Alfred J Broaddus Jr — SEC Insider Profile, Roles & Companies

Insider at

ALB MKL selling Sept. 2, 2009 TROW selling Feb. 5, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 14, 2018	MKL	A	110	·	·	2,338 Direct	+4.94%	Acquired
May 15, 2017	MKL	A	105	·	·	2,228 Direct	+4.95%	Acquired
May 16, 2016	MKL	A	105	·	·	2,123 Direct	+5.20%	Acquired
May 11, 2015	MKL	A	129	·	·	2,018 Direct	+6.83%	Acquired
May 12, 2014	MKL	A	157	·	·	1,889 Direct	+9.06%	Acquired
May 13, 2013	MKL	A	190	·	·	1,732 Direct	+12.32%	Acquired
March 27, 2013	TROW	A	80	$74.15	$5,932	23,815 Direct	+0.34%	Acquired	40.5% (price as of 2026-10-23)
Feb. 5, 2013	TROW	M	4,062	$27.16	$110,324	19,923 Direct	+25.61%	Acquired	283.7% (price as of 2026-10-23)
Feb. 5, 2013	TROW	M	20,312	$24.43	$496,222	40,235 Direct	+101.95%	Acquired	326.5% (price as of 2026-10-23)
Feb. 5, 2013	TROW	S	16,500	$72.10	$1,189,650	23,735 Direct	-41.01%	Disposed	44.5% (price as of 2026-10-23)
Feb. 5, 2013	TROW	M	4,062	·	·	0 Direct	-100.00%	Disposed
Feb. 5, 2013	TROW	M	20,312	·	·	0 Direct	-100.00%	Disposed
Dec. 28, 2012	TROW	A	240	$63.93	$15,343	15,861 Direct	+1.54%	Acquired	63.0% (price as of 2026-10-23)
Dec. 27, 2012	TROW	A	80	$65.05	$5,204	15,621 Direct	+0.51%	Acquired	60.2% (price as of 2026-10-23)
Oct. 31, 2012	TROW	A	1,200	·	·	15,541 Direct	+8.37%	Acquired
Sept. 27, 2012	TROW	A	75	$63.28	$4,746	14,341 Direct	+0.53%	Acquired	64.7% (price as of 2026-10-23)
June 28, 2012	TROW	A	78	$60.74	$4,738	14,265 Direct	+0.55%	Acquired	71.6% (price as of 2026-10-23)
May 15, 2012	MKL	A	181	·	·	1,542 Direct	+13.30%	Acquired
April 27, 2012	TROW	A	1,200	·	·	14,187 Direct	+9.24%	Acquired
April 2, 2012	ALB	A	130	$63.92	$8,310	16,045 Direct	+0.82%	Acquired
April 2, 2012	ALB	A	50	$63.92	$3,196	16,095 Direct	+0.31%	Acquired
March 29, 2012	TROW	A	67	$64.10	$4,295	12,987 Direct	+0.52%	Acquired	62.6% (price as of 2026-10-23)
Jan. 1, 2012	ALB	A	161	$51.51	$8,293	15,862 Direct	+1.03%	Acquired
Jan. 1, 2012	ALB	A	53	$51.51	$2,730	15,915 Direct	+0.33%	Acquired
Dec. 28, 2011	TROW	A	69	$56.29	$3,884	12,920 Direct	+0.54%	Acquired	85.1% (price as of 2026-10-23)
Oct. 28, 2011	TROW	A	1,200	·	·	12,851 Direct	+10.30%	Acquired
Oct. 1, 2011	ALB	A	205	$40.40	$8,282	15,638 Direct	+1.33%	Acquired
Oct. 1, 2011	ALB	A	63	$40.40	$2,545	15,701 Direct	+0.40%	Acquired
Sept. 28, 2011	TROW	A	73	$48.42	$3,535	11,651 Direct	+0.63%	Acquired	115.2% (price as of 2026-10-23)
July 1, 2011	ALB	A	120	$69.20	$8,304	15,433 Direct	+0.78%	Acquired
June 28, 2011	TROW	A	60	$58.53	$3,512	11,578 Direct	+0.52%	Acquired	78.0% (price as of 2026-10-23)
