Alan S. Henricks

Insider

First SEC filing: Sept. 27, 2017 · Latest: Feb. 27, 2019

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 17, 2026	WKHS	A	30,484	—	—	30,484 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 4, 2019	ATEN	A	23,547	—	—	88,640 Direct	+36.17%	Acquired	(price as of 2026-08-20)
Nov. 7, 2018	ATEN	A	23,112	—	—	65,093 Direct	+55.05%	Acquired	(price as of 2026-08-20)
Oct. 31, 2017	ATEN	S	22,590	$7.34	$165,811	41,981 Direct	-34.98%	Disposed	251.1% (price as of 2026-08-20)
Aug. 14, 2017	ATEN	S	10,000	$6.40	$64,000	64,571 Direct	-13.41%	Disposed	302.7% (price as of 2026-08-20)
May 31, 2017	ATEN	A	18,359	—	—	74,571 Direct	+32.66%	Acquired	(price as of 2026-08-20)
June 1, 2016	ATEN	A	22,590	—	—	56,212 Direct	+67.19%	Acquired	(price as of 2026-08-20)
June 10, 2015	ATEN	A	23,622	—	—	33,622 Direct	+236.22%	Acquired	(price as of 2026-08-20)
March 21, 2014	ATEN	M	10,000	$15.00	$150,000	10,000 Direct	—	Acquired	71.8% (price as of 2026-08-20)
March 21, 2014	ATEN	M	10,000	—	—	30,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
March 20, 2014	ATEN	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 20, 2014	ATEN	M	10,000	$15.00	$150,000	10,000 Direct	—	Acquired	71.8% (price as of 2026-08-20)
March 20, 2014	ATEN	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 20, 2014	ATEN	M	10,000	—	—	30,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 21, 2014	ATEN	Stock Option (right to buy)	Common Stock (10,000)	$15.00	March 20, 2024	10,000	Disposed
March 20, 2014	ATEN	Stock Option (right to buy)	Common Stock (40,000)	$15.00	March 20, 2024	40,000	Acquired
March 20, 2014	ATEN	Stock Option (right to buy)	Common Stock (40,000)	$15.00	March 20, 2024	40,000	Acquired
March 20, 2014	ATEN	Stock Option (right to buy)	Common Stock (10,000)	$15.00	March 20, 2024	10,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 27, 2017	ROKU	Class B Common Stock→ Class A Common Stock (50,000)	50,000	Direct
Sept. 27, 2017	ROKU	Stock Option (right to buy)→ Class B Common Stock [F1] (133,200)	133,200	Direct
Sept. 27, 2017	ROKU	Stock Option (right to buy)→ Class B Common Stock [F1] (20,833)	20,833	Direct
Sept. 27, 2017	ROKU	Stock Option (right to buy)→ Class B Common Stock [F1] (20,833)	20,833	Direct