Andrew B Stroud JR

Insider

First SEC filing: March 11, 2015 · Latest: March 11, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

ERII selling Nov. 30, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 5, 2019	ERII	F	1,267	$8.42	$10,668	35,415 Direct	-3.45%	Disposed	-6.7% (price as of 2026-08-21)
Feb. 5, 2019	ERII	F	1,157	$7.72	$8,932	32,666 Direct	-3.42%	Disposed	1.8% (price as of 2026-08-21)
Feb. 4, 2019	ERII	F	1,592	$7.61	$12,115	33,823 Direct	-4.50%	Disposed	3.3% (price as of 2026-08-21)
Feb. 5, 2018	ERII	F	1,160	$7.77	$9,013	36,682 Direct	-3.07%	Disposed	1.2% (price as of 2026-08-21)
Feb. 1, 2018	ERII	F	243	$9.56	$2,323	22,842 Direct	-1.05%	Disposed	-17.8% (price as of 2026-08-21)
Feb. 1, 2018	ERII	A	15,000	$7.50	$112,500	37,842 Direct	+65.67%	Acquired	4.8% (price as of 2026-08-21)
Feb. 1, 2018	ERII	A	26,023	—	—	26,023 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 30, 2017	ERII	M	7,117	$2.75	$19,572	32,398 Direct	+28.15%	Acquired	185.8% (price as of 2026-08-21)
Nov. 30, 2017	ERII	S 10b5-1	7,117	$11.00	$78,287	25,281 Direct	-21.97%	Disposed	-28.5% (price as of 2026-08-21)
Nov. 30, 2017	ERII	F	2,196	$8.29	$18,205	23,085 Direct	-8.69%	Disposed	-5.2% (price as of 2026-08-21)
Nov. 30, 2017	ERII	M 10b5-1	7,117	$11.00	$78,287	70,700 Direct	-9.15%	Disposed	-28.5% (price as of 2026-08-21)
Feb. 2, 2017	ERII	A	11,040	$10.19	$112,498	25,281 Direct	+77.52%	Acquired	-22.9% (price as of 2026-08-21)
Feb. 2, 2017	ERII	A	17,891	—	—	160,913 Direct	+12.51%	Acquired	(price as of 2026-08-21)
Sept. 21, 2016	ERII	M	7,655	$2.75	$21,051	21,896 Direct	+53.75%	Acquired	185.8% (price as of 2026-08-21)
Sept. 21, 2016	ERII	D	7,655	$15.00	$114,825	14,241 Direct	-34.96%	Disposed	-47.6% (price as of 2026-08-21)
Sept. 21, 2016	ERII	M	7,654	$2.75	$21,048	21,895 Direct	+53.75%	Acquired	185.8% (price as of 2026-08-21)
Sept. 21, 2016	ERII	D	7,654	$16.00	$122,464	14,241 Direct	-34.96%	Disposed	-50.9% (price as of 2026-08-21)
Sept. 21, 2016	ERII	M	8,418	$5.91	$49,750	22,659 Direct	+59.11%	Acquired	33.0% (price as of 2026-08-21)
Sept. 21, 2016	ERII	D	8,418	$16.00	$134,688	14,241 Direct	-37.15%	Disposed	-50.9% (price as of 2026-08-21)
Sept. 21, 2016	ERII	X	7,655	—	—	159,094 Direct	-4.59%	Disposed	(price as of 2026-08-21)
Sept. 21, 2016	ERII	X	7,654	—	—	151,440 Direct	-4.81%	Disposed	(price as of 2026-08-21)
Sept. 21, 2016	ERII	X	8,418	—	—	143,022 Direct	-5.56%	Disposed	(price as of 2026-08-21)
Sept. 7, 2016	ERII	M	7,655	$2.75	$21,051	21,896 Direct	+53.75%	Acquired	185.8% (price as of 2026-08-21)
Sept. 7, 2016	ERII	D	7,655	$14.00	$107,170	14,241 Direct	-34.96%	Disposed	-43.9% (price as of 2026-08-21)
Sept. 7, 2016	ERII	X	7,655	—	—	166,749 Direct	-4.39%	Disposed	(price as of 2026-08-21)
Aug. 9, 2016	ERII	M	5,000	$2.75	$13,750	19,241 Direct	+35.11%	Acquired	185.8% (price as of 2026-08-21)
Aug. 9, 2016	ERII	D	5,000	$13.04	$65,200	14,241 Direct	-25.99%	Disposed	-39.7% (price as of 2026-08-21)
Aug. 9, 2016	ERII	X	5,000	—	—	174,404 Direct	-2.79%	Disposed	(price as of 2026-08-21)
May 17, 2016	ERII	S	2,700	$11.11	$29,997	14,241 Direct	-15.94%	Disposed	-29.3% (price as of 2026-08-21)
March 8, 2016	ERII	A	14,241	—	—	15,941 Direct	+837.71%	Acquired	(price as of 2026-08-21)
March 8, 2016	ERII	A	23,623	—	—	179,404 Direct	+15.16%	Acquired	(price as of 2026-08-21)
March 11, 2015	ERII	P	1,700	$2.83	$4,811	1,700 Direct	—	Acquired	177.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 1, 2018	ERII	Employee Stock Option (Right to Buy)	Common Stock (26,023)	$7.50	Feb. 1, 2028	26,023	Acquired
Nov. 30, 2017	ERII	Employee Stock Option (Right to Buy)	Common Stock (7,117)	$2.75	March 9, 2025	7,117	Disposed
Feb. 2, 2017	ERII	Stock Option (Right to Buy)	Common Stock (17,891)	$10.19	Feb. 2, 2027	17,891	Acquired
Sept. 21, 2016	ERII	Stock Option (Right to Buy)	Common Stock (7,655)	$2.75	March 9, 2025	7,655	Disposed
Sept. 21, 2016	ERII	Stock Option (Right to Buy)	Common Stock (7,654)	$2.75	March 9, 2025	7,654	Disposed
Sept. 21, 2016	ERII	Stock Option (Right to Buy)	Common Stock (8,418)	$5.91	June 20, 2024	8,418	Disposed
Sept. 7, 2016	ERII	Stock Option (Right to Buy)	Common Stock (7,655)	$2.75	March 9, 2025	7,655	Disposed
Aug. 9, 2016	ERII	Stock Option (Right to Buy)	Common Stock (5,000)	$2.75	March 9, 2025	5,000	Disposed
March 8, 2016	ERII	Stock Option (Right to Buy)	Common Stock (23,623)	$8.52	March 8, 2026	23,623	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 11, 2015	ERII	Employee Stock Option (Right to Buy)→ Common Stock (50,000)	50,000	Direct
March 11, 2015	ERII	Employee Stock Option (Right to Buy)→ Common Stock (105,781)	105,781	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ERII

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$221,000	—	—	—	$77,350	—	—	$484,351

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.