Andre Michel Ballester

Insider

First SEC filing: Oct. 27, 2015 · Latest: Oct. 27, 2015

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2016	LIVN	M	2,431	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 31, 2016	LIVN	M	4,001	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 31, 2016	LIVN	F	1,142	$44.97	$51,356	93,822 Direct	-1.20%	Disposed	80.0% (price as of 2026-08-19)
Dec. 31, 2016	LIVN	M	2,431	—	—	94,964 Direct	+2.63%	Acquired	(price as of 2026-08-19)
Dec. 31, 2016	LIVN	F	1,880	$44.97	$84,544	92,533 Direct	-1.99%	Disposed	80.0% (price as of 2026-08-19)
Dec. 31, 2016	LIVN	M	4,001	—	—	94,413 Direct	+4.43%	Acquired	(price as of 2026-08-19)
Nov. 18, 2016	LIVN	M	17,835	—	—	71,339 Direct	-20.00%	Disposed	(price as of 2026-08-19)
Nov. 18, 2016	LIVN	F	8,382	$43.07	$361,013	90,412 Direct	-8.48%	Disposed	88.0% (price as of 2026-08-19)
Nov. 18, 2016	LIVN	M	17,835	—	—	98,794 Direct	+22.03%	Acquired	(price as of 2026-08-19)
March 11, 2016	LIVN	A	56,682	—	—	56,682 Direct	—	Acquired	(price as of 2026-08-19)
March 11, 2016	LIVN	A	17,361	—	—	17,361 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 26, 2016	LIVN	M	6,432	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 26, 2016	LIVN	F	2,057	$57.09	$117,434	80,959 Direct	-2.48%	Disposed	41.8% (price as of 2026-08-19)
Feb. 26, 2016	LIVN	M	6,432	—	—	83,016 Direct	+8.40%	Acquired	(price as of 2026-08-19)
Nov. 18, 2015	LIVN	A	89,174	—	—	89,174 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 31, 2016	LIVN	Restricted Stock Units	Ordinary Shares (2,431)	—	—	2,431	Disposed
Dec. 31, 2016	LIVN	Restricted Stock Units	Ordinary Shares (4,001)	—	—	4,001	Disposed
Nov. 18, 2016	LIVN	Restricted Stock Units	Ordinary Shares (17,835)	—	—	17,835	Disposed
March 11, 2016	LIVN	Stock Appreciation Rights	Common Stock (56,682)	$57.60	—	56,682	Acquired
March 11, 2016	LIVN	Restricted Stock Units	Common Stock (17,361)	—	—	17,361	Acquired
Feb. 26, 2016	LIVN	Restricted Stock Units	Common Stock (6,432)	—	—	6,432	Disposed
Nov. 18, 2015	LIVN	Restricted Stock Units	Common Stock (89,174)	—	Nov. 18, 2019	89,174	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 27, 2015	LIVN	Option to purchase common stock→ Common Stock	—	Direct
Oct. 22, 2015	LIVN	Common Stock	76,584	Direct
Oct. 22, 2015	LIVN	Common Stock	6,432	Direct
Oct. 22, 2015	LIVN	Common Stock	6,432	Direct
Oct. 22, 2015	LIVN	Option to purchase common stock→ Common Stock (147,173)	147,173	Direct
Oct. 22, 2015	LIVN	Option to purchase common stock→ Common Stock (18,806)	18,806	Direct