.6% (price as of 2026-10-05) |
| Nov. 20, 2020 | ROKU | M | 2,500 | $2.28 | $5,700 | 2,200 Direct | -53.19% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 20, 2020 | ROKU | M | 2,500 | $2.28 | $5,700 | 2,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 20, 2020 | ROKU | C | 2,500 | $2.28 | $5,700 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 12,787 Direct | +141.86% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | S | 5,000 | $249.06 | $1,245,300 | 7,787 Direct | -39.10% | Disposed | -39.0% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | S | 2,500 | $253.01 | $632,525 | 5,287 Direct | -32.10% | Disposed | -40.0% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 4,700 Direct | -61.48% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 7,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 19, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 12,787 Direct | +141.86% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | S | 5,000 | $240.82 | $1,204,100 | 7,787 Direct | -39.10% | Disposed | -37.0% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | S | 2,500 | $240.00 | $600,000 | 5,287 Direct | -32.10% | Disposed | -36.7% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 12,200 Direct | -38.07% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 7,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 17, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 12,787 Direct | +141.86% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | S | 5,000 | $233.00 | $1,165,000 | 7,787 Direct | -39.10% | Disposed | -34.8% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | S | 2,500 | $235.00 | $587,500 | 5,287 Direct | -32.10% | Disposed | -35.4% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 19,700 Direct | -27.57% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | M | 7,500 | $2.28 | $17,100 | 7,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 13, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 12, 2020 | ROKU | C | 2,500 | $2.28 | $5,700 | 7,787 Direct | +47.29% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 12, 2020 | ROKU | S | 2,500 | $235.00 | $587,500 | 5,287 Direct | -32.10% | Disposed | -35.4% (price as of 2026-10-05) |
| Nov. 12, 2020 | ROKU | M | 2,500 | $2.28 | $5,700 | 27,200 Direct | -8.42% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 12, 2020 | ROKU | M | 2,500 | $2.28 | $5,700 | 2,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 12, 2020 | ROKU | C | 2,500 | $2.28 | $5,700 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | G | 1,000 | · | · | 5,287 Direct | -15.91% | Disposed | (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | C | 7,000 | $2.28 | $15,960 | 12,287 Direct | +132.40% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | S | 2,000 | $226.24 | $452,480 | 10,287 Direct | -16.28% | Disposed | -32.9% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | S | 5,000 | $228.00 | $1,140,000 | 5,287 Direct | -48.61% | Disposed | -33.4% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | M | 7,000 | $2.28 | $15,960 | 29,700 Direct | -19.07% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | M | 7,000 | $2.28 | $15,960 | 7,000 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 11, 2020 | ROKU | C | 7,000 | $2.28 | $15,960 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 10, 2020 | ROKU | C | 1,000 | $2.28 | $2,280 | 7,287 Direct | +15.91% | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 10, 2020 | ROKU | S | 1,000 | $222.24 | $222,240 | 6,287 Direct | -13.72% | Disposed | -31.7% (price as of 2026-10-05) |
| Nov. 10, 2020 | ROKU | M | 1,000 | $2.28 | $2,280 | 36,700 Direct | -2.65% | Disposed | 6559.2% (price as of 2026-10-05) |
| Nov. 10, 2020 | ROKU | M | 1,000 | $2.28 | $2,280 | 1,000 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Nov. 10, 2020 | ROKU | C | 1,000 | $2.28 | $2,280 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | C | 20,000 | $2.28 | $45,600 | 26,287 Direct | +318.12% | Acquired | 6559.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | S | 2,500 | $148.39 | $370,975 | 23,787 Direct | -9.51% | Disposed | 2.3% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | S | 5,000 | $149.00 | $745,000 | 18,787 Direct | -21.02% | Disposed | 1.9% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | S | 2,500 | $149.50 | $373,750 | 16,287 Direct | -13.31% | Disposed | 1.6% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | S | 5,000 | $150.00 | $750,000 | 11,287 Direct | -30.70% | Disposed | 1.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | S | 5,000 | $150.03 | $750,150 | 6,287 Direct | -44.30% | Disposed | 1.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | M | 20,000 | $2.28 | $45,600 | 37,700 Direct | -34.66% | Disposed | 6559.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | M | 20,000 | $2.28 | $45,600 | 20,000 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| Aug. 13, 2020 | ROKU | C | 20,000 | $2.28 | $45,600 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| June 10, 2020 | ROKU | A | 878 | · | · | 878 Direct | · | Acquired | (price as of 2026-10-05) |
