Alfred Sommer

Insider

First SEC filing: June 30, 2011 · Latest: June 30, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 30, 2016	TROW	A	85	$73.90	$6,282	24,154 Direct	+0.35%	Acquired	52.2% (price as of 2026-08-20)
Dec. 30, 2015	TROW	A	84	$72.09	$6,056	24,069 Direct	+0.35%	Acquired	56.1% (price as of 2026-08-20)
Oct. 27, 2015	TROW	A	1,300	—	—	23,985 Direct	+5.73%	Acquired	(price as of 2026-08-20)
Sept. 29, 2015	TROW	A	88	$68.27	$6,008	22,685 Direct	+0.39%	Acquired	64.8% (price as of 2026-08-20)
June 29, 2015	TROW	A	77	$77.47	$5,965	22,597 Direct	+0.34%	Acquired	45.2% (price as of 2026-08-20)
April 27, 2015	TROW	A	1,300	—	—	22,521 Direct	+6.13%	Acquired	(price as of 2026-08-20)
April 23, 2015	TROW	A	272	$82.07	$22,323	21,221 Direct	+1.30%	Acquired	37.1% (price as of 2026-08-20)
March 30, 2015	TROW	A	70	$81.74	$5,722	20,949 Direct	+0.34%	Acquired	37.6% (price as of 2026-08-20)
Dec. 30, 2014	TROW	A	56	$86.91	$4,867	20,879 Direct	+0.27%	Acquired	29.5% (price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 7, 2014	TROW	S	12,186	$83.02	$1,011,682	20,823 Direct	-36.92%	Disposed	35.5% (price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	$46.11	$187,299	33,009 Direct	+14.03%	Acquired	144.0% (price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	$40.30	$163,699	28,947 Direct	+16.32%	Acquired	179.2% (price as of 2026-08-20)
Nov. 7, 2014	TROW	M	4,062	$32.26	$131,040	24,885 Direct	+19.51%	Acquired	248.8% (price as of 2026-08-20)
Oct. 28, 2014	TROW	A	1,250	—	—	20,823 Direct	+6.39%	Acquired	(price as of 2026-08-20)
Sept. 29, 2014	TROW	A	61	$78.52	$4,790	19,573 Direct	+0.31%	Acquired	43.3% (price as of 2026-08-20)
June 27, 2014	TROW	A	57	$83.78	$4,775	19,511 Direct	+0.29%	Acquired	34.3% (price as of 2026-08-20)
April 29, 2014	TROW	A	1,250	—	—	19,454 Direct	+6.87%	Acquired	(price as of 2026-08-20)
March 28, 2014	TROW	A	58	$81.67	$4,737	18,204 Direct	+0.32%	Acquired	37.8% (price as of 2026-08-20)
Dec. 27, 2013	TROW	A	49	—	—	18,146 Direct	+0.27%	Acquired	(price as of 2026-08-20)
Oct. 30, 2013	TROW	M	4,062	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 30, 2013	TROW	M	5,078	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 30, 2013	TROW	S	9,140	$78.06	$713,468	18,097 Direct	-33.56%	Disposed	44.1% (price as of 2026-08-20)
Oct. 30, 2013	TROW	M	4,062	$27.16	$110,324	27,237 Direct	+17.53%	Acquired	314.2% (price as of 2026-08-20)
Oct. 30, 2013	TROW	M	5,078	$27.46	$139,442	23,175 Direct	+28.06%	Acquired	309.7% (price as of 2026-08-20)
Oct. 29, 2013	TROW	A	1,250	—	—	18,097 Direct	+7.42%	Acquired	(price as of 2026-08-20)
Sept. 27, 2013	TROW	A	56	$72.45	$4,057	16,847 Direct	+0.33%	Acquired	55.3% (price as of 2026-08-20)
June 27, 2013	TROW	A	55	$73.66	$4,051	16,790 Direct	+0.33%	Acquired	52.7% (price as of 2026-08-20)
April 29, 2013	TROW	A	1,250	—	—	16,735 Direct	+8.07%	Acquired	(price as of 2026-08-20)
April 1, 2013	TROW	S	5,078	$74.99	$380,799	15,485 Direct	-24.69%	Disposed	50.0% (price as of 2026-08-20)
April 1, 2013	TROW	M	5,078	$25.25	$128,220	20,563 Direct	+32.79%	Acquired	345.6% (price as of 2026-08-20)
April 1, 2013	TROW	M	5,078	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 27, 2013	TROW	A	54	$74.15	$4,004	15,485 Direct	+0.35%	Acquired	51.7% (price as of 2026-08-20)
