Alfred G Rath

CIK 1250141 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 13, 2004 · Latest: Feb. 14, 2005

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 18, 2010 HWCPZ S 1,264 $42.81 $54,112 29,780 Direct -4.07% Disposed -48.2% (price as of 2026-08-21)
March 18, 2010 HWCPZ S 1,763 $42.81 $75,474 31,044 Direct -5.37% Disposed -48.2% (price as of 2026-08-21)
March 18, 2010 HWCPZ S 5,400 $42.81 $231,174 35,697 Direct -13.14% Disposed -48.2% (price as of 2026-08-21)
March 18, 2010 HWCPZ S 1,264 $42.81 $54,112 29,780 Direct -4.07% Disposed -48.2% (price as of 2026-08-21)
March 18, 2010 HWCPZ S 1,763 $42.81 $75,474 31,044 Direct -5.37% Disposed -48.2% (price as of 2026-08-21)
March 18, 2010 HWCPZ S 5,400 $42.81 $231,174 32,807 Direct -14.13% Disposed -48.2% (price as of 2026-08-21)
Aug. 15, 2008 HWCPZ S 6,502 $47.49 $308,780 48,784 Direct -11.76% Disposed -53.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (1,264) $41.56 Dec. 30, 2018 1,264 Disposed
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (1,763) $38.88 Nov. 13, 2017 1,763 Disposed
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (2,510) $39.83 Jan. 18, 2016 5,400 Disposed
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (1,264) $41.56 Dec. 30, 2018 1,264 Disposed
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (1,763) $38.88 Nov. 13, 2017 1,763 Disposed
March 18, 2010 HWCPZ Incentive Stock Option Common Stock (5,400) $39.83 Jan. 18, 2016 5,400 Disposed
Dec. 30, 2008 HWCPZ Restricted Stock Award Common Stock (1,415) $41.46 Dec. 30, 2018 1,415 Acquired
Dec. 30, 2008 HWCPZ Incentive Stock Option Common Stock (6,320) $41.56 Dec. 30, 2018 6,320 Acquired
Dec. 30, 2008 HWCPZ Restricted Stock Award Common Stock (1,415) $41.46 Dec. 30, 2018 1,415 Acquired
Dec. 30, 2008 HWCPZ Incentive Stock Option Common Stock (6,320) $41.56 Dec. 30, 2018 6,320 Acquired
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (6,502) $27.97 Jan. 8, 2014 6,502 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (2,100) $27.97 Jan. 8, 2014 2,100 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (398) $27.97 Jan. 8, 2014 398 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (4,500) $22.36 Jan. 6, 2013 4,500 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (2,400) $14.50 Jan. 9, 2012 2,400 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (1,500) $11.67 Dec. 14, 2010 1,500 Disposed
Aug. 15, 2008 HWCPZ Incentive Stock Option Common Stock (1,500) $12.75 Dec. 21, 2009 1,500 Disposed
Nov. 13, 2007 HWCPZ Restricted Stock Award Common Stock (1,386) $38.88 — 1,386 Acquired
Nov. 13, 2007 HWCPZ Incentive Stock Option Common Stock (4,408) $38.88 — 4,408 Acquired
Dec. 26, 2006 HWCPZ Incentive Stock Option Common Stock (1,500) $14.50 Dec. 24, 2008 1,500 Disposed
Dec. 9, 2004 HWCPZ Options - Common [F1] Common (600) $20.00 Nov. 11, 2007 600 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 13, 2004 HWCPZ Common 2,401 Direct
Dec. 13, 2004 HWCPZ Common 791 Indirect
Dec. 13, 2004 HWCPZ Common 264 Indirect
Dec. 13, 2004 HWCPZ Common 274 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HWCPZ

Chief Credit Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2009 $252,000 — — — $104,372 $239,155 $47,988 $658,589
2008 $229,615 — $71,145 $84,353 $86,932 $263,011 $55,596 $790,652
2007 $220,000 — $33,374 $25,458 $61,981 $164,297 $40,573 $545,683

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.