Albert G Lowenthal

CIK 1041339 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 28, 2022 · Latest: Jan. 28, 2022

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 8, 2019 OPY P 1,007 $26.33 $26,514 97,128 Indirect +1.05% Acquired 348.6% (price as of 2026-08-19)
Aug. 3, 2007 OPY S 8,000 $54.13 $433,040 2,709,430 Indirect -0.29% Disposed 118.2% (price as of 2026-08-19)
Aug. 2, 2007 OPY S 2,000 $54.17 $108,340 2,717,430 Indirect -0.07% Disposed 118.0% (price as of 2026-08-19)
July 5, 2007 OPY S 5,000 $56.31 $281,550 2,719,430 Indirect -0.18% Disposed 109.7% (price as of 2026-08-19)
May 31, 2007 OPY S 2,000 $44.58 $89,160 2,724,430 Indirect -0.07% Disposed 164.9% (price as of 2026-08-19)
Nov. 6, 2003 OPY S 7,470 $34.50 $257,715 2,588,430 Indirect -0.29% Disposed 242.3% (price as of 2026-08-19)
Nov. 6, 2003 OPY S 2,000 $34.50 $69,000 0 Indirect -100.00% Disposed 242.3% (price as of 2026-08-19)
Aug. 21, 2001 OPY S 2,000 $26.05 $52,100 2,000 Indirect -50.00% Disposed 353.4% (price as of 2026-08-19)
June 26, 2001 OPY S 1,000 $27.05 $27,050 4,000 Indirect -20.00% Disposed 336.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 29, 2025 OPY Restricted Class A non-voting common stock Class A non-voting common stock (32,500) — — 32,500 Acquired
Jan. 28, 2025 OPY Restricted Class A non-voting common stock Class A non-voting common stock (77,000) — — 77,000 Disposed
Jan. 30, 2024 OPY Restricted Class A non-voting common stock Class A non-voting common stock (75,472) — — 75,472 Disposed
Jan. 25, 2024 OPY Restricted Class A non-voting common stock Class A non-voting common stock (40,000) — — 40,000 Acquired
Jan. 30, 2023 OPY Restricted Class A non-voting common stock Class A non-voting common stock (4,454) — — 9,100 Disposed
Jan. 29, 2023 OPY Restricted Class A non-voting common stock Class A non-voting common stock (25,771) — — 46,429 Disposed
Jan. 25, 2023 OPY Restricted Class A non-voting common stock Class A non-voting common stock (30,000) — — 30,000 Acquired
Jan. 26, 2022 OPY Restricted Class A non-voting common stock Class A non-voting common stock (125,000) — — 125,000 Acquired
Jan. 28, 2021 OPY Restricted Class A non-voting common stock Class A non-voting common stock (110,000) — — 110,000 Acquired
Jan. 29, 2020 OPY Restricted Class A non-voting common stock Class A non-voting common stock (77,000) — — 77,000 Acquired
Jan. 25, 2020 OPY Restricted Class A non-voting common stock Class A non-voting common stock (39,635) — — 67,000 Disposed
Jan. 31, 2019 OPY Restricted Class A non-voting common stock Class A non-voting common stock (75,472) — — 75,472 Acquired
Jan. 31, 2018 OPY Restricted Class A non-voting common stock Class A non-voting common stock (9,100) — — 9,100 Acquired
Jan. 30, 2018 OPY Restricted Class A non-voting common stock Class A non-voting common stock (46,429) — — 46,429 Acquired
Dec. 28, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (6,781) — — 13,795 Disposed
Dec. 28, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (15,347) — — 31,690 Disposed
Feb. 10, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (25,425) — — 52,500 Disposed
Jan. 28, 2017 OPY Restricted Class A non-voting common stock Class A non-voting common stock (68,384) — — 124,000 Disposed
Feb. 10, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (19,372) — — 40,000 Disposed
Feb. 10, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (24,690) — — 40,000 Disposed
Jan. 22, 2016 OPY Restricted Class A non-voting common stock Class A non-voting common stock (105,470) — — 105,470 Disposed
Feb. 26, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (13,795) — — 13,795 Acquired
Feb. 26, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (13,795) — — 13,795 Acquired
Jan. 29, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (31,690) — — 31,690 Acquired
Jan. 29, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock (42,957) — — 42,957 Acquired
Jan. 27, 2015 OPY Restricted Class A non-voting common stock Class A non-voting common stock — — 100,000 Disposed
Feb. 24, 2014 OPY Restricted Class A non-voting common stock Class A non-voting common stock — — 75,000 Disposed
Jan. 29, 2014 OPY Restricted Class A non voting common stock Class A non voting common stock (124,000) — — 124,000 Acquired
Jan. 23, 2013 OPY Restricted Class A non-voting common stock Class A non-voting common stock (105,470) — Jan. 22, 2016 105,470 Acquired
Jan. 25, 2012 OPY Restricted Class A non-voting common stock Class A non-voting common stock (52,500) — Feb. 10, 2012 52,500 Acquired
Jan. 29, 2011 OPY Restricted Class A non voting common stock Class A non voting common stock (15,836) — Jan. 29, 2011 15,836 Acquired
Jan. 27, 2011 OPY Restricted Class A non voting common stock Class A non voting common stock (40,000) — Jan. 26, 2016 40,000 Acquired
Jan. 28, 2010 OPY Restricted Class A Shares Class A non-voting common stock (100,000) — Jan. 27, 2015 100,000 Acquired
Feb. 25, 2009 OPY Restricted Class A Shares Class A non-voting common stock (75,000) — Feb. 24, 2014 75,000 Acquired
Jan. 29, 2008 OPY Restricted Class A Shares Class A non-voting shares (25,000) — Jan. 28, 2011 25,000 Acquired
Jan. 9, 2008 OPY Options on Class A Shares Class A non-voting shares (50,000) $24.31 Jan. 23, 2008 50,000 Disposed
Jan. 4, 2008 OPY Options on Calss A Shares Class A non-voting shares (50,000) $24.31 Jan. 23, 2008 50,000 Disposed
Dec. 6, 2007 OPY Options on Class A Shares Class A non-voting shares (50,000) $24.31 Jan. 23, 2008 50,000 Disposed
March 17, 2004 OPY OPTIONS ON CLASS A NON-VOTING SHARES CLASS A NON-VOTING SHARES (150,000) $33.00 Feb. 25, 2009 150,000 Acquired
Feb. 4, 2004 OPY OPTIONS CLASS A NON-VOTING SHARES (150,000) $13.88 Feb. 24, 2004 150,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OPY

CEO and Director of the Company and Oppenheimer & Co. Inc.
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $500,000 — — — $450,000 — $5,750 $2,306,350
2022 $500,000 — — — $500,000 — $5,750 $5,844,500
2021 $500,000 — — — $5,000,000 — $5,750 $11,030,203

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.