Dec. 28, 2012	TROW	A	164	$63.93	$10,485	15,431 Direct	+1.07%	Acquired	76.0% (price as of 2026-08-20)
Dec. 27, 2012	TROW	A	54	$65.05	$3,513	15,267 Direct	+0.35%	Acquired	73.0% (price as of 2026-08-20)
Oct. 31, 2012	TROW	A	1,200	—	—	15,212 Direct	+8.56%	Acquired	(price as of 2026-08-20)
Sept. 27, 2012	TROW	A	56	$63.28	$3,544	14,012 Direct	+0.40%	Acquired	77.8% (price as of 2026-08-20)
Aug. 8, 2012	BDX	A	2,276	$49.05	$111,638	18,504 Direct	+14.03%	Acquired	398.1% (price as of 2026-08-20)
Aug. 8, 2012	BDX	A	2,160	$57.21	$123,574	20,664 Direct	+11.67%	Acquired	327.1% (price as of 2026-08-20)
Aug. 8, 2012	BDX	S	4,436	$75.38	$334,386	16,228 Direct	-21.47%	Disposed	224.1% (price as of 2026-08-20)
Aug. 8, 2012	BDX	M	2,276	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 8, 2012	BDX	M	2,160	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 28, 2012	TROW	A	58	$60.74	$3,523	13,957 Direct	+0.42%	Acquired	85.2% (price as of 2026-08-20)
April 27, 2012	TROW	A	1,200	—	—	13,899 Direct	+9.45%	Acquired	(price as of 2026-08-20)
March 29, 2012	TROW	A	54	$64.10	$3,461	12,699 Direct	+0.43%	Acquired	75.5% (price as of 2026-08-20)
Jan. 31, 2012	BDX	A	2,132	—	—	16,228 Direct	+15.12%	Acquired	(price as of 2026-08-20)
Dec. 28, 2011	TROW	A	56	$56.29	$3,152	12,645 Direct	+0.44%	Acquired	99.9% (price as of 2026-08-20)
Dec. 28, 2011	TROW	A	56	$56.29	$3,152	12,645 Direct	+0.44%	Acquired	99.9% (price as of 2026-08-20)
Oct. 28, 2011	TROW	A	1,200	—	—	12,589 Direct	+10.54%	Acquired	(price as of 2026-08-20)
Sept. 28, 2011	TROW	A	65	$48.52	$3,154	11,389 Direct	+0.57%	Acquired	131.9% (price as of 2026-08-20)
June 28, 2011	TROW	A	53	$58.53	$3,102	11,324 Direct	+0.47%	Acquired	92.2% (price as of 2026-08-20)
April 27, 2011	TROW	A	1,200	—	—	11,271 Direct	+11.92%	Acquired	(price as of 2026-08-20)
March 29, 2011	TROW	A	48	$65.17	$3,128	10,071 Direct	+0.48%	Acquired	72.6% (price as of 2026-08-20)
Feb. 1, 2011	BDX	A	1,798	—	—	13,880 Direct	+14.88%	Acquired	(price as of 2026-08-20)
Dec. 28, 2010	TROW	A	42	$64.38	$2,704	10,023 Direct	+0.42%	Acquired	74.8% (price as of 2026-08-20)
Dec. 10, 2010	TROW	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2010	TROW	S	15,000	$62.89	$943,350	9,981 Direct	-60.05%	Disposed	78.9% (price as of 2026-08-20)
Dec. 10, 2010	TROW	M	15,000	$18.94	$284,100	24,981 Direct	+150.29%	Acquired	494.0% (price as of 2026-08-20)
Nov. 2, 2010	TROW	M	5,000	$56.29	$281,450	14,981 Direct	+50.10%	Acquired	99.9% (price as of 2026-08-20)
Nov. 2, 2010	TROW	S	5,000	$56.42	$282,100	9,981 Direct	-33.38%	Disposed	99.4% (price as of 2026-08-20)
Nov. 2, 2010	TROW	M	5,000	—	—	15,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Oct. 27, 2010	TROW	A	1,200	—	—	9,981 Direct	+13.67%	Acquired	(price as of 2026-08-20)
Sept. 28, 2010	TROW	A	47	$50.10	$2,355	8,781 Direct	+0.54%	Acquired	124.6% (price as of 2026-08-20)
June 28, 2010	TROW	A	50	$46.99	$2,350	8,734 Direct	+0.58%	Acquired	139.4% (price as of 2026-08-20)
April 28, 2010	TROW	A	1,200	—	—	8,684 Direct	+16.03%	Acquired	(price as of 2026-08-20)
March 29, 2010	TROW	A	36	$55.36	$1,993	7,484 Direct	+0.48%	Acquired	103.2% (price as of 2026-08-20)
