Insider at

04

Insider transactions

05
0 buys (P) 5 sells (S) Net: $-507,363 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 19, 2026 UPST S 10b5-1 3,000 $29.33 $87,990 152,208 Direct -1.93% Disposed -17.0% (price as of 2026-10-05)
Aug. 17, 2026 UPST S 7,175 $29.36 $210,658 155,208 Direct -4.42% Disposed -17.1% (price as of 2026-10-05)
May 15, 2026 UPST S 2,759 $28.96 $79,901 166,668 Direct -1.63% Disposed -15.9% (price as of 2026-10-05)
May 15, 2026 UPST S 4,184 $30.05 $125,729 162,484 Direct -2.51% Disposed -19.0% (price as of 2026-10-05)
May 15, 2026 UPST S 101 $30.54 $3,085 162,383 Direct -0.06% Disposed -20.3% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 31, 2026 UPST Performance-based Restricted Stock Unit Common Stock (148,006) $0.00 · 148,006 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).