Alexander F. Stern

CIK 1450474 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 21, 2008 · Latest: Nov. 21, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 86 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

86 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 29, 2022 LAZ S 49,000 $36.39 $1,783,110 50,258 Direct -49.37% Disposed 19.6% (price as of 2026-08-21)
May 31, 2022 LAZ S 70,000 $35.29 $2,470,300 209,258 Direct -25.07% Disposed 23.3% (price as of 2026-08-21)
Aug. 20, 2021 LAZ S 90,000 $45.50 $4,095,000 127,577 Direct -41.36% Disposed -4.4% (price as of 2026-08-21)
March 1, 2021 LAZ S 50,000 $38.69 $1,934,500 215,821 Direct -18.81% Disposed 12.5% (price as of 2026-08-21)
Aug. 20, 2020 LAZ S 17,727 $30.98 $549,182 188,221 Direct -8.61% Disposed 40.4% (price as of 2026-08-21)
Aug. 19, 2020 LAZ S 44,380 $31.54 $1,399,745 205,948 Direct -17.73% Disposed 38.0% (price as of 2026-08-21)
Aug. 18, 2020 LAZ S 64,893 $31.59 $2,049,970 250,328 Direct -20.59% Disposed 37.7% (price as of 2026-08-21)
March 3, 2020 LAZ S 50,000 $37.95 $1,897,500 315,221 Direct -13.69% Disposed 14.7% (price as of 2026-08-21)
March 5, 2018 LAZ S 50,000 $53.02 $2,651,000 125,702 Direct -28.46% Disposed -17.9% (price as of 2026-08-21)
March 2, 2018 LAZ S 15,160 $53.47 $810,605 175,702 Direct -7.94% Disposed -18.6% (price as of 2026-08-21)
May 11, 2017 LAZ S 65,000 $44.75 $2,908,750 101,184 Direct -39.11% Disposed -2.8% (price as of 2026-08-21)
March 1, 2017 LAZ S 30,206 $43.06 $1,300,670 166,184 Direct -15.38% Disposed 1.0% (price as of 2026-08-21)
March 3, 2015 LAZ S 63,000 $50.80 $3,200,400 62,101 Direct -50.36% Disposed -14.4% (price as of 2026-08-21)
Feb. 20, 2014 LAZ S 44,312 $44.56 $1,974,543 0 Direct -100.00% Disposed -2.4% (price as of 2026-08-21)

