Allen Li

CIK 1509318 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2011 · Latest: Jan. 4, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 28, 2014 GBAB S 2,900 $20.81 $60,349 0 Direct -100.00% Disposed -32.5% (price as of 2026-08-20)
Aug. 19, 2013 GBAB P 490 $19.60 $9,604 2,900 Direct +20.33% Acquired -28.3% (price as of 2026-08-20)
July 30, 2013 GBAB P 300 $20.45 $6,135 2,200 Direct +15.79% Acquired -31.3% (price as of 2026-08-20)
July 5, 2013 GBAB P 210 $20.70 $4,347 2,110 Direct +11.05% Acquired -32.1% (price as of 2026-08-20)
June 13, 2013 GBAB P 400 $21.65 $8,660 1,900 Direct +26.67% Acquired -35.1% (price as of 2026-08-20)
April 18, 2013 GBAB P 435 $22.82 $9,927 1,500 Direct +40.85% Acquired -38.4% (price as of 2026-08-20)
April 4, 2013 GBAB P 500 $22.82 $11,410 1,065 Direct +88.50% Acquired -38.4% (price as of 2026-08-20)
April 4, 2013 GBAB P 55 $22.80 $1,254 565 Direct +10.78% Acquired -38.4% (price as of 2026-08-20)
May 29, 2012 GBAB S 1,800 $22.30 $40,140 510 Direct -77.92% Disposed -37.0% (price as of 2026-08-20)
May 29, 2012 GBAB S 190 $22.29 $4,235 2,310 Direct -7.60% Disposed -37.0% (price as of 2026-08-20)
Nov. 2, 2011 GBAB P 500 $20.05 $10,025 2,500 Direct +25.00% Acquired -29.9% (price as of 2026-08-20)
April 13, 2011 GBAB P 1,000 $18.05 $18,050 2,000 Direct +100.00% Acquired -22.2% (price as of 2026-08-20)
March 22, 2011 GBAB P 595 $18.14 $10,793 1,000 Direct +146.91% Acquired -22.5% (price as of 2026-08-20)
Dec. 31, 2010 GBAB P 101 $17.81 $1,799 405 Direct +33.22% Acquired -21.1% (price as of 2026-08-20)
Dec. 29, 2010 GBAB P 204 $17.71 $3,613 304 Direct +204.00% Acquired -20.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 4, 2011 GBAB Common Stock 100 Direct