| June 10, 2020 | ROKU | A | 2,535 | $113.80 | $288,483 | 2,535 Direct | · | Acquired | 33.4% (price as of 2026-10-05) |
| May 22, 2020 | ROKU | M | 1,065 | · | · | 6,287 Direct | +20.39% | Acquired | (price as of 2026-10-05) |
| May 22, 2020 | ROKU | M | 1,065 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| May 20, 2020 | ROKU | C | 7,500 | $2.28 | $17,100 | 12,722 Direct | +143.62% | Acquired | 6559.2% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | S | 7,500 | $118.74 | $890,550 | 5,222 Direct | -58.95% | Disposed | 27.9% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | C | 5,000 | $2.28 | $11,400 | 10,222 Direct | +95.75% | Acquired | 6559.2% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | S | 5,000 | $119.62 | $598,100 | 5,222 Direct | -48.91% | Disposed | 26.9% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | M | 12,500 | $2.28 | $28,500 | 57,700 Direct | -17.81% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | M | 12,500 | $2.28 | $28,500 | 12,500 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| May 20, 2020 | ROKU | C | 12,500 | $2.28 | $28,500 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 19, 2020 | ROKU | C | 5,000 | $2.28 | $11,400 | 10,222 Direct | +95.75% | Acquired | 6559.2% (price as of 2026-10-05) |
| May 19, 2020 | ROKU | S | 5,000 | $117.61 | $588,050 | 5,222 Direct | -48.91% | Disposed | 29.1% (price as of 2026-10-05) |
| May 19, 2020 | ROKU | M | 5,000 | $2.28 | $11,400 | 70,200 Direct | -6.65% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 19, 2020 | ROKU | M | 5,000 | $2.28 | $11,400 | 5,000 Direct | · | Acquired | 6559.2% (price as of 2026-10-05) |
| May 19, 2020 | ROKU | C | 5,000 | $2.28 | $11,400 | 0 Direct | -100.00% | Disposed | 6559.2% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | C | 5,000 | $5.64 | $28,200 | 10,222 Direct | +95.75% | Acquired | 2592.0% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | S | 5,000 | $117.35 | $586,750 | 5,222 Direct | -48.91% | Disposed | 29.4% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | C | 5,000 | $5.64 | $28,200 | 10,222 Direct | +95.75% | Acquired | 2592.0% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | S | 5,000 | $119.18 | $595,900 | 5,222 Direct | -48.91% | Disposed | 27.4% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | M | 10,000 | $5.64 | $56,400 | 10,833 Direct | -48.00% | Disposed | 2592.0% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | M | 10,000 | $5.64 | $56,400 | 10,000 Direct | · | Acquired | 2592.0% (price as of 2026-10-05) |
| May 18, 2020 | ROKU | C | 10,000 | $5.64 | $56,400 | 0 Direct | -100.00% | Disposed | 2592.0% (price as of 2026-10-05) |
| Dec. 4, 2019 | ATEN | A | 23,547 | · | · | 88,640 Direct | +36.17% | Acquired | (price as of 2026-10-05) |
| Nov. 18, 2019 | ROKU | C | 5,000 | $2.28 | $11,400 | 10,222 Direct | +95.75% | Acquired | 6559.2% (price as of 2026-10-05) |
Showing latest 100 of 177 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2025 | WKHS | Restricted Stock Units | Common Stock, $0.001 par value per share | · | Feb. 18, 2026 | 1,894 | Disposed |
| Aug. 18, 2025 | WKHS | Restricted Stock Units | Common Stock, $0.001 par value per share | · | Feb. 18, 2026 | 22,728 | Acquired |
| May 24, 2021 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 24, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Acquired |
| May 24, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 24, 2021 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 24, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Acquired |
| May 24, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 20, 2021 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 20, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Acquired |
| May 20, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 1,000 | Disposed |
| May 18, 2021 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 1,200 | Disposed |
| May 18, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 1,200 | Acquired |
| May 18, 2021 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 1,200 | Disposed |
| Nov. 20, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 2,500 | Disposed |
| Nov. 20, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 2,500 | Acquired |
| Nov. 20, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 2,500 | Disposed |
| Nov. 19, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 19, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Acquired |
| Nov. 19, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 17, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 17, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Acquired |
| Nov. 17, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 13, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 13, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Acquired |
| Nov. 13, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,500 | Disposed |
| Nov. 12, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 2,500 | Disposed |
| Nov. 12, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 2,500 | Acquired |
| Nov. 12, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 2,500 | Disposed |
| Nov. 11, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 7,000 | Disposed |
