Ali M Bahaj

Insider

First SEC filing: Feb. 1, 2006 · Latest: Feb. 1, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT selling Jan. 6, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

59 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 31, 2006	CAT	A	35	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 6, 2006	CAT	M	13,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 6, 2006	CAT	S	25,576	$60.00	$1,534,560	43,481 Direct	-37.04%	Disposed	1247.6% (price as of 2026-08-20)
Jan. 6, 2006	CAT	M	13,900	$26.76	$371,964	69,057 Direct	+25.20%	Acquired	2921.4% (price as of 2026-08-20)
Dec. 30, 2005	CAT	A	41	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2005	CAT	A	41	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 1, 2005	CAT	G	100	—	—	54,616 Direct	-0.18%	Disposed	(price as of 2026-08-20)
Oct. 31, 2005	CAT	A	45	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 26, 2005	CAT	I	6,038	$50.55	$305,221	54,716 Direct	+12.40%	Acquired	1499.5% (price as of 2026-08-20)
Sept. 30, 2005	CAT	A	40	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 31, 2005	CAT	A	42	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
July 29, 2005	CAT	A	44	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
July 28, 2005	CAT	M	3,208	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	3,590	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	5,202	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	8,698	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	9,392	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	9,010	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	M	8,732	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2005	CAT	S	2,322	$54.01	$125,411	48,678 Direct	-4.55%	Disposed	1397.0% (price as of 2026-08-20)
July 28, 2005	CAT	S	35,832	$54.00	$1,934,928	51,000 Direct	-41.27%	Disposed	1397.3% (price as of 2026-08-20)
July 28, 2005	CAT	M	3,208	$31.17	$99,993	86,832 Direct	+3.84%	Acquired	2493.9% (price as of 2026-08-20)
July 28, 2005	CAT	M	3,590	$27.84	$99,946	83,624 Direct	+4.49%	Acquired	2804.2% (price as of 2026-08-20)
July 28, 2005	CAT	M	5,202	$19.20	$99,878	80,034 Direct	+6.95%	Acquired	4111.1% (price as of 2026-08-20)
July 28, 2005	CAT	M	8,698	$19.20	$167,002	74,832 Direct	+13.15%	Acquired	4111.1% (price as of 2026-08-20)
July 28, 2005	CAT	M	9,392	$31.17	$292,749	66,134 Direct	+16.55%	Acquired	2493.9% (price as of 2026-08-20)
July 28, 2005	CAT	M	9,010	$27.84	$250,838	56,742 Direct	+18.88%	Acquired	2804.2% (price as of 2026-08-20)
July 28, 2005	CAT	M	8,732	$25.83	$225,548	47,732 Direct	+22.39%	Acquired	3030.2% (price as of 2026-08-20)
June 30, 2005	CAT	A	24	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
May 31, 2005	CAT	A	25	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2005	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 31, 2005	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 4, 2005	CAT	A	685	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2005	CAT	A	22	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 25, 2005	CAT	M	1,934	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2005	CAT	M	1,934	$51.66	$99,910	18,936 Direct	+11.38%	Acquired	3030.2% (price as of 2026-08-20)
Feb. 18, 2005	CAT	A	936	—	—	936 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2005	CAT	J	32,000	—	—	32,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2005	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2004	CAT	A	21	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2004	CAT	A	23	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 12, 2004	CAT	G	100	—	—	16,835 Direct	-0.59%	Disposed	(price as of 2026-08-20)
Oct. 29, 2004	CAT	A	26	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 30, 2004	CAT	A	26	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 31, 2004	CAT	A	29	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
July 30, 2004	CAT	A	28	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
June 30, 2004	CAT	A	26	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
June 8, 2004	CAT	J	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
May 28, 2004	CAT	A	28	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
