Andrew J Naukam
CIK 1365526 · View on SEC EDGAR ↗
Insider
First SEC filing: March 4, 2009 · Latest: March 4, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 21 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 2, 2009 | ULBI | F | 560 | $7.00 | $3,920 | 12,089 Direct | -4.43% | Disposed | -2.1% (price as of 2026-08-21) |
| Jan. 14, 2009 | ULBI | A | 477 | — | — | 12,649 Direct | +3.92% | Acquired | (price as of 2026-08-21) |
| Jan. 14, 2009 | ULBI | A | 1,994 | — | — | 1,994 Direct | — | Acquired | (price as of 2026-08-21) |
| Jan. 12, 2009 | ULBI | D | 6,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Jan. 12, 2009 | ULBI | F | 3,566 | $12.80 | $45,645 | 12,172 Direct | -22.66% | Disposed | -46.5% (price as of 2026-08-21) |
| Jan. 12, 2009 | ULBI | M | 6,000 | $4.15 | $24,900 | 15,738 Direct | +61.61% | Acquired | 65.1% (price as of 2026-08-21) |
| Dec. 22, 2008 | ULBI | F | 112 | $10.78 | $1,207 | 9,738 Direct | -1.14% | Disposed | -36.5% (price as of 2026-08-21) |
| Dec. 22, 2008 | ULBI | F | 133 | $10.78 | $1,434 | 9,717 Direct | -1.35% | Disposed | -36.5% (price as of 2026-08-21) |
| June 5, 2008 | ULBI | M | 6,000 | — | — | 6,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Feb. 26, 2008 | ULBI | M | 4,000 | $3.39 | $13,560 | 9,850 Direct | +68.38% | Acquired | 102.1% (price as of 2026-08-21) |
| Feb. 26, 2008 | ULBI | M | 4,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Feb. 26, 2008 | ULBI | M | 4,000 | $3.39 | $13,560 | 9,850 Direct | -28.88% | Disposed | 102.1% (price as of 2026-08-21) |
| Dec. 21, 2007 | ULBI | F | 115 | $16.35 | $1,880 | 5,850 Direct | -1.93% | Disposed | -58.1% (price as of 2026-08-21) |
| Dec. 7, 2007 | ULBI | A | 1,200 | — | — | 5,965 Direct | +25.18% | Acquired | (price as of 2026-08-21) |
| March 13, 2007 | ULBI | D | 3,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| March 13, 2007 | ULBI | D | 2,235 | $8.39 | $18,752 | 4,765 Direct | -31.93% | Disposed | -18.4% (price as of 2026-08-21) |
| March 13, 2007 | ULBI | A | 3,000 | $6.09 | $18,270 | 7,000 Direct | +75.00% | Acquired | 12.5% (price as of 2026-08-21) |
| Dec. 21, 2006 | ULBI | A | 7,500 | — | — | 7,500 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 21, 2006 | ULBI | A | 4,000 | — | — | 4,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 21, 2006 | ULBI | A | 7,500 | — | — | 7,500 Direct | — | Acquired | (price as of 2026-08-21) |
| June 8, 2006 | ULBI | A | 11,250 | — | — | 11,250 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 14, 2009 | ULBI | Common Stock, $.10 par value | Common Stock; $.10 par value | $12.18 | Jan. 14, 2016 | 1,994 | Acquired |
| Jan. 12, 2009 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value (6,000) | $4.15 | April 3, 2009 | 6,000 | Disposed |
| June 5, 2008 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $13.43 | Dec. 7, 2014 | 6,000 | Acquired |
| Feb. 26, 2008 | ULBI | Common Stock(Right to Buy) | Common Stock: $.10 par value (4,000) | $3.39 | April 10, 2008 | 4,000 | Disposed |
| March 13, 2007 | ULBI | Stock Option (Right to Buy) | Common Stock; $.10 par value (3,000) | $6.09 | March 19, 2007 | 3,000 | Disposed |
| Dec. 21, 2006 | ULBI | Stock Option (Right to Buy) | Common Stock; $.10 par value | $10.55 | Dec. 21, 2013 | 7,500 | Acquired |
| Dec. 21, 2006 | ULBI | Stock Option (Right to Buy) | Common Stock; $.10 par value | $10.55 | Dec. 21, 2013 | 7,500 | Acquired |
| June 8, 2006 | ULBI | Stock Option (Right to Buy) | Common Stock; $.10 par value (11,250) | $9.95 | June 8, 2013 | 11,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 12, 2006 | ULBI | Common Stock (Right to Buy)→ Commonn Stock, $.10 par value (3,000) | 3,000 | Direct |
| June 12, 2006 | ULBI | Common Stock (Right to Buy)→ Commonn Stock, $.10 par value (4,000) | 4,000 | Direct |
| June 12, 2006 | ULBI | Common Stock (Right to Buy)→ Commonn Stock, $.10 par value (6,000) | 6,000 | Direct |
| June 12, 2006 | ULBI | Common Stock (Right to Buy)→ Commonn Stock, $.10 par value (7,500) | 7,500 | Direct |