Alison Nicoll
CIK 1833661 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 15, 2020 · Latest: Dec. 15, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
11 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 20, 2021 | UPST | S 10b5-1 | 349 | $367.88 | $128,390 | 14,230 Direct | -2.39% | Disposed | -92.1% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 406 | $367.02 | $149,010 | 14,579 Direct | -2.71% | Disposed | -92.0% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 892 | $365.77 | $326,267 | 14,985 Direct | -5.62% | Disposed | -92.0% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 1,225 | $364.64 | $446,684 | 15,877 Direct | -7.16% | Disposed | -92.0% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 1,656 | $363.48 | $601,923 | 17,102 Direct | -8.83% | Disposed | -92.0% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 2,486 | $362.02 | $899,982 | 18,758 Direct | -11.70% | Disposed | -91.9% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 1,792 | $361.01 | $646,930 | 21,244 Direct | -7.78% | Disposed | -91.9% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 2,672 | $359.65 | $960,985 | 23,036 Direct | -10.39% | Disposed | -91.9% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 3,328 | $358.82 | $1,194,153 | 25,708 Direct | -11.46% | Disposed | -91.9% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 3,083 | $357.72 | $1,102,851 | 29,036 Direct | -9.60% | Disposed | -91.8% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 2,005 | $356.43 | $714,642 | 32,119 Direct | -5.88% | Disposed | -91.8% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 2,110 | $355.43 | $749,957 | 34,124 Direct | -5.82% | Disposed | -91.8% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 319 | $353.68 | $112,824 | 36,234 Direct | -0.87% | Disposed | -91.7% (price as of 2026-08-21) |
| Oct. 20, 2021 | UPST | S 10b5-1 | 177 | $352.62 | $62,414 | 36,553 Direct | -0.48% | Disposed | -91.7% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 400 | $345.34 | $138,136 | 14,230 Direct | -2.73% | Disposed | -91.5% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,441 | $344.70 | $496,713 | 14,630 Direct | -8.97% | Disposed | -91.5% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,133 | $343.37 | $389,038 | 16,071 Direct | -6.59% | Disposed | -91.5% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,400 | $342.19 | $479,066 | 17,204 Direct | -7.53% | Disposed | -91.5% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 2,100 | $341.07 | $716,247 | 18,604 Direct | -10.14% | Disposed | -91.4% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,400 | $340.00 | $476,000 | 20,704 Direct | -6.33% | Disposed | -91.4% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 800 | $339.07 | $271,256 | 22,104 Direct | -3.49% | Disposed | -91.4% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,924 | $337.95 | $650,216 | 22,904 Direct | -7.75% | Disposed | -91.3% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,400 | $336.31 | $470,834 | 24,828 Direct | -5.34% | Disposed | -91.3% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 2,150 | $335.27 | $720,830 | 26,228 Direct | -7.58% | Disposed | -91.3% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 3,402 | $334.40 | $1,137,629 | 28,378 Direct | -10.70% | Disposed | -91.3% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 2,000 | $333.54 | $667,080 | 31,780 Direct | -5.92% | Disposed | -91.2% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 1,403 | $332.32 | $466,245 | 33,780 Direct | -3.99% | Disposed | -91.2% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 697 | $331.18 | $230,832 | 35,183 Direct | -1.94% | Disposed | -91.2% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 400 | $329.99 | $131,996 | 35,880 Direct | -1.10% | Disposed | -91.1% (price as of 2026-08-21) |
| Oct. 13, 2021 | UPST | S 10b5-1 | 450 | $328.81 | $147,964 | 36,280 Direct | -1.23% | Disposed | -91.1% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 181 | $312.10 | $56,490 | 14,230 Direct | -1.26% | Disposed | -90.6% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 522 | $311.43 | $162,566 | 14,411 Direct | -3.50% | Disposed | -90.6% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 920 | $309.87 | $285,080 | 14,933 Direct | -5.80% | Disposed | -90.6% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,869 | $308.66 | $576,886 | 15,853 Direct | -10.55% | Disposed | -90.5% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 2,872 | $307.62 | $883,485 | 17,722 Direct | -13.95% | Disposed | -90.5% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 2,571 | $306.48 | $787,960 | 20,594 Direct | -11.10% | Disposed | -90.5% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,313 | $305.47 | $401,082 | 23,165 Direct | -5.36% | Disposed | -90.4% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,477 | $303.99 | $448,993 | 24,478 Direct | -5.69% | Disposed | -90.4% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 772 | $302.03 | $233,167 | 25,955 Direct | -2.89% | Disposed | -90.3% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 867 | $300.33 | $260,386 | 26,727 Direct | -3.14% | Disposed | -90.3% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 552 | $298.06 | $164,529 | 27,594 Direct | -1.96% | Disposed | -90.2% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 2,018 | $295.17 | $595,653 | 28,146 Direct | -6.69% | Disposed | -90.1% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,876 | $294.26 | $552,032 | 30,164 Direct | -5.86% | Disposed | -90.1% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,303 | $293.11 | $381,922 | 32,040 Direct | -3.91% | Disposed | -90.0% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 171 | $291.29 | $49,811 | 33,343 Direct | -0.51% | Disposed | -90.0% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,555 | $290.67 | $451,992 | 33,514 Direct | -4.43% | Disposed | -89.9% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 1,277 | $289.61 | $369,832 | 35,069 Direct | -3.51% | Disposed | -89.9% (price as of 2026-08-21) |
