Allen & CO LLC
CIK 1303053 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 11, 2017 · Latest: Oct. 11, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 16, 2017 | CARG | C | 135,594 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Oct. 16, 2017 | CARG | C | 800,359 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Oct. 16, 2017 | CARG | C | 10,647 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Oct. 16, 2017 | CARG | C | 813,564 | — | — | 813,564 Direct | — | Acquired | (price as of 2026-08-20) |
| Oct. 16, 2017 | CARG | C | 4,802,155 | — | — | 4,802,155 Direct | — | Acquired | (price as of 2026-08-20) |
| Oct. 16, 2017 | CARG | C | 63,882 | — | — | 63,882 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 16, 2017 | CARG | Series C Preferred Stock | Class A Common Stock | — | — | 135,594 | Disposed |
| Oct. 16, 2017 | CARG | Series B Preferred Stock | Class A Common Stock | — | — | 800,359 | Disposed |
| Oct. 16, 2017 | CARG | Series A Preferred Stock | Class A Common Stock | — | — | 10,647 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 11, 2017 | CARG | Series A Convertible Preferred Stock→ Class A Common Stock (63,882) | 63,882 | Direct |
| Oct. 11, 2017 | CARG | Series B Convertible Preferred Stock→ Class A Common Stock (4,802,155) | 4,802,155 | Direct |
| Oct. 11, 2017 | CARG | Series C Convertible Preferred Stock→ Class A Common Stock (813,564) | 813,564 | Direct |