Alexander Mark Schobel

CIK 1406836 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2018 · Latest: July 24, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 15, 2024 AQST S 10b5-1 50,000 $6.00 $300,000 984,476 Direct -4.83% Disposed -24.2% (price as of 2026-08-20)
March 8, 2024 AQST S 10b5-1 25,000 $5.19 $129,750 1,040,371 Direct -2.35% Disposed -12.3% (price as of 2026-08-20)
Feb. 10, 2021 AQST S 10b5-1 23,460 $6.75 $158,355 837,000 Direct -2.73% Disposed -32.6% (price as of 2026-08-20)
Feb. 9, 2021 AQST S 10b5-1 11,540 $6.75 $77,895 860,460 Direct -1.32% Disposed -32.6% (price as of 2026-08-20)
Feb. 8, 2021 AQST S 10b5-1 40,792 $6.50 $265,148 872,000 Direct -4.47% Disposed -30.0% (price as of 2026-08-20)
May 8, 2020 AQST S 10b5-1 40,000 $5.00 $200,000 902,113 Direct -4.25% Disposed -9.0% (price as of 2026-08-20)
April 29, 2020 AQST S 10b5-1 40,000 $4.50 $180,000 1,022,113 Direct -3.77% Disposed 1.1% (price as of 2026-08-20)
April 27, 2020 AQST S 10b5-1 40,000 $4.00 $160,000 942,113 Direct -4.07% Disposed 13.7% (price as of 2026-08-20)
April 14, 2020 AQST S 10b5-1 40,000 $3.70 $148,000 982,113 Direct -3.91% Disposed 23.0% (price as of 2026-08-20)
Dec. 10, 2018 AQST P 1,000 $7.78 $7,780 1,019,624 Direct +0.10% Acquired -41.5% (price as of 2026-08-20)
Dec. 6, 2018 AQST P 2,000 $8.69 $17,380 1,018,624 Direct +0.20% Acquired -47.6% (price as of 2026-08-20)
Nov. 21, 2018 AQST P 1,000 $10.25 $10,250 1,009,229 Direct +0.10% Acquired -55.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 7, 2024 AQST Non-Qualified Stock Option (right to buy) Common Stock (41,250) $5.68 March 7, 2034 41,250 Acquired
Aug. 9, 2023 AQST Performance Stock Units Common Stock (50,000) — May 5, 2026 50,000 Acquired
May 5, 2023 AQST Performance Stock Units Common Stock (50,000) — May 5, 2026 50,000 Acquired
Nov. 4, 2022 AQST Non-Qualified Stock Option (right to buy) Common Stock (40,000) $0.88 Nov. 4, 2032 40,000 Acquired
March 10, 2022 AQST Non-Qualified Stock Option (right to buy) Common Stock (75,000) $2.55 March 10, 2032 75,000 Acquired
March 11, 2021 AQST Non-Qualified Stock Option (right to buy) Common Stock (70,000) $5.30 March 11, 2031 70,000 Acquired
June 30, 2020 AQST Restricted Stock Units Common Stock (333) $0.00 — 333 Disposed
May 31, 2020 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
March 31, 2020 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
March 16, 2020 AQST Non-Qualified Stock Option (right to buy) Common Stock (70,000) $1.54 March 16, 2030 70,000 Acquired
Feb. 29, 2020 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Dec. 31, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Nov. 30, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Sept. 30, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Aug. 31, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
June 30, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
May 31, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
March 31, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Feb. 28, 2019 AQST Non-Qualified Stock Option (right to buy) Common Stock (75,000) $8.05 Feb. 28, 2029 75,000 Acquired
Feb. 28, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Dec. 31, 2018 AQST Restricted Stock Unit Common Stock (329) — — 329 Disposed
Nov. 30, 2018 AQST Restricted Stock Unit Common Stock (14,572) — — 14,572 Disposed
Sept. 30, 2018 AQST Restricted Stock Unit Common Stock (329) — — 329 Disposed
Aug. 31, 2018 AQST Restricted Stock Unit Common Stock (14,572) — — 14,572 Disposed
Aug. 15, 2018 AQST Restricted Stock Unit Common Stock (2,636) — — 2,636 Acquired
Aug. 15, 2018 AQST Stock Option (Right to Purchase) Common Stock (28,043) $16.46 Aug. 15, 2028 28,043 Acquired
July 24, 2018 AQST Restricted Stock Unit Common Stock (116,576) — — 116,576 Acquired
July 24, 2018 AQST Stock Option (Right to Purchase) Common Stock (240,165) $15.00 July 24, 2028 240,165 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2018 AQST Common Stock [F1] 1,000,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AQST

Chief Innovation and Technology Officer*
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $367,500 — $468,600 $193,388 $262,500 — $1,965,296 $3,257,284
2022 $350,000 — — $137,330 $275,625 — $47,064 $810,019

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.