Allan M Kline
CIK 1053571 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 10, 2005 · Latest: Nov. 10, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 10, 2007 | SWKS | S | 4,430 | $7.08 | $31,364 | 31,647 Direct | -12.28% | Disposed | 883.2% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 2,600 | $6.66 | $17,316 | 36,077 Direct | -6.72% | Disposed | 945.2% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 3,000 | $6.65 | $19,950 | 38,677 Direct | -7.20% | Disposed | 946.8% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 1,400 | $6.64 | $9,296 | 41,677 Direct | -3.25% | Disposed | 948.3% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 200 | $6.63 | $1,326 | 43,077 Direct | -0.46% | Disposed | 949.9% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 5,900 | $6.62 | $39,058 | 43,277 Direct | -12.00% | Disposed | 951.5% (price as of 2026-08-20) |
| Nov. 8, 2006 | SWKS | S 10b5-1 | 1,900 | $6.61 | $12,559 | 49,177 Direct | -3.72% | Disposed | 953.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 8, 2005 | SWKS | Stock Option (Right to Buy) | Common Stock (60,000) | $4.99 | Nov. 8, 2015 | 60,000 | Acquired |
| Nov. 10, 2004 | SWKS | Stock Option (Right to Buy) | Common Stock (64,530) | $8.93 | Nov. 10, 2014 | 64,530 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.