| Nov. 11, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,000 | Acquired |
| Nov. 11, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 7,000 | Disposed |
| Nov. 10, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 1,000 | Disposed |
| Nov. 10, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 1,000 | Acquired |
| Nov. 10, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 1,000 | Disposed |
| Aug. 13, 2020 | ROKU | Employee Stock Option (Right to Buy) | Class B Common Stock | $2.28 | May 1, 2022 | 20,000 | Disposed |
| Aug. 13, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 20,000 | Acquired |
| Aug. 13, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 20,000 | Disposed |
| June 10, 2020 | ROKU | Restricted Stock Unit | Class A Common Stock | $0.00 | · | 878 | Acquired |
| June 10, 2020 | ROKU | Stock Options (right to buy) | Class A Common Stock | $113.80 | June 9, 2030 | 2,535 | Acquired |
| May 22, 2020 | ROKU | Restricted Stock Unit | Class A Common Stock | $0.00 | · | 1,065 | Disposed |
| May 20, 2020 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 12,500 | Disposed |
| May 20, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 12,500 | Acquired |
| May 20, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 12,500 | Disposed |
| May 19, 2020 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| May 19, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| May 19, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| May 18, 2020 | ROKU | Stock Option (right to buy) | Class B Common Stock | $5.64 | May 16, 2026 | 10,000 | Disposed |
| May 18, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 10,000 | Acquired |
| May 18, 2020 | ROKU | Class B Common Stock | Class A Common Stock | $5.64 | May 16, 2026 | 10,000 | Disposed |
| Nov. 18, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 18, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| Nov. 18, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 14, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 14, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| Nov. 14, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 13, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 13, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| Nov. 13, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 12, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Nov. 12, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| Nov. 12, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Aug. 9, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 10,000 | Disposed |
| Aug. 9, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 10,000 | Acquired |
| Aug. 9, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 10,000 | Disposed |
| June 5, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| June 5, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Acquired |
| June 5, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| May 24, 2019 | ROKU | Restricted Stocfk Unit | Class A Common Stock | $0.00 | · | 2,222 | Disposed |
| May 23, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| May 23, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Acquired |
| May 23, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| May 22, 2019 | ROKU | Restricted Stock Unit | Class A Common Stock | $0.00 | · | 1,065 | Acquired |
| May 22, 2019 | ROKU | Stock Option (right to buy) | Class A Common Stock | $88.02 | May 21, 2029 | 2,937 | Acquired |
| May 9, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| May 9, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Acquired |
| May 9, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 6,000 | Disposed |
| March 6, 2019 | ROKU | Stock Option (right to buy) | Class B Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| March 6, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| March 6, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Feb. 25, 2019 | ROKU | Stock Option (right to buy) | Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| Feb. 25, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Acquired |
| Feb. 25, 2019 | ROKU | Class B Common Stock | Class A Common Stock | $2.28 | May 1, 2022 | 5,000 | Disposed |
| May 24, 2018 | ROKU | Restricted Stock Unit | Common Stock | $0.00 | · | 2,222 | Acquired |
| May 24, 2018 | ROKU | Stock Option (right to buy) | Common Stock | $35.99 | May 24, 2028 | 5,856 | Acquired |
| May 15, 2018 | ROKU | Class B Common Stock | Class A Common Stock | $0.00 | · | 50,000 | Disposed |
| May 15, 2018 | ROKU | Class A Common Stock | Class A Common Stock | $0.00 | · | 50,000 | Acquired |
| March 21, 2014 | ATEN | Stock Option (right to buy) | Common Stock | $15.00 | March 20, 2024 | 10,000 | Disposed |
| March 20, 2014 | ATEN | Stock Option (right to buy) | Common Stock | $15.00 | March 20, 2024 | 40,000 | Acquired |
| March 20, 2014 | ATEN | Stock Option (right to buy) | Common Stock | $15.00 | March 20, 2024 | 40,000 | Acquired |
| March 20, 2014 | ATEN | Stock Option (right to buy) | Common Stock | $15.00 | March 20, 2024 | 10,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.