ALPS ADVISORS INC
CIK 1376113 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 24, 2015 · Latest: Jan. 12, 2017
On this page
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 10, 2017 | RIV | D | 5,848 | $19.01 | $111,170 | 0 Direct | -100.00% | Disposed | -38.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 24, 2015 | RIV | RiverNorth Opportunities Fund, Inc. | 5,155 | Direct |