May 11, 2011	ALB	A	1,200	$69.88	$83,856	15,277 Direct	+8.52%	Acquired
May 9, 2011	MKL	A	197	·	·	1,361 Direct	+16.92%	Acquired
April 27, 2011	TROW	A	1,200	·	·	11,519 Direct	+11.63%	Acquired
April 1, 2011	ALB	A	146	$59.77	$8,726	14,077 Direct	+1.05%	Acquired
March 29, 2011	TROW	A	48	$65.17	$3,128	10,319 Direct	+0.47%	Acquired	59.9% (price as of 2026-10-23)
Jan. 3, 2011	ALB	A	167	$55.78	$9,315	13,892 Direct	+1.22%	Acquired
Dec. 28, 2010	TROW	A	42	$64.38	$2,704	10,271 Direct	+0.41%	Acquired	61.9% (price as of 2026-10-23)
Oct. 27, 2010	TROW	A	1,200	·	·	10,229 Direct	+13.29%	Acquired
Oct. 1, 2010	ALB	A	268	$46.81	$12,545	13,691 Direct	+2.00%	Acquired
Sept. 28, 2010	TROW	A	47	$50.10	$2,355	9,029 Direct	+0.52%	Acquired	108.0% (price as of 2026-10-23)
July 1, 2010	ALB	A	316	$39.71	$12,548	13,337 Direct	+2.43%	Acquired
June 28, 2010	TROW	A	50	$46.99	$2,350	8,982 Direct	+0.56%	Acquired	121.7% (price as of 2026-10-23)
May 10, 2010	MKL	A	223	·	·	1,164 Direct	+23.70%	Acquired
April 28, 2010	TROW	A	1,200	·	·	8,932 Direct	+15.52%	Acquired
April 20, 2010	ALB	C	1,550	$44.20	$68,510	13,021 Direct	+13.51%	Acquired
April 1, 2010	ALB	A	294	$42.63	$12,533	11,471 Direct	+2.63%	Acquired
March 29, 2010	TROW	A	36	$55.36	$1,993	7,732 Direct	+0.47%	Acquired	88.2% (price as of 2026-10-23)
Jan. 1, 2010	ALB	A	345	$36.37	$12,548	11,140 Direct	+3.20%	Acquired
Dec. 29, 2009	TROW	A	35	·	·	7,696 Direct	+0.46%	Acquired
Oct. 28, 2009	TROW	A	1,200	·	·	7,661 Direct	+18.57%	Acquired
Oct. 1, 2009	ALB	A	361	$34.60	$12,491	10,758 Direct	+3.47%	Acquired
Sept. 28, 2009	TROW	A	33	·	·	6,461 Direct	+0.51%	Acquired
Sept. 2, 2009	MKL	S	385	$324.11	$124,782	941 Direct	-29.03%	Disposed	477.0% (price as of 2026-10-23)
July 1, 2009	ALB	A	576	$25.57	$14,728	10,360 Direct	+5.89%	Acquired
June 29, 2009	TROW	A	37	·	·	6,428 Direct	+0.58%	Acquired
May 13, 2009	ALB	A	2,700	$25.35	$68,445	9,784 Direct	+38.11%	Acquired
May 11, 2009	MKL	A	150	·	·	1,326 Direct	+12.76%	Acquired
April 27, 2009	TROW	A	1,200	·	·	6,391 Direct	+23.12%	Acquired
April 1, 2009	ALB	A	576	$21.77	$12,540	7,084 Direct	+8.85%	Acquired
March 30, 2009	TROW	A	45	·	·	5,191 Direct	+0.87%	Acquired
Jan. 1, 2009	ALB	A	563	$22.30	$12,555	6,508 Direct	+9.47%	Acquired
Dec. 30, 2008	TROW	A	35	·	·	5,146 Direct	+0.68%	Acquired
Oct. 29, 2008	TROW	A	1,200	·	·	5,111 Direct	+30.68%	Acquired
Oct. 15, 2008	ALB	A	418	$30.00	$12,540	5,912 Direct	+7.61%	Acquired
Sept. 29, 2008	TROW	A	18	·	·	3,911 Direct	+0.46%	Acquired
