Alex Duncan
First SEC filing: July 7, 2017 · Latest: July 7, 2017
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 23, 2019 | AGEN | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 19, 2019 | AGEN | A | 210,000 | · | · | 210,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 20, 2018 | AGEN | A | 165,000 | $5.65 | $932,250 | 165,000 Direct | · | Acquired | -92.5% (price as of 2026-10-02) |
| Dec. 12, 2017 | AGEN | S | 6,546 | $3.46 | $22,649 | 21,026 Direct | -23.74% | Disposed | -87.7% (price as of 2026-10-02) |
| Oct. 9, 2017 | AGEN | A | 13,423 | $3.59 | $48,189 | 27,572 Direct | +94.87% | Acquired | -88.1% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 23, 2019 | AGEN | Stock Option (Right to buy) | Common Stock | $2.39 | July 23, 2029 | 30,000 | Acquired |
| June 19, 2019 | AGEN | Stock Option(right to buy) | Common Stock | $2.38 | Jan. 1, 2029 | 210,000 | Acquired |
| June 20, 2018 | AGEN | Common Stock | Common Stock | $5.65 | March 2, 2028 | 165,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 7, 2017 | AGEN | Common Stock | 14,149 | Direct |
| July 7, 2017 | AGEN | Stock Option, right to buy | 150,000 | Direct |
| July 7, 2017 | AGEN | Restricted Stock Unit | 13,500 | Direct |
| July 7, 2017 | AGEN | Stock Option, right to buy | 80,000 | Direct |
| July 7, 2017 | AGEN | Stock Option, right to buy | 162,500 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $355,523 | $166,663 | · | · | · | · | $80,202 | $833,264 |
| 2017 | $314,705 | $175,000 | · | · | · | · | $61,471 | $858,237 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.