| Oct. 6, 2021 | UPST | S 10b5-1 | 384 | $288.13 | $110,642 | 36,346 Direct | -1.05% | Disposed | -89.9% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 400 | $330.65 | $132,260 | 14,230 Direct | -2.73% | Disposed | -91.2% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 1,100 | $329.62 | $362,582 | 14,630 Direct | -6.99% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 1,400 | $328.72 | $460,208 | 15,730 Direct | -8.17% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,000 | $327.79 | $655,580 | 17,130 Direct | -10.45% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,000 | $326.74 | $653,480 | 19,130 Direct | -9.47% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,000 | $325.76 | $651,520 | 21,130 Direct | -8.65% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,200 | $324.63 | $714,186 | 23,130 Direct | -8.69% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 4,100 | $323.51 | $1,326,391 | 25,330 Direct | -13.93% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 1,700 | $322.05 | $547,485 | 29,430 Direct | -5.46% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,000 | $321.15 | $642,300 | 31,130 Direct | -6.04% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 2,687 | $320.12 | $860,162 | 33,130 Direct | -7.50% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 29, 2021 | UPST | S 10b5-1 | 913 | $318.82 | $291,083 | 35,817 Direct | -2.49% | Disposed | -90.8% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 194 | $333.66 | $64,730 | 14,230 Direct | -1.34% | Disposed | -91.2% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,285 | $331.27 | $425,682 | 14,424 Direct | -8.18% | Disposed | -91.2% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 619 | $330.07 | $204,313 | 15,709 Direct | -3.79% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 225 | $328.68 | $73,953 | 16,328 Direct | -1.36% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,533 | $326.84 | $501,046 | 16,553 Direct | -8.48% | Disposed | -91.1% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,109 | $325.93 | $361,456 | 18,086 Direct | -5.78% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,120 | $324.77 | $363,742 | 19,195 Direct | -5.51% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 2,090 | $323.83 | $676,805 | 20,315 Direct | -9.33% | Disposed | -91.0% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,300 | $322.67 | $419,471 | 22,405 Direct | -5.48% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,375 | $321.42 | $441,952 | 23,705 Direct | -5.48% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,885 | $320.45 | $604,048 | 25,080 Direct | -6.99% | Disposed | -90.9% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 2,137 | $319.37 | $682,494 | 26,965 Direct | -7.34% | Disposed | -90.8% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 3,121 | $318.33 | $993,508 | 29,102 Direct | -9.69% | Disposed | -90.8% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,196 | $317.29 | $379,479 | 32,223 Direct | -3.58% | Disposed | -90.8% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,447 | $316.12 | $457,426 | 33,419 Direct | -4.15% | Disposed | -90.8% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 1,301 | $315.38 | $410,309 | 34,866 Direct | -3.60% | Disposed | -90.7% (price as of 2026-08-21) |
| Sept. 22, 2021 | UPST | S 10b5-1 | 563 | $313.94 | $176,748 | 36,167 Direct | -1.53% | Disposed | -90.7% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 200 | $261.79 | $52,358 | 36,530 Direct | -0.54% | Disposed | -88.8% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 800 | $262.95 | $210,360 | 35,730 Direct | -2.19% | Disposed | -88.9% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 500 | $264.16 | $132,080 | 35,230 Direct | -1.40% | Disposed | -88.9% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 717 | $265.06 | $190,048 | 34,513 Direct | -2.04% | Disposed | -89.0% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 2,283 | $266.25 | $607,849 | 32,230 Direct | -6.61% | Disposed | -89.0% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 1,400 | $267.38 | $374,332 | 30,830 Direct | -4.34% | Disposed | -89.1% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 1,821 | $268.52 | $488,975 | 29,009 Direct | -5.91% | Disposed | -89.1% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 2,679 | $269.60 | $722,258 | 26,330 Direct | -9.24% | Disposed | -89.2% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 2,000 | $270.58 | $541,160 | 24,330 Direct | -7.60% | Disposed | -89.2% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 1,700 | $271.46 | $461,482 | 22,630 Direct | -6.99% | Disposed | -89.2% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 1,700 | $272.57 | $463,369 | 20,930 Direct | -7.51% | Disposed | -89.3% (price as of 2026-08-21) |
| Sept. 15, 2021 | UPST | S 10b5-1 | 1,200 | $273.71 | $328,452 | 19,730 Direct | -5.73% | Disposed | -89.3% (price as of 2026-08-21) |
Showing latest 100 of 161 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Oct. 13, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Oct. 6, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Sept. 29, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Sept. 22, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Sept. 15, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Sept. 8, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Sept. 1, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Aug. 25, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| Aug. 18, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (22,500) | $0.23 | March 18, 2023 | 22,500 | Disposed |
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (24,460) | $125.28 | March 20, 2031 | 24,460 | Acquired |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy) | Common Stock (70,000) | $0.23 | March 18, 2023 | 70,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (350,435) | 350,435 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (74,565) | 74,565 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (75,000) | 75,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (25,000) | 25,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (125,000) | 125,000 | Direct |