Insider at

04

Insider transactions

05
3 buys (P) 0 sells (S) Net: $400,500 + 6 non-open-market transactions below Avg return of open purchases vs now: -39.4% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 23, 2025 UPXI P 50,000 $1.80 $90,000 4,046,261 Direct +1.25% Acquired -33.6% (price as of 2026-10-05)
Dec. 16, 2025 UPXI P 50,000 $2.07 $103,500 3,996,261 Direct +1.27% Acquired -42.3% (price as of 2026-10-05)
Dec. 15, 2025 UPXI P 100,000 $2.07 $207,000 3,946,261 Direct +2.60% Acquired -42.3% (price as of 2026-10-05)
July 11, 2025 UPXI P 161,943 $4.94 $799,998 1,046,261 Direct +18.31% Acquired -75.8% (price as of 2026-10-05)
April 17, 2025 UPXI P 657,895 $2.28 $1,500,001 809,318 Direct +434.47% Acquired -47.6% (price as of 2026-10-05)
March 12, 2025 UPXI P 125,000 $2.60 $325,000 125,000 Direct · Acquired -54.0% (price as of 2026-10-05)
March 12, 2024 UPXI P 64,150 $0.57 $36,566 2,939,654 Direct +2.23% Acquired -89.5% (price as of 2026-10-05)
March 11, 2024 UPXI P 13,623 $0.60 $8,174 2,875,504 Direct +0.48% Acquired -90.0% (price as of 2026-10-05)
March 5, 2024 UPXI P 103,013 $0.70 $72,109 2,861,881 Direct +3.73% Acquired -91.5% (price as of 2026-10-05)
Dec. 15, 2023 UPXI P 4,535 $0.91 $4,127 2,758,868 Direct +0.16% Acquired -93.4% (price as of 2026-10-05)
Dec. 14, 2023 UPXI P 8,381 $0.98 $8,213 2,767,249 Direct +0.30% Acquired -93.9% (price as of 2026-10-05)
Dec. 7, 2023 UPXI P 90,001 $0.94 $84,601 2,754,333 Direct +3.38% Acquired -93.6% (price as of 2026-10-05)
Dec. 5, 2023 UPXI P 19,296 $0.84 $16,209 2,664,332 Direct +0.73% Acquired -92.9% (price as of 2026-10-05)
Dec. 4, 2023 UPXI P 34,178 $0.71 $24,266 2,645,036 Direct +1.31% Acquired -91.6% (price as of 2026-10-05)
Nov. 15, 2023 UPXI P 10b5-1 375,000 · · 2,458,333 Direct +18.00% Acquired (price as of 2026-10-05)
June 28, 2023 UPXI P 24,000 $2.26 $54,240 2,690,803 Direct +0.90% Acquired -97.4% (price as of 2026-10-05)
June 27, 2023 UPXI P 24,000 $2.39 $57,360 2,666,803 Direct +0.91% Acquired -97.5% (price as of 2026-10-05)
June 26, 2023 UPXI P 23,952 $2.43 $58,203 2,642,803 Direct +0.91% Acquired -97.5% (price as of 2026-10-05)
June 23, 2023 UPXI P 7,893 $2.39 $18,864 2,618,851 Direct +0.30% Acquired -97.5% (price as of 2026-10-05)
June 22, 2023 UPXI P 100 $2.28 $228 2,610,958 Direct 0.00% Acquired -97.4% (price as of 2026-10-05)
May 22, 2023 UPXI P 22,776 $3.41 $77,666 2,610,858 Direct +0.88% Acquired -98.2% (price as of 2026-10-05)
March 17, 2023 UPXI P 10b5-1 4,095 $4.41 $18,059 2,588,082 Direct +0.16% Acquired -98.6% (price as of 2026-10-05)
March 16, 2023 UPXI P 10b5-1 4,572 $4.48 $20,483 2,583,987 Direct +0.18% Acquired -98.7% (price as of 2026-10-05)
March 15, 2023 UPXI P 10b5-1 4,334 $4.33 $18,766 2,579,415 Direct +0.17% Acquired -98.6% (price as of 2026-10-05)
Dec. 16, 2022 UPXI P 4,578 $3.59 $16,435 2,575,081 Direct +0.18% Acquired -98.3% (price as of 2026-10-05)
