Alan W Hubbard
CIK 1251552 · View on SEC EDGAR ↗
First SEC filing: Nov. 13, 2003 · Latest: Nov. 13, 2003
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 24, 2005 | SWKHL | A | 18,000 | — | — | 18,000 Direct | — | Acquired | (price as of 2026-08-21) |
| March 2, 2005 | SWKHL | A | 72,500 | — | — | 72,500 Direct | — | Acquired | (price as of 2026-08-21) |
| May 4, 2004 | SWKHL | A | 40,000 | $3.11 | $124,400 | 340,000 Direct | +13.33% | Acquired | 718.3% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 24, 2005 | SWKHL | Non-Qualified Stock Option (right to buy) | Common Stock (18,000) | — | March 23, 2015 | 18,000 | Acquired |
| March 2, 2005 | SWKHL | Non-Qualified Stock Option (right to buy) | Common Stock (72,500) | $1.59 | March 1, 2015 | 72,500 | Acquired |
| May 4, 2004 | SWKHL | Non-Qualified Stock Option (right to buy) | Common Stock (40,000) | $3.11 | May 3, 2014 | 40,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 13, 2003 | SWKHL | Incentive Stock Option (right to buy)→ Common Stock (25,000) | 25,000 | Direct |
| Nov. 13, 2003 | SWKHL | Non Qualified Stock Option (right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Nov. 13, 2003 | SWKHL | Non Qualified Stock Option (right to buy)→ Common Stock (1,080) | 1,080 | Direct |
| Nov. 13, 2003 | SWKHL | Non Qualified Stock Option (right to buy)→ Common Stock (4,044) | 4,044 | Direct |
| Nov. 13, 2003 | SWKHL | Non Qualified Stock Option (right to buy)→ Common Stock (100,000) | 100,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SWKHL
President of Research andDevelopment| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2003 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.