July 15, 2008	ALB	A	318	$39.41	$12,532	5,473 Direct	+6.17%	Acquired
June 27, 2008	TROW	A	15	·	·	3,894 Direct	+0.39%	Acquired
June 4, 2008	ALB	A	1,025	$44.58	$45,694	3,225 Direct	+46.59%	Acquired	110.1% (price as of 2026-10-23)
April 29, 2008	TROW	A	1,200	·	·	3,878 Direct	+44.81%	Acquired
April 1, 2008	ALB	A	400	$36.52	$14,608	2,200 Direct	+22.22%	Acquired	156.5% (price as of 2026-10-23)
April 1, 2008	ALB	A	338	$36.52	$12,344	5,140 Direct	+7.04%	Acquired
March 28, 2008	TROW	A	12	·	·	2,678 Direct	+0.45%	Acquired
Feb. 29, 2008	MKL	J	6	$467.01	$2,802	1,176 Direct	+0.51%	Acquired	300.4% (price as of 2026-10-23)
Jan. 15, 2008	ALB	A	292	$37.02	$10,810	4,802 Direct	+6.47%	Acquired
Jan. 11, 2008	TROW	A	11	·	·	2,666 Direct	+0.41%	Acquired
Jan. 7, 2008	ALB	A	400	$39.75	$15,900	1,800 Direct	+28.57%	Acquired	135.6% (price as of 2026-10-23)
Oct. 26, 2007	TROW	A	1,200	·	·	2,655 Direct	+82.47%	Acquired
Oct. 15, 2007	ALB	A	400	$47.03	$18,812	1,400 Direct	+40.00%	Acquired	99.2% (price as of 2026-10-23)
Oct. 15, 2007	ALB	A	230	$47.03	$10,817	4,498 Direct	+5.39%	Acquired
Oct. 5, 2007	TROW	A	4	·	·	1,455 Direct	+0.28%	Acquired
July 16, 2007	ALB	A	200	$41.70	$8,340	1,000 Direct	+25.00%	Acquired	124.6% (price as of 2026-10-23)
July 16, 2007	ALB	A	259	$41.70	$10,800	4,258 Direct	-5.73%	Disposed
July 9, 2007	TROW	A	4	·	·	1,452 Direct	+0.28%	Acquired
May 18, 2007	MKL	J	61	$494.40	$30,158	1,170 Direct	+5.50%	Acquired	278.3% (price as of 2026-10-23)
April 30, 2007	TROW	A	1,200	·	·	1,448 Direct	+483.87%	Acquired
April 16, 2007	ALB	A	200	$43.57	$8,714	800 Direct	+33.33%	Acquired	115.0% (price as of 2026-10-23)
April 16, 2007	ALB	A	251	$43.04	$10,803	3,990 Direct	+6.71%	Acquired
Jan. 16, 2007	ALB	A	100	$73.24	$7,324	300 Direct	+50.00%	Acquired	155.8% (price as of 2026-10-23)
Jan. 16, 2007	ALB	A	117	$73.24	$8,569	1,865 Direct	+6.69%	Acquired
Oct. 30, 2006	TROW	A	4,000	·	·	4,000 Direct	·	Acquired
Oct. 13, 2006	ALB	A	100	$56.30	$5,630	200 Direct	+100.00%	Acquired	232.8% (price as of 2026-10-23)
Oct. 13, 2006	ALB	A	152	$56.30	$8,558	1,738 Direct	+9.58%	Acquired
July 14, 2006	ALB	A	100	$44.95	$4,495	100 Direct	·	Acquired	316.8% (price as of 2026-10-23)
July 14, 2006	ALB	A	191	$44.95	$8,585	1,586 Direct	+13.69%	Acquired
May 1, 2006	TROW	A	2,000	·	·	2,000 Direct	·	Acquired
April 15, 2006	ALB	A	189	$45.23	$8,548	1,391 Direct	+15.72%	Acquired
Jan. 30, 2006	MKL	J	10	$330.91	$3,309	1,109 Direct	+0.91%	Acquired	465.1% (price as of 2026-10-23)
Jan. 15, 2006	ALB	A	220	$39.63	$8,719	1,197 Direct	+22.52%	Acquired