Showing latest 100 of 156 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 1, 2022 LAZ Performance based Restricted Participation Units [F4] Class A Common Stock (220,788) — — 220,788 Disposed
Feb. 23, 2022 LAZ Performance-based Restricted Participation Units [F1] Class A Common Stock (185,026) — — 185,026 Acquired
March 2, 2021 LAZ Restricted Stock Units Class A Common Stock (1,756) — March 2, 2021 1,756 Disposed
March 2, 2021 LAZ Restricted Stock Units [F9] Class A Common Stock (1,756) — March 2, 2021 1,756 Acquired
March 1, 2021 LAZ Restricted Stock Units Class A Common Stock (15,675) — March 1, 2021 15,675 Disposed
March 1, 2021 LAZ Performance-based Restricted Stock Units Class A Common Stock (136,364) — March 1, 2021 136,364 Disposed
Feb. 24, 2021 LAZ Performance-based Restricted Participation Units [F4] Class A Common Stock (57,268) — — 57,268 Acquired
Feb. 24, 2021 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (97,403) — — 97,403 Acquired
Nov. 20, 2020 LAZ Restricted Stock Units [F1] Class A Common Stock (1,178) — — 1,178 Acquired
Aug. 21, 2020 LAZ Restricted Stock Units [F1] Class A Common Stock (1,385) — — 1,385 Acquired
May 22, 2020 LAZ Restricted Stock Units [F1] Class A Common Stock (1,641) — — 1,641 Acquired
March 2, 2020 LAZ Restricted Stock Units Class A Common Stock (22,079) — March 2, 2020 22,079 Disposed
March 2, 2020 LAZ Performance-based Restricted Stock Units Class A Common Stock (137,848) — March 2, 2020 137,848 Disposed
Feb. 28, 2020 LAZ Restricted Stock Units [F7] Class A Common Stock (3,230) — — 3,230 Acquired
Feb. 20, 2020 LAZ Performance-based Restricted Participation Units [F4] Class A Common Stock (31,010) — — 31,010 Acquired
Feb. 20, 2020 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (109,129) — — 109,129 Acquired
Nov. 22, 2019 LAZ Restricted Stock Units [F1] Class A Common Stock (2,528) — — 2,528 Acquired
Aug. 16, 2019 LAZ Restricted Stock Units [F1] Class A Common Stock (2,829) — — 2,829 Acquired
May 17, 2019 LAZ Restricted Stock Units [F1] Class A Common Stock (2,665) — — 2,665 Acquired
March 1, 2019 LAZ Restricted Stock Units Class A Common Stock (6,804) — March 1, 2019 6,804 Disposed
March 1, 2019 LAZ Performance-based Restricted Stock Units Class A Common Stock (249,242) — March 1, 2019 249,242 Disposed
March 1, 2019 LAZ Restricted Stock Units Class A Common Stock (27,549) — March 1, 2019 27,549 Disposed
March 1, 2019 LAZ Restricted Stock Units [F4] Class A Common Stock (11,522) — — 11,522 Acquired
Feb. 21, 2019 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (230,511) — — 230,511 Acquired
Nov. 16, 2018 LAZ Restricted Stock Units [F1] Class A Common Stock (3,930) — — 3,930 Acquired
Aug. 17, 2018 LAZ Restricted Stock Units [F1] Class A Common Stock (3,030) — — 3,030 Acquired
May 18, 2018 LAZ Restricted Stock Units [F1] Class A Common Stock (2,676) — — 2,676 Acquired
March 1, 2018 LAZ Restricted Stock Units Class A Common Stock (21,216) — March 1, 2018 21,216 Disposed
March 1, 2018 LAZ Performance-based Restricted Stock Units Class A Common Stock (154,486) — March 1, 2018 154,486 Disposed
Feb. 23, 2018 LAZ Restricted Stock Units [F4] Class A Common Stock (15,868) — — 15,868 Acquired
Feb. 22, 2018 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (171,119) — — 171,119 Acquired
Nov. 17, 2017 LAZ Restricted Stock Units [F1] Class A Common Stock (2,991) — — 2,991 Acquired
Aug. 18, 2017 LAZ Restricted Stock Units [F1] Class A Common Stock (3,219) — — 3,219 Acquired
May 19, 2017 LAZ Restricted Stock Units [F1] Class A Common Stock (3,061) — — 3,061 Acquired
March 1, 2017 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (145,328) — March 1, 2017 145,328 Disposed
March 1, 2017 LAZ Restricted Stock Units [F1] Class A Common Stock (16,657) — March 1, 2017 16,657 Disposed
Feb. 24, 2017 LAZ Restricted Stock Units [F4] Class A Common Stock (17,667) — — 17,667 Acquired
Feb. 23, 2017 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (159,463) — — 159,463 Acquired
Nov. 18, 2016 LAZ Restricted Stock Units [F1] Class A Common Stock (2,882) — — 2,882 Acquired
Aug. 19, 2016 LAZ Restricted Stock Units [F1] Class A Common Stock (3,074) — — 3,074 Acquired
May 13, 2016 LAZ Restricted Stock Units [F1] Class A Common Stock (3,424) — — 3,424 Acquired
March 1, 2016 LAZ Restricted Stock Units [F1] Class A Common Stock (22,260) — March 1, 2016 22,260 Disposed
March 1, 2016 LAZ Performance-based Restricted Stock Units [F1] Class A Common Stock (80,417) — March 1, 2016 80,417 Disposed
Feb. 26, 2016 LAZ Restricted Stock Units [F4] Class A Common Stock (17,227) — — 17,227 Acquired
Feb. 24, 2016 LAZ Performance-based Restricted Stock Units [F1] Class A common stock (37,477) — — 37,477 Acquired
Nov. 13, 2015 LAZ Restricted Stock Units [F1] Class A Common Stock (2,039) — — 2,039 Acquired
Aug. 14, 2015 LAZ Restricted Stock Units [F1] Class A common stock (1,626) — — 1,626 Acquired
May 15, 2015 LAZ Restricted Stock Units [F1] Class A common stock (1,578) — — 1,578 Acquired
March 2, 2015 LAZ Restricted Stock Units Class A common stock (84,288) — March 2, 2015 84,288 Disposed