Dec. 15, 2022 UPXI P 2,725 $3.66 $9,974 2,570,503 Direct +0.11% Acquired -98.4% (price as of 2026-10-05)
Dec. 14, 2022 UPXI P 10,000 $3.75 $37,500 2,567,778 Direct +0.39% Acquired -98.4% (price as of 2026-10-05)
Dec. 9, 2022 UPXI P 12,000 $4.11 $49,320 2,557,778 Direct +0.47% Acquired -98.5% (price as of 2026-10-05)
Dec. 1, 2022 UPXI P 18,475 $3.96 $73,161 2,545,778 Direct +0.73% Acquired -98.5% (price as of 2026-10-05)
Feb. 24, 2006 XPO S 83,000 $0.75 $62,250 2,596,217 Direct -3.10% Disposed 17417.0% (price as of 2026-10-05)
Feb. 1, 2006 XPO S 200,000 $0.71 $142,000 2,697,217 Direct +8.01% Acquired 18403.9% (price as of 2026-10-05)
Nov. 30, 2005 XPO S 64,400 $0.72 $46,368 3,087,876 Direct -2.04% Disposed 18146.9% (price as of 2026-10-05)
Nov. 24, 2005 XPO S 50,000 $0.74 $37,000 3,077,876 Direct -1.60% Disposed 17653.7% (price as of 2026-10-05)
May 17, 2005 XPO P 50,000 $0.50 $25,000 3,202,876 Direct +1.59% Acquired 26175.5% (price as of 2026-10-05)
April 7, 2005 XPO P 25,000 $0.98 $24,500 3,152,876 Direct -0.79% Disposed 13305.9% (price as of 2026-10-05)
April 7, 2005 XPO P 25,000 $0.98 $24,500 3,152,876 Direct +0.80% Acquired 13305.9% (price as of 2026-10-05)
Dec. 10, 2004 XPO P 40,000 $1.10 $44,000 3,127,876 Direct +1.30% Acquired 11843.4% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 17, 2025 UPXI Warrants to purchase Common Stock Common Stock (500,000) $2.28 April 17, 2030 500,000 Acquired
March 12, 2025 UPXI Convertible Preferred Stock Common Stock (125,000) $2.60 · 125,000 Acquired
Nov. 15, 2023 UPXI Common Stock Warrants Common Stock (375,000) $1.10 Nov. 15, 2028 375,000 Acquired
July 21, 2021 UPXI Option Grant Common Stock (1,250,000) · · 1,250,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 30, 2021 UPXI Common Stock 2,527,778 Direct
Aug. 30, 2021 UPXI Preferred Stock→ Common Stock (277,778) 277,778 Direct
Aug. 30, 2021 UPXI Employee Stock Option Grant→ Common Stock (833,333) 833,333 Direct
Aug. 26, 2021 UPXI Common Stock 2,527,778 Direct
Aug. 26, 2021 UPXI Preferred Stock→ Common Stock (277,778) 277,778 Direct
Aug. 26, 2021 UPXI Employee Stock Option Grant→ Common Stock (833,333) 833,333 Direct
June 24, 2021 UPXI Common Stock 2,527,778 Direct
June 24, 2021 UPXI Preferred Stock→ Common Stock (277,778) 277,778 Direct
June 24, 2021 UPXI Employee Stock Option Grant→ Common Stock (833,333) 833,333 Direct
Dec. 20, 2004 XPO Common Stock 8,285 Indirect
Dec. 20, 2004 XPO Common Stock 3,087,876 Direct
Dec. 20, 2004 XPO Option→ Common Stock (100,000) 100,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

UPXI

CEO, and Director (1)
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $840,000 $399,231 $171,000 $1,091,963 · · · $2,502,194
2024 $840,000 $250,769 · · · · · $1,090,769
2023 $840,000 $341,068 · · · · $90,000 $1,271,068

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.