Oct. 31, 2005	TROW	A	2,000	·	·	2,000 Direct	·	Acquired

Loaded 100 of 110 rows

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 5, 2013	TROW	Stock Options (Right to Buy)	Common Stock (4,062)	$27.16	April 29, 2015	4,062	Disposed
Feb. 5, 2013	TROW	Stock Options (Right to Buy)	Common Stock (20,312)	$24.43	Sept. 9, 2014	20,312	Disposed
April 2, 2012	ALB	Phantom Stock	Common Stock (130)	·	·	130	Acquired
April 2, 2012	ALB	Phantom Stock	Common Stock (50)	·	·	50	Acquired
Jan. 1, 2012	ALB	Phantom Stock	Common Stock (161)	·	·	161	Acquired
Jan. 1, 2012	ALB	Phantom Stock	Common Stock (53)	·	·	53	Acquired
Oct. 1, 2011	ALB	Phantom Stock	Common Stock (205)	·	·	205	Acquired
Oct. 1, 2011	ALB	Phantom Stock	Common Stock (63)	·	·	63	Acquired
July 1, 2011	ALB	Phantom Stock	Common Stock (120)	·	·	120	Acquired
May 11, 2011	ALB	Phantom Stock	Common Stock (1,200)	·	·	1,200	Acquired
April 1, 2011	ALB	Phantom Stock	Common Stock (146)	·	·	146	Acquired
Jan. 3, 2011	ALB	Phantom Stock	Common Stock (167)	·	·	167	Acquired
Oct. 1, 2010	ALB	Phantom Stock	Common Stock (268)	·	·	268	Acquired
July 1, 2010	ALB	Phantom Stock	Common Stock (316)	·	·	316	Acquired
April 20, 2010	ALB	Phantom Stock	Common Stock (1,550)	·	·	1,550	Acquired
April 1, 2010	ALB	Phantom Stock	Common Stock (294)	·	·	294	Acquired
Jan. 1, 2010	ALB	Phantom Stock	Common Stock (345)	·	·	345	Acquired
Oct. 1, 2009	ALB	Phantom Stock	Common Stock (361)	·	·	361	Acquired
July 1, 2009	ALB	Phantom Stock	Common Stock (576)	·	·	576	Acquired
May 13, 2009	ALB	Phantom Stock	Common Stock (2,700)	·	·	2,700	Acquired
April 1, 2009	ALB	Phantom Stock	Common Stock (576)	·	·	576	Acquired
Jan. 1, 2009	ALB	Phantom Stock	Common Stock (563)	·	·	563	Acquired
Oct. 15, 2008	ALB	Phantom Stock	Common Stock (418)	·	·	418	Acquired
July 15, 2008	ALB	Phantom Stock	Common Stock (318)	·	·	318	Acquired
April 1, 2008	ALB	Phantom Stock	Common Stock (338)	·	·	338	Acquired
Jan. 15, 2008	ALB	Phantom Stock	Common Stock (292)	·	·	292	Acquired
Oct. 15, 2007	ALB	Phantom Stock	Common Stock (230)	·	·	230	Acquired
July 16, 2007	ALB	Phantom Stock	Common Stock	·	·	259	Disposed
April 16, 2007	ALB	Phantom Stock	Common Stock	·	·	251	Acquired
Jan. 16, 2007	ALB	Phantom Stock	Common Stock	·	·	117	Acquired
Oct. 30, 2006	TROW	Stock Options (Right to buy)	Common Stock (4,000)	$46.83	Oct. 30, 2016	4,000	Acquired
Oct. 13, 2006	ALB	Phantom Stock	Common Stock	·	·	152	Acquired
July 14, 2006	ALB	Phantom Stock	Common Stock	·	·	191	Acquired
May 1, 2006	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$81.86	May 1, 2016	2,000	Acquired