March 2, 2015 LAZ Performance-based Restricted Stock Units Class A common stock (40,211) — March 2, 2015 40,211 Disposed
Feb. 19, 2015 LAZ Performance-based Restricted Stock Units [F1] Class A common stock (111,392) — — 111,392 Acquired
Feb. 19, 2015 LAZ Restricted Stock Units [F4] Class A common stock (9,345) — — 9,345 Acquired
Nov. 14, 2014 LAZ Restricted Stock Units [F1] Class A common stock (1,336) — — 1,336 Acquired
Aug. 15, 2014 LAZ Restricted Stock Units [F1] Class A common stock (1,282) — — 1,282 Acquired
May 23, 2014 LAZ Restricted Stock Units [F1] Class A common stock (1,321) — — 1,321 Acquired
March 6, 2014 LAZ Restricted Stock Units Class A common stock (246) — March 6, 2014 246 Disposed
Feb. 27, 2014 LAZ Restricted Stock Units Class A common stock (356) — Feb. 27, 2014 356 Disposed
Feb. 21, 2014 LAZ Restricted Stock Units [F1] Class A common stock (1,596) — — 1,596 Acquired
Feb. 20, 2014 LAZ Performance-based Restricted Stock Units [F5] Class A common stock (13,701) — — 13,701 Acquired
Feb. 18, 2014 LAZ Restricted Stock Units Class A common stock (44,312) — Feb. 18, 2014 44,312 Disposed
Feb. 11, 2014 LAZ Restricted Stock Units Class A common stock (44,312) — Feb. 11, 2014 44,312 Disposed
Dec. 27, 2013 LAZ Restricted Stock Units [F1] Class A common stock (1,298) — — 1,298 Acquired
Nov. 22, 2013 LAZ Restricted Stock Units [F1] Class A common stock (1,370) — — 1,370 Acquired
Aug. 23, 2013 LAZ Restricted Stock Units [F1] Class A common stock (1,636) — — 1,636 Acquired
May 24, 2013 LAZ Restricted Stock Units [F1] Class A common stock (1,720) — — 1,720 Acquired
March 12, 2013 LAZ Restricted Stock Units Class A common stock (16,441) — — 16,441 Acquired
March 12, 2013 LAZ Performance-based Restricted Stock Units [F3] Class A common stock (13,701) — — 13,701 Acquired
Dec. 27, 2012 LAZ Restricted Stock Units [F1] Class A common stock (2,051) — — 2,051 Acquired
Dec. 17, 2012 LAZ Restricted Stock Units Class A Common Stock — — 85,411 Disposed
Nov. 23, 2012 LAZ Restricted Stock Units [F1] Class A common stock (1,662) — — 1,662 Acquired
Aug. 24, 2012 LAZ Restricted Stock Units [F1] Class A common stock (1,666) — — 1,666 Acquired
May 25, 2012 LAZ Restricted Stock Units [F1] Class A common stock (2,038) — — 2,038 Acquired
March 1, 2012 LAZ Restricted Stock Units Class A common stock (15,548) — March 1, 2012 15,548 Disposed
Feb. 24, 2012 LAZ Restricted Stock Units [F1] Class A common stock (779) — — 779 Acquired
Feb. 10, 2012 LAZ Restricted Stock Units Class A common stock (102,464) — — 102,464 Acquired
Nov. 25, 2011 LAZ Restricted Stock Units [F1] Class A common stock (1,039) — — 1,039 Acquired
Aug. 26, 2011 LAZ Restricted Stock Units [F1] Class A common stock (841) — — 841 Acquired
May 27, 2011 LAZ Restricted Stock Units [F1] Class A common stock (595) — — 595 Acquired
March 31, 2011 LAZ Restricted Stock Unit Class A common stock (74,372) — March 31, 2011 74,372 Disposed
Feb. 25, 2011 LAZ Restricted Stock Units [F1] Class A common stock (423) — — 423 Acquired
Feb. 10, 2011 LAZ Restricted Stock Unit Class A common stock (72,126) — — 72,126 Acquired
Nov. 26, 2010 LAZ Restricted Stock Units [F1] Class A common stock (511) — — 511 Acquired
Nov. 4, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC Class A common stock (94,174) — — 94,174 Disposed
Aug. 27, 2010 LAZ Restricted Stock Units [F1] Class A common stock (568) — — 568 Acquired
May 28, 2010 LAZ Restricted Stock Unit [F1] Class A common stock (578) — — 578 Acquired
March 31, 2010 LAZ Restricted Stock Unit Class A common stock (33,030) — March 31, 2010 33,030 Disposed
Feb. 26, 2010 LAZ Restricted Stock Unit [F1] Class A common stock (464) — — 464 Acquired
Feb. 11, 2010 LAZ Restricted Stock Unit Class A common stock (44,978) — — 44,978 Acquired
Nov. 27, 2009 LAZ Restricted Stock Unit [F1] Class A common stock (435) — — 435 Acquired
Sept. 11, 2009 LAZ Class II Interests of LAZ-MD Holdings LLC Class A common stock (33,977) — — 33,977 Acquired
Aug. 28, 2009 LAZ Restricted Stock Unit [F1] Class A common stock (426) — — 426 Acquired
June 5, 2009 LAZ Class II Interests of LAZ-MD Holdings LLC Class A common stock (41,023) — — 41,023 Acquired
May 29, 2009 LAZ Restricted Stock Unit [F1] Class A common stock (466) — — 466 Acquired
Feb. 27, 2009 LAZ Restricted Stock Unit [F1] Class A common stock (432) — — 432 Acquired
Feb. 10, 2009 LAZ Restricted Stock Unit Class A common stock (26,468) — — 26,468 Acquired
Nov. 28, 2008 LAZ Restricted Stock Unit [F1] Class A common stock (335) — — 335 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 21, 2008 LAZ Class II Interests of LAZ-MD Holdings LLC→ Class A Common Stock (169,174) 169,174 Direct
Nov. 21, 2008 LAZ Restricted Stock Units→ Class Common Stock (104,155) 104,155 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LAZ

President
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $750,000 — — — — — $146,303 $6,599,697
2021 $750,000 $1,575,000 — — — — $70,452 $7,193,353
2020 $750,000 $1,125,000 — — — $24,427 $49,735 $6,453,984

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.