Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 12, 2020 AAOI A 13,053 · · 52,549 Direct +33.05% Acquired (price as of 2026-10-06)
May 31, 2019 AAOI A 12,806 · · 39,496 Direct +47.98% Acquired (price as of 2026-10-06)
June 8, 2018 AAOI A 2,535 · · 26,690 Direct +10.49% Acquired (price as of 2026-10-06)
June 9, 2017 AAOI A 1,236 $64.71 $79,982 24,155 Direct +5.39% Acquired 101.1% (price as of 2026-10-06)
June 6, 2016 AAOI A 7,011 · · 22,919 Direct +44.07% Acquired (price as of 2026-10-06)
July 31, 2015 AAOI A 2,827 · · 15,908 Direct +21.61% Acquired (price as of 2026-10-06)
Aug. 8, 2014 AAOI A 3,021 · · 13,081 Direct +30.03% Acquired (price as of 2026-10-06)
Nov. 14, 2013 AAOI A 5,500 · · 5,500 Direct · Acquired (price as of 2026-10-06)
Oct. 1, 2013 AAOI C 1,887 · · 0 Direct -100.00% Disposed (price as of 2026-10-06)
Oct. 1, 2013 AAOI C 4,360 · · 4,360 Direct · Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 1, 2013 AAOI Series C Convertible Preferred Stock Common Stock, $0.001 par value (4,360) · · 1,887 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Common Stock, $0.001 par value 200 Direct
Sept. 25, 2013 AAOI Series C Convertible Preferred Stock→ Common Stock, $0.001 par value (4,360) 4,360 Direct