April 15, 2006	ALB	Phantom Stock	Common Stock	·	·	189	Acquired
Jan. 15, 2006	ALB	Phantom Stock	Common Stock	·	·	220	Acquired
Oct. 31, 2005	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$65.52	Oct. 31, 2015	2,000	Acquired
Oct. 15, 2005	ALB	Phantom Stock	Common Stock	·	·	236	Acquired
July 15, 2005	ALB	Phantom Stock	Common Stock	·	·	233	Acquired
April 29, 2005	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$55.17	April 29, 2015	2,000	Acquired
April 15, 2005	ALB	Phantom Stock	Common Stock	·	·	250	Acquired
Jan. 18, 2005	ALB	Phantom Stock	Common Stock	·	·	252	Acquired
Sept. 9, 2004	TROW	Stock Options (Right to buy)	Common Stock (10,000)	$49.63	Sept. 9, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 27, 2004	ALB	No securities owned	0	Direct
Aug. 20, 2004	MKL	No securities are beneficially owned	0	Direct

Holdings reported on Form 4 28 reported holdings

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
April 4, 2012	ALB	Common Stock	3,225	·	·	Direct
Jan. 4, 2012	ALB	Common Stock	3,225	·	·	Direct
Oct. 4, 2011	ALB	Common Stock	3,225	·	·	Direct
July 6, 2011	ALB	Common Stock	3,225	·	·	Direct
May 13, 2011	ALB	Common Stock	3,225	·	·	Direct
April 5, 2011	ALB	Common Stock	3,225	·	·	Direct
Jan. 5, 2011	ALB	Common Stock	3,225	·	·	Direct
Oct. 5, 2010	ALB	Common Stock	3,225	·	·	Direct
July 2, 2010	ALB	Common Stock	3,225	·	·	Direct
April 22, 2010	ALB	Common Stock	3,225	·	·	Direct
April 5, 2010	ALB	Common Stock	3,225	·	·	Direct
Jan. 5, 2010	ALB	Common Stock	3,225	·	·	Direct
Oct. 2, 2009	ALB	Common Stock	3,225	·	·	Direct
July 2, 2009	ALB	Common Stock	3,225	·	·	Direct
May 15, 2009	ALB	Common Stock	3,225	·	·	Direct
April 3, 2009	ALB	Common Stock	3,225	·	·	Direct
Jan. 5, 2009	ALB	Common Stock	3,225	·	·	Direct
Oct. 20, 2008	ALB	Common Stock	3,225	·	·	Direct
July 16, 2008	ALB	Common Stock	3,225	·	·	Direct
April 3, 2008	ALB	Common Stock	2,200	·	·	Direct
Jan. 16, 2008	ALB	Common Stock	1,800	·	·	Direct
Oct. 31, 2006	TROW	Common Stock	248	·	·	Direct
Oct. 31, 2006	TROW	Stock Options (Right to buy)→ Common Stock (20,000)	20,000	$24.82	Sept. 9, 2014	Direct
Oct. 31, 2006	TROW	Stock Options (Right to buy)→ Common Stock (4,000)	4,000	$27.58	April 29, 2015	Direct
Oct. 31, 2006	TROW	Stock Options (Right to buy)→ Common Stock (4,000)	4,000	$32.76	Oct. 31, 2015	Direct
Oct. 31, 2006	TROW	Stock Options (Right to buy)→ Common Stock (4,000)	4,000	$40.93	May 1, 2016	Direct
May 2, 2006	TROW	Common Stock	124	·	·	Direct
Nov. 2, 2005	TROW	Common Stock	124	·	·	Direct