May 7, 2004	CAT	M	2,850	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 7, 2004	CAT	F	1,689	$77.82	$131,438	16,472 Direct	-9.30%	Disposed	1977.9% (price as of 2026-08-20)
May 7, 2004	CAT	M	2,850	$32.91	$93,794	18,161 Direct	+18.61%	Acquired	4813.6% (price as of 2026-08-20)
April 30, 2004	CAT	A	27	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 31, 2004	CAT	A	538	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 31, 2004	CAT	A	24	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2004	CAT	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 5, 2004	CAT	M	2,000	$32.91	$65,820	15,170 Direct	+15.19%	Acquired	4813.6% (price as of 2026-08-20)
Jan. 20, 2004	CAT	F	63	$83.11	$5,236	13,170 Direct	-0.48%	Disposed	1845.7% (price as of 2026-08-20)
July 28, 2003	CAT	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2003	CAT	M	1,038	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2003	CAT	M	1,038	$32.91	$34,161	13,159 Direct	+8.56%	Acquired	4813.6% (price as of 2026-08-20)
July 28, 2003	CAT	M	1,500	$30.16	$45,240	12,121 Direct	+14.12%	Acquired	5261.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 31, 2006	CAT	Phantom Stock Units	Common (35)	—	—	35	Acquired
Jan. 6, 2006	CAT	Employee Stock Option [F3]	Common (13,900)	$26.76	June 12, 2011	13,900	Disposed
Dec. 30, 2005	CAT	Phantom Stock Units	Common (41)	—	—	41	Acquired
Nov. 30, 2005	CAT	Phantom Stock Units	Common (41)	—	—	41	Acquired
Oct. 31, 2005	CAT	Phantom Stock Units	Common (45)	—	—	45	Acquired
Sept. 30, 2005	CAT	Phantom Stock Units	Common (40)	—	—	40	Acquired
Aug. 31, 2005	CAT	Phantom Stock Units	Common (42)	—	—	42	Acquired
July 29, 2005	CAT	Phantom Stock Units	Common (44)	—	—	44	Acquired
July 28, 2005	CAT	Employee Stock Option [F5]	Common (3,208)	$31.17	June 8, 2009	3,208	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (3,590)	$27.84	June 9, 2008	3,590	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (5,202)	$19.20	June 12, 2010	5,202	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (8,698)	$19.20	June 12, 2010	8,698	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (9,392)	$31.17	June 8, 2009	9,392	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (9,010)	$27.84	June 9, 2008	9,010	Disposed
July 28, 2005	CAT	Employee Stock Option [F5]	Common (8,732)	$25.83	June 10, 2007	8,732	Disposed
June 30, 2005	CAT	Phantom Stock Units	Common (24)	—	—	24	Acquired
May 31, 2005	CAT	Phantom Stock Units	Common (25)	—	—	25	Acquired
April 29, 2005	CAT	Phantom Stock Units	Common (27)	—	—	27	Acquired
March 31, 2005	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
March 4, 2005	CAT	Phantom Stock Units	Common (685)	—	—	685	Acquired
Feb. 28, 2005	CAT	Phantom Stock Units	Common (22)	—	—	22	Acquired
Feb. 25, 2005	CAT	Employee Stock Option [F3]	Common (1,934)	$51.66	June 10, 2007	1,934	Disposed
Feb. 18, 2005	CAT	Phantom Stock Units	Common (936)	—	—	936	Acquired
Feb. 18, 2005	CAT	Option (NQ) [F3]	Common (32,000)	$91.28	Feb. 18, 2015	32,000	Acquired
Jan. 31, 2005	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
Dec. 31, 2004	CAT	Phantom Stock Units	Common (21)	—	—	21	Acquired
Nov. 30, 2004	CAT	Phantom Stock Units	Common (23)	—	—	23	Acquired
Oct. 29, 2004	CAT	Phantom Stock Units	Common (26)	—	—	26	Acquired
Sept. 30, 2004	CAT	Phantom Stock Units	Common (26)	—	—	26	Acquired
Aug. 31, 2004	CAT	Phantom Stock Units	Common (29)	—	—	29	Acquired
July 30, 2004	CAT	Phantom Stock Units	Common (28)	—	—	28	Acquired
June 30, 2004	CAT	Phantom Stock Units	Common (26)	—	Aug. 8, 1988	26	Acquired
June 8, 2004	CAT	Option (NQ) [F3]	Common (30,000)	$77.26	June 8, 2014	30,000	Acquired
May 28, 2004	CAT	Phantom Stock Units	Common (28)	—	Aug. 8, 1988	28	Acquired
May 7, 2004	CAT	Employee Stock Option [F3]	Common (2,850)	$32.91	June 11, 2006	2,850	Disposed
April 30, 2004	CAT	Phantom Stock Units	Common (27)	—	Aug. 8, 1988	27	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (538)	—	Aug. 8, 1988	538	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (24)	—	Aug. 8, 1988	24	Acquired
March 5, 2004	CAT	Employee Stock Option [F3]	Common (2,000)	$32.91	June 11, 2006	2,000	Disposed
July 28, 2003	CAT	Employee Stock Option [F3]	Common (1,500)	$30.16	June 6, 2005	1,500	Disposed
July 28, 2003	CAT	Employee Stock Option [F3]	Common (1,038)	$32.91	June 11, 2006	1,038	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).