Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 14, 2023 AQB A 68,494 · · 68,494 Direct · Acquired (price as of 2026-10-02)
March 9, 2023 AQB A 43,130 · · 77,564 Direct +125.25% Acquired (price as of 2026-10-02)
March 9, 2023 AQB A 43,130 · · 65,064 Direct +196.64% Acquired (price as of 2026-10-02)
March 14, 2022 AQB A 18,750 · · 34,434 Direct +119.55% Acquired (price as of 2026-10-02)
March 14, 2022 AQB A 16,407 · · 16,407 Direct · Acquired (price as of 2026-10-02)
March 14, 2022 AQB A 6,250 · · 6,250 Direct · Acquired (price as of 2026-10-02)
March 10, 2021 AQB A 3,070 · · 3,070 Direct · Acquired (price as of 2026-10-02)
March 10, 2021 AQB A 3,508 · · 3,508 Direct · Acquired (price as of 2026-10-02)
March 12, 2020 AQB A 12,176 · · 12,176 Direct · Acquired (price as of 2026-10-02)
March 12, 2020 AQB A 10,654 · · 10,654 Direct · Acquired (price as of 2026-10-02)
April 30, 2019 AQB A 30,000 · · 30,000 Direct · Acquired (price as of 2026-10-02)
Feb. 27, 2018 AQB A 30,303 · · 30,303 Direct · Acquired (price as of 2026-10-02)
April 21, 2017 AQB A 6,000 · · 6,000 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 14, 2023 AQB Options to Purchase Common Stock Common Stock (68,494) $0.36 March 9, 2033 68,494 Acquired
March 14, 2022 AQB Options to Purchase Common Stock Common Stock (16,407) $1.52 March 14, 2032 16,407 Acquired
March 10, 2021 AQB Options to Purchase Common Stock Common Stock (3,070) $6.72 March 10, 2031 3,070 Acquired
March 12, 2020 AQB Options to Purchase Common Stock Common Stock (10,654) $1.88 March 12, 2030 10,654 Acquired
April 30, 2019 AQB Options to Purchase Common Stock Common Stock (30,000) $2.22 April 30, 2029 30,000 Acquired
Feb. 27, 2018 AQB Options to Purchase Common Stock Common Stock (30,303) $2.50 Feb. 27, 2028 30,303 Acquired
April 21, 2017 AQB Options to Purchase Common Stock Common Stock (6,000) $14.20 April 21, 2027 6,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 30, 2016 AQB Options to Purchase Common Stock→ Common Stock (200,000) 200,000 Direct