Alexis M Herman

CIK 1198691 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 13, 2021 · Latest: Aug. 13, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 8, 2023 ETR S 213 $103.82 $22,114 7,388 Direct -2.80% Disposed 106.0% (price as of 2026-08-21)
Feb. 21, 2023 ETR S 189 $108.64 $20,533 7,383 Direct -2.50% Disposed 96.9% (price as of 2026-08-21)
Sept. 6, 2022 ETR S 190 $116.56 $22,146 7,379 Direct -2.51% Disposed 83.5% (price as of 2026-08-21)
Aug. 18, 2022 ETR S 161 $120.35 $19,376 7,375 Direct -2.14% Disposed 77.7% (price as of 2026-08-21)
March 10, 2022 ETR S 185 $108.87 $20,141 6,706 Direct -2.68% Disposed 96.5% (price as of 2026-08-21)
Feb. 25, 2022 CMI S 263 $204.08 $53,673 32,932 Direct -0.79% Disposed 193.4% (price as of 2026-08-21)
Dec. 8, 2021 ETR S 193 $105.18 $20,300 6,701 Direct -2.80% Disposed 103.4% (price as of 2026-08-21)
Nov. 10, 2021 ETR S 176 $102.81 $18,095 6,696 Direct -2.56% Disposed 108.1% (price as of 2026-08-21)
Nov. 5, 2021 CMI S 1,950 $236.58 $461,331 32,990 Direct -5.58% Disposed 153.1% (price as of 2026-08-21)
Aug. 12, 2021 ETR S 186 $109.00 $20,274 6,692 Direct -2.70% Disposed 96.3% (price as of 2026-08-21)
April 30, 2021 ETR S 221 $108.65 $24,012 5,923 Direct -3.60% Disposed 96.9% (price as of 2026-08-21)
Dec. 8, 2020 ETR S 178 $105.72 $18,818 5,918 Direct -2.92% Disposed 102.3% (price as of 2026-08-21)
Sept. 9, 2020 ETR S 196 $98.30 $19,267 5,914 Direct -3.21% Disposed 117.6% (price as of 2026-08-21)
July 31, 2020 ETR S 189 $104.22 $19,698 5,910 Direct -3.10% Disposed 105.3% (price as of 2026-08-21)
June 2, 2020 ETR S 156 $102.86 $16,046 6,095 Direct -2.50% Disposed 108.0% (price as of 2026-08-21)
Feb. 24, 2020 ETR S 153 $130.25 $19,928 5,118 Direct -2.90% Disposed 64.2% (price as of 2026-08-21)
Feb. 21, 2020 ETR S 370 $131.69 $48,725 5,271 Direct -6.56% Disposed 62.4% (price as of 2026-08-21)
May 3, 2019 ETR S 195 $96.90 $18,896 4,285 Direct -4.35% Disposed 120.8% (price as of 2026-08-21)
Feb. 22, 2019 ETR S 209 $92.53 $19,339 4,281 Direct -4.65% Disposed 131.2% (price as of 2026-08-21)
Feb. 12, 2019 CMI S 423 $150.12 $63,501 30,117 Direct -1.39% Disposed 298.9% (price as of 2026-08-21)
Nov. 21, 2018 ETR S 217 $85.58 $18,571 4,477 Direct -4.62% Disposed 150.0% (price as of 2026-08-21)
Aug. 6, 2018 ETR S 661 $83.76 $55,365 4,472 Direct -12.88% Disposed 155.4% (price as of 2026-08-21)
Aug. 3, 2018 CMI S 735 $139.90 $102,826 30,844 Direct -2.33% Disposed 328.1% (price as of 2026-08-21)
Aug. 4, 2017 ETR S 995 $76.38 $75,998 3,315 Direct -23.09% Disposed 180.1% (price as of 2026-08-21)
May 10, 2017 CMI S 1,300 $159.16 $206,908 29,656 Direct -4.20% Disposed 276.3% (price as of 2026-08-21)
May 26, 2016 CMI S 1,086 $113.67 $123,446 29,084 Direct -3.60% Disposed 426.8% (price as of 2026-08-21)
May 16, 2016 ETR S 1,091 $76.24 $83,178 1,227 Direct -47.07% Disposed 180.6% (price as of 2026-08-21)
Nov. 21, 2014 CMI S 1,011 $148.04 $149,668 26,593 Direct -3.66% Disposed 304.5% (price as of 2026-08-21)
Nov. 20, 2014 ETR S 7,006 $82.72 $579,536 810 Direct -89.64% Disposed 158.6% (price as of 2026-08-21)
Nov. 6, 2014 CMI S 999 $146.24 $146,094 27,604 Direct -3.49% Disposed 309.5% (price as of 2026-08-21)

Showing latest 100 of 213 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 1, 2024 KO Phantom Share Units Common Stock, $.25 Par Value (3,280) — — 3,280 Acquired
March 31, 2023 KO Phantom Share Units Common Stock, $.25 Par Value (3,223) — — 3,223 Acquired
April 1, 2022 KO Phantom Share Units Common Stock, $.25 Par Value (3,199) — — 3,199 Acquired
April 1, 2021 KO Phantom Stock Units Common Stock, $.25 Par Value (3,787) — — 3,787 Acquired
April 1, 2020 KO Phantom Stock Units Common Stock, $.25 Par Value (4,681) — — 4,681 Acquired
