Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 23, 2021 AQB S 4,742,552 $2.10 $9,959,359 1,965,386 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 278,618 $2.10 $585,098 115,463 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 279,121 $2.10 $586,154 115,672 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 280,018 $2.10 $588,038 116,044 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 980,473 $2.10 $2,058,993 331,318 Indirect -74.74% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 1,002,663 $2.10 $2,105,592 340,514 Indirect -74.65% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 54,462 $2.10 $114,370 22,570 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 2,262 $2.10 $4,750 937 Indirect -70.71% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 249,384 $2.10 $523,706 103,349 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 444,702 $2.10 $933,874 184,291 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 53,028 $2.10 $111,359 21,976 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 4,269,495 $2.10 $8,965,940 1,769,343 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 67,291 $2.10 $141,311 27,886 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 14 $2.10 $29 6 Indirect -70.00% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 3,294 $2.10 $6,917 1,365 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 1,251 $2.10 $2,627 519 Indirect -70.68% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 626 $2.10 $1,315 259 Indirect -70.73% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 209 $2.10 $439 86 Indirect -70.85% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 52,859 $2.10 $111,004 21,906 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 26,430 $2.10 $55,503 10,953 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 8,810 $2.10 $18,501 3,651 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 33,347 $2.10 $70,029 13,562 Indirect -71.09% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 14,644 $2.10 $30,752 6,068 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 7,323 $2.10 $15,378 3,035 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 18,082 $2.10 $37,972 7,493 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Nov. 23, 2021 AQB S 9,042 $2.10 $18,988 3,747 Indirect -70.70% Disposed -97.8% (price as of 2026-10-02)
Aug. 11, 2020 AQB P 4,000,000 $2.50 $10,000,000 9,175,000 Indirect +77.29% Acquired -98.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 14, 2022 AQB Option to Purchase Common Stock (Right to Buy) Common Stock (2,500) $1.52 March 14, 2032 2,500 Acquired
March 10, 2021 AQB Option to Purchase Common Stock (Right to Buy) Common Stock (2,500) $6.72 March 10, 2031 2,500 Acquired
May 14, 2020 AQB Option to Purchase Common Stock Common Stock (2,000) $2.32 May 14, 2030 2,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 29 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 30, 2020 AQB Common Stock 2,159 Direct
April 30, 2020 AQB Common Stock 200,519 Indirect
April 30, 2020 AQB Common Stock 5,175,000 Indirect
April 30, 2020 AQB Common Stock 8,239,199 Indirect
April 30, 2020 AQB Common Stock 5,775 Indirect
April 30, 2020 AQB Common Stock 4,659 Indirect
April 30, 2020 AQB Common Stock 20 Indirect
April 30, 2020 AQB Common Stock 2,080 Indirect
April 30, 2020 AQB Common Stock 2,095 Indirect
April 30, 2020 AQB Common Stock 1,708 Indirect
April 30, 2020 AQB Common Stock 10,784 Indirect
April 30, 2020 AQB Common Stock 12,726 Indirect
April 30, 2020 AQB Common Stock 1,132 Indirect
April 30, 2020 AQB Common Stock 12,617 Indirect
April 30, 2020 AQB Common Stock 2,021 Indirect
April 30, 2020 AQB Common Stock 1,770 Indirect
April 30, 2020 AQB Common Stock 885 Indirect
April 30, 2020 AQB Common Stock 295 Indirect
April 30, 2020 AQB Common Stock 99,537 Indirect
April 30, 2020 AQB Common Stock 82,083 Indirect
April 30, 2020 AQB Common Stock 880 Indirect
April 30, 2020 AQB Common Stock 3,199 Indirect
April 30, 2020 AQB Common Stock 14,076 Indirect
April 30, 2020 AQB Common Stock 20,306 Indirect
April 30, 2020 AQB Common Stock 20,306 Indirect
April 30, 2020 AQB Common Stock 10,153 Indirect
April 30, 2020 AQB Common Stock 199,682 Indirect
April 30, 2020 AQB Common Stock 3,637 Indirect
April 30, 2020 AQB Common Stock 124,609 Indirect