ALLEN PAUL G

CIK 904057 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 14, 2005 · Latest: Sept. 14, 2010

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 17, 2011 PAA S 7,500,000 $59.30 $444,750,000 4,890,120 Indirect -60.53% Disposed -16.0% (price as of 2026-08-21)
June 17, 2009 CHTR S 28,467,421 — — 0 Direct -100.00% Disposed (price as of 2026-08-21)
March 23, 2007 PAA S 1 $300000.00 $300,000 1 Indirect — Acquired -100.0% (price as of 2026-08-21)
March 23, 2007 PAA S 1 — — 1 Indirect — Acquired (price as of 2026-08-21)
Nov. 20, 2006 CHTR S 1 — — 1 Indirect — Acquired (price as of 2026-08-21)
July 26, 2006 PAA P 697,674 $43.00 $29,999,982 14,386,074 Indirect +5.10% Acquired 15.8% (price as of 2026-08-21)
May 9, 2006 CHTR S 1 — — 1 Indirect — Acquired (price as of 2026-08-21)
Feb. 25, 2005 PAA S 575,000 $38.08 $21,896,000 13,113,400 Indirect -4.20% Disposed 30.8% (price as of 2026-08-21)
Feb. 25, 2005 PAA P 575,000 $38.13 $21,924,750 13,688,400 Indirect +4.38% Acquired 30.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 30, 2009 CHTR Subordinated Accreting Note [F8] Class A Common Stock — — 1 Disposed
Nov. 30, 2009 CHTR Class C Common Membership Units [F7] Class A Common Stock — — 14,831,552 Disposed
Nov. 30, 2009 CHTR Class A Common Membership Units [F5] Class A Common Stock — — 324,300,479 Disposed
Nov. 30, 2009 CHTR Class B Common Stock Class A Common Stock — — 50,000 Disposed
Nov. 30, 2009 CHTR Options to Purchase Class A Common Stock Class A Common Stock (10,000) $23.09 — 10,000 Disposed
March 23, 2007 PAA Carry Interest Common Units — — 1 Acquired
March 23, 2007 PAA Performance Program Common Units — — 1 Acquired
Jan. 26, 2007 CHTR Option Agreement (obligation to sell) Class A Common Stock $1.15 Dec. 24, 2009 1 Disposed
Nov. 20, 2006 CHTR Performance Program Class A Common Stock — — 1 Acquired
May 9, 2006 CHTR Option Agreement (obligation to sell) Class A Common Stock (1,150,000) $1.15 Dec. 24, 2009 1 Acquired
Oct. 31, 2005 CHTR Subordinated Accreting Note Class A Common Stock $2.00 Oct. 31, 2020 — Acquired
Nov. 12, 2003 CHTR Put Options (obligations to buy) Class A Common Stock (7,107,750) — — 7,107,750 Disposed
Oct. 29, 2003 CHTR Put Options (obligations to buy) Class A Common Stock (324,335) — — 324,335 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 14, 2010 CHTR Class A Common Stock 1,356,809 Direct
Sept. 14, 2010 CHTR Class B Common Stock 2,241,299 Direct
Sept. 14, 2010 CHTR Warrants→ Class A Common Stock (4,669,384) 4,669,384 Direct
Sept. 14, 2010 CHTR Warrants→ Class A Common Stock (387,230) 387,230 Direct
Oct. 14, 2004 PAA Common Units 11,084,039 Indirect
July 23, 2004 PAA Common Units 11,373,415 Indirect
July 23, 2004 PAA Class B Common Units 1,307,190 Indirect
July 23, 2004 PAA Class C Common Units 1,298,280 Indirect