April 1, 2019 KO Phantom Stock Units Common Stock, $.25 Par Value (4,266) — — 4,266 Acquired
March 29, 2018 KO Phantom Stock Units Common Stock, $.25 Par Value (4,586) — — 4,586 Acquired
March 31, 2017 KO Phantom Stock Units Common Stock, $.25 Par Value (4,701) — — 4,701 Acquired
April 1, 2016 KO Phantom Stock Units Common Stock, $.25 Par Value (4,609) — — 4,609 Acquired
Dec. 15, 2015 KO Phantom Stock Units Common Stock, $.25 Par Value (278) — — 278 Acquired
Oct. 1, 2015 KO Phantom Stock Units Common Stock, $.25 Par Value (296) — — 296 Acquired
July 1, 2015 KO Phantom Stock Units Common Stock, $.25 Par Value (298) — — 298 Acquired
April 1, 2015 KO Phantom Stock Units Common Stock, $.25 Par Value (5,224) — — 5,224 Acquired
Dec. 15, 2014 KO Phantom Stock Units Common Stock, $.25 Par Value (225) — — 225 Acquired
Oct. 1, 2014 KO Phantom Stock Units Common Stock, $.25 Par Value (215) — — 215 Acquired
July 1, 2014 KO Phantom Stock Units Common Stock, $.25 Par Value (215) — — 215 Acquired
June 2, 2014 ETR Phantom Stock Units Common Stock (792) — — 792 Acquired
April 1, 2014 KO Phantom Stock Units Common Stock, $.25 Par Value (5,415) — — 5,415 Acquired
Dec. 16, 2013 KO Phantom Stock Units Common Stock, $.25 Par Value (172) — — 172 Acquired
Oct. 1, 2013 KO Phantom Stock Units Common Stock, $.25 Par Value (177) — — 177 Acquired
July 1, 2013 KO Phantom Stock Units Common Stock, $.25 Par Value (164) — — 164 Acquired
May 31, 2013 ETR Phantom Stock Units Common Stock (871) — — 871 Acquired
April 1, 2013 KO Phantom Stock Units Common Stock, $.25 Par Value (5,123) — — 5,123 Acquired
Dec. 17, 2012 KO Phantom Stock Units Common Stock, $.25 Par Value (126) — — 126 Acquired
Oct. 1, 2012 KO Phantom Stock Units Common Stock, $.25 Par Value (123) — — 123 Acquired
June 29, 2012 KO Phantom Stock Units Common Stock, $.25 Par Value (60) — — 60 Acquired
May 31, 2012 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
March 30, 2012 KO Phantom Stock Units Common Stock, $.25 Par Value (1,758) — — 1,758 Acquired
Dec. 15, 2011 KO Phantom Stock Units Common Stock, $.25 Par Value (52) — — 52 Acquired
Sept. 30, 2011 KO Phantom Stock Units Common Stock, $.25 Par Value (50) — — 50 Acquired
July 1, 2011 KO Phantom Stock Units Common Stock, $.25 Par Value (50) — — 50 Acquired
May 31, 2011 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
April 1, 2011 KO Phantom Stock Units Common Stock, $.25 Par Value (1,915) — — 1,915 Acquired
Dec. 15, 2010 KO Phantom Stock Units Common Stock, $.25 Par Value (36) — — 36 Acquired
Oct. 1, 2010 KO Phantom Stock Units Common Stock, $.25 Par Value (39) — — 39 Acquired
July 1, 2010 KO Phantom Stock Units Common Stock, $.25 Par Value (46) — — 46 Acquired
May 28, 2010 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
April 1, 2010 KO Phantom Stock Units Common Stock, $.25 Par Value (2,303) — — 2,303 Acquired
Dec. 15, 2009 KO Phantom Stock Units Common Stock, $.25 Par Value (20) — — 20 Acquired
Oct. 1, 2009 KO Phantom Stock Units Common Stock, $.25 Par Value (22) — — 22 Acquired
July 1, 2009 KO Phantom Stock Units Common Stock, $.25 Par Value (24) — — 24 Acquired
May 29, 2009 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
April 1, 2009 KO Phantom Stock Units Common Stock, $.25 par value (2,851) — — 2,851 Acquired
May 30, 2008 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
May 31, 2007 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
May 12, 2006 ETR Phantom Stock Units Common Stock (800) — — 800 Acquired
Jan. 4, 2005 ETR Phantom Stock Units ETR Common (800) $65.94 — 800 Acquired
Jan. 1, 2004 ETR Phantom Stock Units ETR Common (800) $57.14 — 800 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 22, 2007 KO Common Stock, $.25 par value 0 Direct