Alex Hsu
CIK 1392940 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 12, 2019 · Latest: Sept. 12, 2019
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 30, 2007 | SMCIP | S | 1,000 | $8.69 | $8,690 | 191,292 Indirect | -0.52% | Disposed | 620.8% (price as of 2026-08-20) |
| Nov. 30, 2007 | SMCIP | S | 6,000 | $8.71 | $52,260 | 185,292 Indirect | -3.14% | Disposed | 619.2% (price as of 2026-08-20) |
| Nov. 30, 2007 | SMCIP | S | 1,720 | $8.73 | $15,016 | 183,572 Indirect | -0.93% | Disposed | 617.5% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 1,000 | $9.27 | $9,270 | 221,292 Indirect | -0.45% | Disposed | 575.7% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 2,000 | $9.28 | $18,560 | 219,292 Indirect | -0.90% | Disposed | 575.0% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 9,000 | $9.25 | $83,250 | 210,292 Indirect | -4.10% | Disposed | 577.2% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 3,000 | $9.18 | $27,540 | 207,292 Indirect | -1.43% | Disposed | 582.4% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 6,000 | $9.17 | $55,020 | 201,292 Indirect | -2.89% | Disposed | 583.1% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 2,000 | $9.23 | $18,460 | 199,292 Indirect | -0.99% | Disposed | 578.7% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 2,000 | $9.19 | $18,380 | 197,292 Indirect | -1.00% | Disposed | 581.6% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 4,000 | $9.16 | $36,640 | 193,292 Indirect | -2.03% | Disposed | 583.8% (price as of 2026-08-20) |
| Nov. 20, 2007 | SMCIP | S | 1,000 | $9.15 | $9,150 | 192,292 Indirect | -0.52% | Disposed | 584.6% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 9,000 | $8.60 | $77,400 | 237,992 Indirect | -3.64% | Disposed | 628.4% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 3,000 | $8.70 | $26,100 | 234,992 Indirect | -1.26% | Disposed | 620.0% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 3,000 | $8.69 | $26,070 | 231,992 Indirect | -1.28% | Disposed | 620.8% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 3,500 | $8.91 | $31,185 | 228,492 Indirect | -1.51% | Disposed | 603.0% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 3,200 | $9.02 | $28,864 | 225,292 Indirect | -1.40% | Disposed | 594.5% (price as of 2026-08-20) |
| Nov. 5, 2007 | SMCIP | S | 3,000 | $8.72 | $26,160 | 222,292 Indirect | -1.33% | Disposed | 618.3% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 28, 2008 | SMCIP | Stock Option (right to buy) | Common Stock (47,224) | $8.47 | Jan. 28, 2018 | 47,224 | Acquired |
| Jan. 28, 2008 | SMCIP | Stock Option (right to buy) | Common Stock (112,776) | $8.47 | Jan. 28, 2018 | 112,776 | Acquired |
| Nov. 7, 2007 | SMCIP | Stock Option (right to buy) | Common Stock (38,962) | $1.92 | Aug. 31, 2013 | 38,962 | Disposed |
| March 28, 2007 | SMCIP | Stock Option (right to buy) | Common Stock (126,992) | $1.92 | Aug. 31, 2013 | 126,992 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 12, 2019 | SMCIP | Common Stock | 606 | Direct |
| Sept. 12, 2019 | SMCIP | Stock Option (right to buy)→ Common Stock (3,500) | 3,500 | Direct |
| Sept. 12, 2019 | SMCIP | Stock Option (right to buy)→ Common Stock (2,500) | 2,500 | Direct |
| Sept. 12, 2019 | SMCIP | Stock Option (right to buy)→ Common Stock (2,380) | 2,380 | Direct |
| Sept. 12, 2019 | SMCIP | Stock Option (right to buy)→ Common Stock (16,000) | 16,000 | Direct |
| Sept. 12, 2019 | SMCIP | Restricted Stock Units→ Common Stock (71) | 71 | Direct |
| Sept. 12, 2019 | SMCIP | Restricted Stock Units→ Common Stock (1,070) | 1,070 | Direct |
| Sept. 12, 2019 | SMCIP | Common Stock→ Common Stock (2,720) | 2,720 | Direct |
| March 28, 2007 | SMCIP | Common Stock | 120,000 | Indirect |
| March 28, 2007 | SMCIP | Stock Option (right to buy)→ Common Stock (226,750) | 226,750 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SMCIP
Chief Executive, Strategic Business| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $305,333 | $768 | — | — | — | — | — | $1,234,657 |
| 2020 | $374,845 | $5,048 | — | — | $189,624 | — | — | $1,553,017 |
| 2019 | $206,340 | $2,623 | — | — | — | — | — | $441,555 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.