March 4, 2010	BDX	M	2,061	$38.46	$79,266	13,857 Direct	+17.47%	Acquired	535.3% (price as of 2026-08-20)
March 4, 2010	BDX	S	2,061	$78.54	$161,871	11,796 Direct	-14.87%	Disposed	211.1% (price as of 2026-08-20)
March 4, 2010	BDX	M	2,061	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 2, 2010	BDX	A	1,953	—	—	11,796 Direct	+19.84%	Acquired	(price as of 2026-08-20)
Dec. 29, 2009	TROW	A	35	—	—	7,448 Direct	+0.47%	Acquired	(price as of 2026-08-20)
Oct. 28, 2009	TROW	A	1,200	—	—	7,413 Direct	+19.31%	Acquired	(price as of 2026-08-20)
Sept. 28, 2009	TROW	A	33	—	—	6,213 Direct	+0.53%	Acquired	(price as of 2026-08-20)
June 29, 2009	TROW	A	37	—	—	6,180 Direct	+0.60%	Acquired	(price as of 2026-08-20)
April 27, 2009	TROW	A	1,200	—	—	6,143 Direct	+24.28%	Acquired	(price as of 2026-08-20)
March 30, 2009	TROW	A	45	—	—	4,943 Direct	+0.92%	Acquired	(price as of 2026-08-20)
Feb. 3, 2009	BDX	A	2,003	—	—	9,704 Direct	+26.01%	Acquired	(price as of 2026-08-20)
Dec. 30, 2008	TROW	A	35	—	—	4,898 Direct	+0.72%	Acquired	(price as of 2026-08-20)
Oct. 29, 2008	TROW	A	1,200	—	—	4,863 Direct	+32.76%	Acquired	(price as of 2026-08-20)
Sept. 29, 2008	TROW	A	18	—	—	3,663 Direct	+0.49%	Acquired	(price as of 2026-08-20)
June 27, 2008	TROW	A	15	—	—	3,646 Direct	+0.41%	Acquired	(price as of 2026-08-20)
April 29, 2008	TROW	A	1,200	—	—	3,630 Direct	+49.38%	Acquired	(price as of 2026-08-20)
March 28, 2008	TROW	A	12	—	—	2,430 Direct	+0.50%	Acquired	(price as of 2026-08-20)
Feb. 11, 2008	BDX	M	2,327	$36.93	$85,936	9,913 Direct	+30.67%	Acquired	561.6% (price as of 2026-08-20)
Feb. 11, 2008	BDX	S	2,327	$89.02	$207,150	7,586 Direct	-23.47%	Disposed	174.5% (price as of 2026-08-20)
Feb. 11, 2008	BDX	M	2,327	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 29, 2008	BDX	A	1,575	—	—	7,586 Direct	+26.20%	Acquired	(price as of 2026-08-20)
Jan. 11, 2008	TROW	A	11	—	—	2,418 Direct	+0.46%	Acquired	(price as of 2026-08-20)
Oct. 26, 2007	TROW	A	1,200	—	—	2,407 Direct	+99.42%	Acquired	(price as of 2026-08-20)
Oct. 5, 2007	TROW	A	4	—	—	1,207 Direct	+0.33%	Acquired	(price as of 2026-08-20)
July 9, 2007	TROW	A	4	—	—	1,204 Direct	+0.33%	Acquired	(price as of 2026-08-20)
May 4, 2007	BDX	M	2,781	$32.07	$89,187	8,701 Direct	+46.98%	Acquired	661.9% (price as of 2026-08-20)
May 4, 2007	BDX	S	2,781	$80.33	$223,398	5,920 Direct	-31.96%	Disposed	204.2% (price as of 2026-08-20)
May 4, 2007	BDX	M	2,781	—	—	2,781 Direct	-50.00%	Disposed	(price as of 2026-08-20)
April 30, 2007	TROW	A	1,200	—	—	1,200 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 30, 2006	TROW	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-20)
May 1, 2006	TROW	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2006	BDX	A	1,561	—	—	5,920 Direct	+35.81%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 125 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 7, 2014	TROW	Stock Options (Right to Buy)	Common Stock (4,062)	$46.11	Oct. 30, 2016	4,062	Disposed
Nov. 7, 2014	TROW	Stock Options (Right to Buy)	Common Stock (4,062)	$40.30	May 1, 2016	4,062	Disposed
Nov. 7, 2014	TROW	Stock Options (Right to Buy)	Common Stock (4,062)	$32.26	Oct. 31, 2015	4,062	Disposed
