Alfonso G Zulueta

CIK 1596336 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 10, 2025 · Latest: Nov. 10, 2025

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 9, 2020 LLY S 10b5-1 11,000 $170.00 $1,870,000 18,646 Direct -37.10% Disposed 635.3% (price as of 2026-08-21)
June 16, 2020 LLY S 10b5-1 10,000 $165.00 $1,650,000 29,646 Direct -25.22% Disposed 657.6% (price as of 2026-08-21)
June 16, 2020 LLY S 10b5-1 7,000 $160.00 $1,120,000 39,646 Direct -15.01% Disposed 681.2% (price as of 2026-08-21)
June 5, 2020 LLY S 10b5-1 10,000 $150.00 $1,500,000 46,646 Direct -17.65% Disposed 733.3% (price as of 2026-08-21)
Dec. 6, 2019 LLY S 10b5-1 4,500 $120.00 $540,000 29,306 Direct -13.31% Disposed 941.6% (price as of 2026-08-21)
Sept. 20, 2019 LLY S 10b5-1 4,500 $117.00 $526,500 33,806 Direct -11.75% Disposed 968.4% (price as of 2026-08-21)
Sept. 3, 2019 LLY S 10b5-1 4,500 $112.54 $506,430 38,306 Direct -10.51% Disposed 1010.7% (price as of 2026-08-21)
Sept. 3, 2019 LLY S 10b5-1 3,808 $113.69 $432,932 42,806 Direct -8.17% Disposed 999.5% (price as of 2026-08-21)
Sept. 3, 2019 LLY S 10b5-1 11,192 $112.88 $1,263,353 46,614 Direct -19.36% Disposed 1007.3% (price as of 2026-08-21)
Sept. 3, 2019 LLY S 10b5-1 19,500 $112.91 $2,201,745 38,306 Direct -33.73% Disposed 1007.1% (price as of 2026-08-21)
April 12, 2019 LLY S 10b5-1 10,000 $124.65 $1,246,500 57,806 Direct -14.75% Disposed 902.8% (price as of 2026-08-21)
Jan. 31, 2019 LLY S 10b5-1 4,000 $120.00 $480,000 41,224 Direct -8.84% Disposed 941.6% (price as of 2026-08-21)
Oct. 4, 2018 LLY S 10b5-1 7,000 $114.64 $802,480 45,224 Direct -13.40% Disposed 990.3% (price as of 2026-08-21)
Sept. 18, 2018 LLY S 10b5-1 3,000 $107.00 $321,000 52,224 Direct -5.43% Disposed 1068.2% (price as of 2026-08-21)
Sept. 17, 2018 LLY S 10b5-1 3,000 $105.61 $316,830 55,224 Direct -5.15% Disposed 1083.6% (price as of 2026-08-21)
Dec. 4, 2017 LLY S 10b5-1 3,532 $86.00 $303,752 40,048 Direct -8.10% Disposed 1353.5% (price as of 2026-08-21)
Nov. 10, 2017 LLY S 10b5-1 2,003 $83.67 $167,591 43,580 Direct -4.39% Disposed 1393.9% (price as of 2026-08-21)
Feb. 6, 2017 LLY S 15,000 $77.66 $1,164,900 45,583 Direct -24.76% Disposed 1509.5% (price as of 2026-08-21)
April 27, 2016 LLY S 12,000 $76.27 $915,240 45,101 Direct -21.02% Disposed 1538.9% (price as of 2026-08-21)
Jan. 29, 2016 LLY S 5,000 $78.75 $393,750 57,101 Direct -8.05% Disposed 1487.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 8, 2021 LLY Restricted Stock Unit Common Stock (10,706) — Feb. 1, 2022 10,706 Acquired
Feb. 1, 2021 LLY Restricted Stock Unit Common Stock (16,754) — Feb. 1, 2021 16,754 Disposed
Feb. 11, 2020 LLY Restricted Stock Unit Common Stock (16,754) — Feb. 1, 2021 16,754 Acquired
Feb. 1, 2020 LLY Restricted Stock Unit Common Stock (16,317) — Feb. 1, 2020 16,317 Disposed
Feb. 4, 2019 LLY Restricted Stock Unit Common Stock (16,317) — Feb. 1, 2020 16,317 Acquired
Feb. 1, 2019 LLY Restricted Stock Unit Common Stock (9,722) — Feb. 1, 2019 9,722 Disposed
Feb. 1, 2018 LLY Restricted Stock Unit Common Stock (15,993) — Feb. 1, 2018 15,993 Disposed
Jan. 29, 2018 LLY Restricted Stock Unit Common Stock (9,722) — Feb. 1, 2019 9,722 Acquired
Feb. 1, 2017 LLY Restricted Stock Unit Common Stock (6,659) — Feb. 1, 2017 6,659 Disposed
Jan. 27, 2017 LLY Restricted Stock Unit Common Stock (15,993) — Feb. 1, 2018 15,993 Acquired
Jan. 26, 2016 LLY Restricted Stock Unit Common Stock (6,659) — Feb. 1, 2017 6,659 Acquired
Nov. 20, 2015 LLY Employee stock option 2/06 (right to buy) Common Stock (12,048) $56.18 Feb. 9, 2016 12,048 Disposed
Nov. 7, 2014 LLY Employee stock option 2/05 (right to buy) Common Stock (21,302) $55.65 Feb. 10, 2015 21,302 Disposed
Oct. 1, 2014 LLY Restricted Stock Unit Common Stock (9,333) — Oct. 1, 2014 9,333 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 18, 2018 CTS Common 2,500 Direct
Jan. 10, 2014 LLY Common Stock 22,830 Direct
Jan. 10, 2014 LLY Common Stock 3,957 Indirect
Jan. 10, 2014 LLY Employee stock option 2/04 (right to buy)→ Common Stock (40,000) 40,000 Direct
Jan. 10, 2014 LLY Employee stock option 2/05 (right to buy)→ Common Stock (21,302) 21,302 Direct
Jan. 10, 2014 LLY Employee stock option 2/06 (right to buy)→ Common Stock (12,048) 12,048 Direct
Jan. 10, 2014 LLY Restricted Stock Unit→ Common Stock (9,333) 9,333 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LLY

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $850,000 $0 $2,445,750 $0 $952,850 $2,268,269 $50,608 $6,567,477

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.