Allan Marshall
CIK 1279925 · View on SEC EDGAR ↗
First SEC filing: Aug. 30, 2021 · Latest: Aug. 30, 2021
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 24, 2006 | XPO | S | 83,000 | $0.75 | $62,250 | 2,596,217 Direct | -3.10% | Disposed | 18786.1% (price as of 2026-08-20) |
| Feb. 1, 2006 | XPO | S | 200,000 | $0.71 | $142,000 | 2,697,217 Direct | +8.01% | Acquired | 19850.1% (price as of 2026-08-20) |
| Nov. 30, 2005 | XPO | S | 64,400 | $0.72 | $46,368 | 3,087,876 Direct | -2.04% | Disposed | 19573.0% (price as of 2026-08-20) |
| Nov. 24, 2005 | XPO | S | 50,000 | $0.74 | $37,000 | 3,077,876 Direct | -1.60% | Disposed | 19041.3% (price as of 2026-08-20) |
| May 17, 2005 | XPO | P | 50,000 | $0.50 | $25,000 | 3,202,876 Direct | +1.59% | Acquired | 28229.2% (price as of 2026-08-20) |
| April 7, 2005 | XPO | P | 25,000 | $0.98 | $24,500 | 3,152,876 Direct | -0.79% | Disposed | 14353.7% (price as of 2026-08-20) |
| April 7, 2005 | XPO | P | 25,000 | $0.98 | $24,500 | 3,152,876 Direct | +0.80% | Acquired | 14353.7% (price as of 2026-08-20) |
| Dec. 10, 2004 | XPO | P | 40,000 | $1.10 | $44,000 | 3,127,876 Direct | +1.30% | Acquired | 12776.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 21, 2021 | UPXI | Option Grant | Common Stock (1,250,000) | — | — | 1,250,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 12 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 30, 2021 | UPXI | Common Stock | 2,527,778 | Direct |
| Aug. 30, 2021 | UPXI | Preferred Stock→ Common Stock (277,778) | 277,778 | Direct |
| Aug. 30, 2021 | UPXI | Employee Stock Option Grant→ Common Stock (833,333) | 833,333 | Direct |
| Aug. 26, 2021 | UPXI | Common Stock | 2,527,778 | Direct |
| Aug. 26, 2021 | UPXI | Preferred Stock→ Common Stock (277,778) | 277,778 | Direct |
| Aug. 26, 2021 | UPXI | Employee Stock Option Grant→ Common Stock (833,333) | 833,333 | Direct |
| June 24, 2021 | UPXI | Common Stock | 2,527,778 | Direct |
| June 24, 2021 | UPXI | Preferred Stock→ Common Stock (277,778) | 277,778 | Direct |
| June 24, 2021 | UPXI | Employee Stock Option Grant→ Common Stock (833,333) | 833,333 | Direct |
| Dec. 20, 2004 | XPO | Common Stock | 8,285 | Indirect |
| Dec. 20, 2004 | XPO | Common Stock | 3,087,876 | Direct |
| Dec. 20, 2004 | XPO | Option→ Common Stock (100,000) | 100,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
UPXI
CEO, and Director (1)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $840,000 | $399,231 | $171,000 | $1,091,963 | — | — | — | $2,502,194 |
| 2024 | $840,000 | $250,769 | — | — | — | — | — | $1,090,769 |
| 2023 | $840,000 | $341,068 | — | — | — | — | $90,000 | $1,271,068 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.