Oct. 30, 2013	TROW	Stock Options (Right to Buy)	Common Stock (4,062)	$27.16	April 29, 2015	4,062	Disposed
Oct. 30, 2013	TROW	Stock Options (Right to Buy)	Common Stock (5,078)	$27.46	Oct. 29, 2014	5,078	Disposed
April 1, 2013	TROW	Stock Options (Right to Buy)	Common Stock (5,078)	$25.25	April 30, 2014	5,078	Disposed
Aug. 8, 2012	BDX	Stock Option (right to buy)	Common Stock (2,276)	$49.05	Feb. 11, 2014	2,276	Disposed
Aug. 8, 2012	BDX	Stock Option (right to buy)	Common Stock (2,160)	$57.21	Feb. 1, 2015	2,160	Disposed
Dec. 10, 2010	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (15,000)	$18.94	June 5, 2013	15,000	Disposed
Nov. 2, 2010	TROW	Non-qualified Stock Option (Right to Buy)	Common Stock (5,000)	$18.94	June 5, 2013	5,000	Disposed
March 4, 2010	BDX	Stock Option (right to buy)	Common Stock (2,061)	$38.46	Feb. 13, 2011	2,061	Disposed
Feb. 11, 2008	BDX	Stock Option (right to buy)	Common Stock (2,327)	$36.93	Feb. 13, 2012	2,327	Disposed
May 4, 2007	BDX	Stock Option (right to buy)	Common Stock (2,781)	$32.07	Feb. 11, 2013	2,781	Disposed
Oct. 30, 2006	TROW	Stock Options (Right to buy)	Common Stock (4,000)	$46.83	Oct. 30, 2016	4,000	Acquired
May 1, 2006	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$81.86	May 1, 2016	2,000	Acquired
Jan. 31, 2006	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (258)	—	—	258	Acquired
Oct. 31, 2005	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (274)	—	—	274	Acquired
Oct. 31, 2005	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$65.52	Oct. 31, 2015	2,000	Acquired
July 29, 2005	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (251)	—	—	251	Acquired
April 29, 2005	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (238)	—	—	238	Acquired
April 29, 2005	TROW	Stock Options (Right to buy)	Common Stock (2,000)	$55.17	April 29, 2015	2,000	Acquired
Feb. 1, 2005	BDX	Stock Option (right to buy)	Common Stock (2,160)	$56.15	Feb. 1, 2015	2,160	Acquired
Jan. 31, 2005	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (407)	—	—	407	Acquired
Dec. 6, 2004	BDX	Stock Option (right to buy)	Common Stock (2,934)	$25.63	Feb. 8, 2010	2,934	Disposed
Oct. 29, 2004	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (269)	—	—	269	Acquired
Oct. 29, 2004	TROW	Stock Options (Right to buy)	Common Stock (2,500)	$55.77	Oct. 29, 2014	2,500	Acquired
July 30, 2004	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (296)	—	—	296	Acquired
April 30, 2004	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (273)	—	—	273	Acquired
April 30, 2004	TROW	Stock Options (Right to buy)	Common Stock (2,500)	$51.28	April 30, 2014	2,500	Acquired
Feb. 11, 2004	BDX	Stock Option (right to buy)	Common Stock (2,276)	$49.05	Feb. 11, 2014	2,276	Acquired
Jan. 30, 2004	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (344)	—	—	344	Acquired
Jan. 2, 2004	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (32)	—	—	32	Acquired
Oct. 31, 2003	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (381)	—	—	381	Acquired
Oct. 1, 2003	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (23)	—	—	23	Acquired
July 31, 2003	BDX	Rights to Common Stock Under 1996 Directors Deferral Plan	Common Stock (370)	—	—	370	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).