Alfred J Novak
CIK 1388862 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 22, 2015 · Latest: Oct. 22, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
11 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 6, 2016 | LIVN | S | 4,000 | $51.12 | $204,480 | 13,020 Direct | -23.50% | Disposed | 53.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 1, 2026 | KTTAW | Stock Option (right to buy) | Common Stock (152,783) | $0.84 | April 30, 2036 | 152,783 | Acquired |
| Oct. 24, 2025 | KTTAW | Stock Option (right to buy) | Common Stock (42,913) | $0.72 | Oct. 23, 2035 | 42,913 | Acquired |
| March 1, 2024 | KTTAW | Stock Option (right to buy) | Common Stock (5,000) | — | Feb. 28, 2034 | 5,000 | Acquired |
| March 1, 2024 | KTTAW | Stock Option (right to buy) | Common Stock (5,000) | $8.34 | Feb. 28, 2034 | 5,000 | Acquired |
| Oct. 21, 2022 | KTTAW | Stock Option (to acquire Common Stock) | Common Stock (100,000) | $1.06 | Oct. 21, 2032 | 100,000 | Acquired |
| Aug. 5, 2016 | LIVN | Restricted Stock Units | Common Stock (3,327) | — | — | 3,327 | Acquired |
| June 15, 2016 | LIVN | Restricted Stock Units | Common Stock (1,209) | — | — | 1,209 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.